| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 312,290 | 846,823 | +534,533 | 0.19 | 0.49 | +0.31 | buy |
| JPMORGAN CHASE & CO | 49,816 | 549,898 | +500,082 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 452,072 | +452,072 | 0.00 | 0.31 | +0.31 | buy |
| TORONTO DOMINION BANK | 400,000 | 635,465 | +235,465 | 0.01 | 0.01 | +0.01 | buy |
| First Trust Capital Management L.P. | 0 | 210,000 | +210,000 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 200,000 | +200,000 | 0.00 | 0.08 | +0.08 | buy |
| Lepercq De Neuflize Asset Management LLC | 0 | 150,000 | +150,000 | 0.00 | 0.02 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 573,222 | 623,267 | +50,045 | 0.33 | 0.51 | +0.17 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 11,395 | +11,395 | 0.00 | 0.00 | +0.00 | buy |
| Cannon Global Investment Management, LLC | 14,500 | 16,700 | +2,200 | 0.41 | 0.44 | +0.03 | buy |
| AQR Arbitrage LLC | 1,576,119 | 1,576,803 | +684 | 0.35 | 0.28 | -0.07 | buy |
| TORONTO DOMINION BANK | 475,968 | 476,642 | +674 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,423,125 | 1,423,125 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 490,750 | 490,750 | 0 | 0.15 | 0.12 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 245,375 | 245,375 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 30,923 | 30,923 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,900 | 3,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,800 | 7,800 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 13,070 | 13,070 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 360,400 | 360,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 797,584 | 797,584 | 0 | 0.05 | 0.05 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,275,000 | 1,275,000 | 0 | 1.36 | 1.19 | -0.17 | hold |
| MMCAP International Inc. SPC | 1,037,500 | 1,037,500 | 0 | 0.03 | 0.01 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 1,174,996 | 1,174,996 | 0 | 0.25 | 0.30 | +0.05 | hold |
| Polar Asset Management Partners Inc. | 1,237,500 | 1,237,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.11 | 0.13 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,599 | 225,599 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.08 | +0.04 | hold |
| K2 PRINCIPAL FUND, L.P. | 121,798 | 121,798 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 1,625,000 | 1,625,000 | 0 | 0.10 | 0.11 | +0.00 | hold |
| Alberta Investment Management Corp | 812,500 | 812,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 193,229 | 193,229 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 2.58 | 0.75 | -1.83 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 90,500 | 90,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,225,000 | 1,225,000 | 0 | 0.13 | 0.12 | -0.00 | hold |
| LMR Partners LLP | 612,500 | 612,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 22,250 | 22,250 | 0 | 0.10 | 0.11 | +0.01 | hold |
| First Trust Capital Management L.P. | 2,091,077 | 2,091,077 | 0 | 1.35 | 1.19 | -0.16 | hold |
| PERISCOPE CAPITAL INC. | 210,700 | 210,700 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Wellspring Financial Advisors, LLC | 21,200 | 21,200 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 217,248 | 217,248 | 0 | 0.06 | 0.03 | -0.02 | hold |
| TrueMark Investments, LLC | 16,017 | 16,017 | 0 | 0.03 | 0.03 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 80,000 | 80,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 137,739 | 137,739 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 290,000 | 290,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Jain Global LLC | 250,000 | 249,980 | -20 | 0.03 | 0.03 | +0.01 | sell |
| NATIONAL BANK OF CANADA /FI/ | 369 | 109 | -260 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 229,124 | 227,588 | -1,536 | 0.01 | 0.02 | +0.01 | sell |
| Dakota Wealth Management | 48,400 | 46,400 | -2,000 | 0.01 | 0.01 | +0.00 | sell |
| Verition Fund Management LLC | 230,000 | 225,400 | -4,600 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 14,954 | 10,000 | -4,954 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 463,173 | 457,602 | -5,571 | 0.00 | 0.00 | -0.00 | sell |
| CONDOR CAPITAL MANAGEMENT | 10,632 | 0 | -10,632 | 0.01 | 0.00 | -0.01 | sell |
| Wealthspring Capital LLC | 1,018,282 | 1,006,939 | -11,343 | 2.57 | 2.59 | +0.02 | sell |
| GLAZER CAPITAL, LLC | 250,100 | 236,227 | -13,873 | 0.07 | 0.05 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 18,053 | 0 | -18,053 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 517,966 | 499,349 | -18,617 | 0.01 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 785,089 | 763,964 | -21,125 | 0.05 | 0.03 | -0.02 | sell |
| Parallax Volatility Advisers, L.P. | 25,159 | 0 | -25,159 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 416,096 | 388,719 | -27,377 | 1.68 | 1.18 | -0.51 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 420,111 | 360,013 | -60,098 | 0.21 | 0.20 | -0.02 | sell |
| METEORA CAPITAL, LLC | 408,719 | 343,722 | -64,997 | 0.37 | 0.27 | -0.09 | sell |
| PERISCOPE CAPITAL INC. | 344,000 | 250,000 | -94,000 | 0.71 | 0.47 | -0.24 | sell |
| CSS LLC/IL | 538,657 | 441,672 | -96,985 | 0.01 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 2,331,866 | 2,230,216 | -101,650 | 0.67 | 0.75 | +0.09 | sell |
| Harraden Circle Investments, LLC | 1,637,305 | 1,520,737 | -116,568 | 0.08 | 0.04 | -0.04 | sell |
| Shaolin Capital Management LLC | 125,000 | 0 | -125,000 | 0.05 | 0.00 | -0.05 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 951,749 | 745,440 | -206,309 | 0.14 | 0.13 | -0.02 | sell |
| MIZUHO SECURITIES USA LLC | 319,909 | 60,098 | -259,811 | 0.06 | 0.02 | -0.04 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 295,938 | 0 | -295,938 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 412,264 | 53,900 | -358,364 | 0.02 | 0.00 | -0.02 | sell |
| Westchester Capital Management, LLC | 1,360,852 | 860,852 | -500,000 | 0.68 | 0.45 | -0.23 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,875,000 | 1,375,000 | -500,000 | 0.22 | 0.16 | -0.06 | sell |
| METEORA CAPITAL, LLC | 776,900 | 238,185 | -538,715 | 0.02 | 0.00 | -0.02 | sell |
| HGC Investment Management Inc. | 1,375,000 | 0 | -1,375,000 | 3.12 | 0.00 | -3.12 | sell |