| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 529,044 | 1,304,044 | +775,000 | 0.06 | 0.11 | +0.05 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 937,500 | 1,200,000 | +262,500 | 0.00 | 0.01 | +0.01 | buy |
| Westchester Capital Management, LLC | 910,000 | 1,160,852 | +250,852 | 0.54 | 0.70 | +0.16 | buy |
| Shaolin Capital Management LLC | 150,000 | 347,630 | +197,630 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 410,700 | 457,400 | +46,700 | 0.04 | 0.05 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 298,553 | 309,050 | +10,497 | 0.05 | 0.06 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 272,234 | 276,226 | +3,992 | 0.19 | 0.13 | -0.06 | buy |
| CLEAR STREET LLC | 12,011 | 14,027 | +2,016 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 829,957 | 830,457 | +500 | 0.01 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 84 | +84 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,237,500 | 1,237,500 | 0 | 0.01 | 0.02 | +0.00 | hold |
| CANTOR FITZGERALD, L. P. | 2,500,000 | 2,500,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.18 | 0.16 | -0.03 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 460,000 | 460,000 | 0 | 2.32 | 2.27 | -0.04 | hold |
| CONDOR CAPITAL MANAGEMENT | 11,518 | 11,518 | 0 | 0.01 | 0.01 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 412,264 | 412,264 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BERKLEY W R CORP | 297,992 | 297,992 | 0 | 0.17 | 0.22 | +0.05 | hold |
| AQR Arbitrage LLC | 494,096 | 494,096 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,800 | 7,800 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 360,400 | 360,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 2,075,000 | 2,075,000 | 0 | 3.16 | 3.64 | +0.48 | hold |
| MMCAP International Inc. SPC | 1,037,500 | 1,037,500 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 1,674,996 | 1,674,996 | 0 | 0.25 | 0.57 | +0.32 | hold |
| Polar Asset Management Partners Inc. | 1,237,500 | 1,237,500 | 0 | 0.00 | 0.01 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 421,842 | 421,842 | 0 | 0.21 | 0.23 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,599 | 225,599 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.07 | +0.03 | hold |
| Saba Capital Management, L.P. | 193,229 | 193,229 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 0.37 | 0.36 | -0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 295,938 | 295,938 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 937,500 | 937,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,875,000 | 1,875,000 | 0 | 0.56 | 0.66 | +0.10 | hold |
| LMR Partners LLP | 612,500 | 612,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,225,000 | 1,225,000 | 0 | 0.22 | 0.25 | +0.04 | hold |
| First Trust Capital Management L.P. | 2,587,500 | 2,587,500 | 0 | 2.00 | 1.93 | -0.08 | hold |
| Dakota Wealth Management | 48,400 | 48,400 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 225,000 | 225,000 | 0 | 1.62 | 1.29 | -0.32 | hold |
| CLEAR STREET LLC | 209,258 | 209,258 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HGC Investment Management Inc. | 2,475,000 | 2,475,000 | 0 | 10.75 | 9.08 | -1.67 | hold |
| Wellspring Financial Advisors, LLC | 18,000 | 18,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TrueMark Investments, LLC | 17,748 | 17,748 | 0 | 0.06 | 0.05 | -0.01 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 160,000 | 160,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 137,424 | 137,424 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 290,000 | 290,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CLEAR STREET LLC | 659 | 121 | -538 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 220,703 | 219,958 | -745 | 0.03 | 0.04 | +0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 441,403 | 439,911 | -1,492 | 4.74 | 4.76 | +0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 176,172 | 173,972 | -2,200 | 0.01 | 0.02 | +0.00 | sell |
| Wealthspring Capital LLC | 144,500 | 141,750 | -2,750 | 0.03 | 0.04 | +0.01 | sell |
| Verition Fund Management LLC | 129,978 | 126,526 | -3,452 | 0.01 | 0.01 | +0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 245,375 | -4,625 | 0.00 | 0.00 | +0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 221,834 | 209,259 | -12,575 | 3.40 | 3.32 | -0.08 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 41,798 | 22,250 | -19,548 | 0.17 | 0.09 | -0.08 | sell |
| Tidal Investments LLC | 19,548 | 0 | -19,548 | 0.00 | 0.00 | -0.00 | sell |
| FIR TREE CAPITAL MANAGEMENT LP | 28,846 | 0 | -28,846 | 0.69 | 0.00 | -0.69 | sell |
| METEORA CAPITAL, LLC | 558,954 | 527,001 | -31,953 | 0.03 | 0.03 | +0.01 | sell |
| Karpus Management, Inc. | 3,641,464 | 3,608,177 | -33,287 | 1.09 | 1.20 | +0.11 | sell |
| GLAZER CAPITAL, LLC | 107,644 | 70,049 | -37,595 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 320,447 | 280,447 | -40,000 | 0.00 | 0.00 | +0.00 | sell |
| StoneX Group Inc. | 44,200 | 0 | -44,200 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,710,119 | 1,610,119 | -100,000 | 0.41 | 0.40 | -0.01 | sell |
| TORONTO DOMINION BANK | 317,263 | 141,211 | -176,052 | 0.01 | 0.00 | -0.00 | sell |