| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 0 | 1,926,999 | +1,926,999 | 0.00 | 3.80 | +3.80 | buy |
| Alberta Investment Management Corp | 0 | 1,625,000 | +1,625,000 | 0.00 | 0.13 | +0.13 | buy |
| Wealthspring Capital LLC | 209,259 | 1,059,042 | +849,783 | 3.32 | 2.95 | -0.37 | buy |
| Alberta Investment Management Corp | 0 | 812,500 | +812,500 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 750,000 | +750,000 | 0.00 | 0.11 | +0.11 | buy |
| Wealthspring Capital LLC | 141,750 | 792,739 | +650,989 | 0.04 | 0.06 | +0.02 | buy |
| METEORA CAPITAL, LLC | 527,001 | 908,044 | +381,043 | 0.03 | 0.06 | +0.02 | buy |
| TORONTO DOMINION BANK | 141,211 | 425,660 | +284,449 | 0.00 | 0.01 | +0.01 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 0 | 250,000 | +250,000 | 0.00 | 0.07 | +0.07 | buy |
| Jain Global LLC | 0 | 250,000 | +250,000 | 0.00 | 0.04 | +0.04 | buy |
| JPMORGAN CHASE & CO | 0 | 225,275 | +225,275 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 309,050 | 501,000 | +191,950 | 0.06 | 0.09 | +0.03 | buy |
| D. E. Shaw & Co., Inc. | 1,237,500 | 1,423,125 | +185,625 | 0.02 | 0.01 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 147,743 | +147,743 | 0.00 | 0.12 | +0.12 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 121,798 | +121,798 | 0.00 | 0.01 | +0.01 | buy |
| Quarry LP | 0 | 115,252 | +115,252 | 0.00 | 0.28 | +0.28 | buy |
| Shaolin Capital Management LLC | 347,630 | 450,000 | +102,370 | 0.00 | 0.01 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 100,000 | +100,000 | 0.00 | 0.05 | +0.05 | buy |
| Verition Fund Management LLC | 126,526 | 222,650 | +96,124 | 0.01 | 0.01 | +0.01 | buy |
| Virtu Financial LLC | 0 | 58,731 | +58,731 | 0.00 | 0.03 | +0.03 | buy |
| Harraden Circle Investments, LLC | 1,304,044 | 1,347,139 | +43,095 | 0.11 | 0.12 | +0.00 | buy |
| BARDIN HILL MANAGEMENT PARTNERS LP | 0 | 16,474 | +16,474 | 0.00 | 0.11 | +0.11 | buy |
| CLEAR STREET LLC | 121 | 10,321 | +10,200 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 225,000 | 235,000 | +10,000 | 1.29 | 0.94 | -0.36 | buy |
| Wellspring Financial Advisors, LLC | 18,000 | 21,200 | +3,200 | 0.02 | 0.02 | +0.00 | buy |
| CLEAR STREET LLC | 14,027 | 14,759 | +732 | 0.00 | 0.00 | -0.00 | buy |
| CANTOR FITZGERALD, L. P. | 2,500,000 | 2,500,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 245,375 | 245,375 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 11,518 | 11,518 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 412,264 | 412,264 | 0 | 0.03 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 830,457 | 830,457 | 0 | 0.01 | 0.02 | +0.01 | hold |
| BERKLEY W R CORP | 297,992 | 297,992 | 0 | 0.22 | 0.19 | -0.03 | hold |
| AQR Arbitrage LLC | 494,096 | 494,096 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,800 | 7,800 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 360,400 | 360,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 1,037,500 | 1,037,500 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 1,237,500 | 1,237,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 421,842 | 421,842 | 0 | 0.23 | 0.25 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,599 | 225,599 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.07 | 0.04 | -0.03 | hold |
| Saba Capital Management, L.P. | 193,229 | 193,229 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 0.36 | 0.60 | +0.24 | hold |
| Westchester Capital Management, LLC | 1,160,852 | 1,160,852 | 0 | 0.70 | 0.72 | +0.02 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 295,938 | 295,938 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 937,500 | 937,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,875,000 | 1,875,000 | 0 | 0.66 | 0.28 | -0.38 | hold |
| LMR Partners LLP | 612,500 | 612,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,225,000 | 1,225,000 | 0 | 0.25 | 0.20 | -0.05 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 22,250 | 22,250 | 0 | 0.09 | 0.10 | +0.00 | hold |
| Dakota Wealth Management | 48,400 | 48,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 219,958 | 219,958 | 0 | 0.04 | 0.07 | +0.02 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 137,424 | 137,424 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 84 | 0 | -84 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 460,000 | 459,501 | -499 | 2.27 | 1.52 | -0.76 | sell |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 490,750 | -9,250 | 0.16 | 0.15 | -0.01 | sell |
| CLEAR STREET LLC | 209,258 | 199,694 | -9,564 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 276,226 | 260,100 | -16,126 | 0.13 | 0.10 | -0.03 | sell |
| TrueMark Investments, LLC | 17,748 | 0 | -17,748 | 0.05 | 0.00 | -0.05 | sell |
| AQR Arbitrage LLC | 1,610,119 | 1,585,119 | -25,000 | 0.40 | 0.39 | -0.01 | sell |
| Verition Fund Management LLC | 280,447 | 250,800 | -29,647 | 0.00 | 0.00 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 173,972 | 122,896 | -51,076 | 0.02 | 0.01 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 70,049 | 0 | -70,049 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 160,000 | 80,000 | -80,000 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,200,000 | 937,500 | -262,500 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 457,400 | 185,700 | -271,700 | 0.05 | 0.02 | -0.02 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 439,911 | 0 | -439,911 | 4.76 | 0.00 | -4.76 | sell |
| First Trust Capital Management L.P. | 2,587,500 | 2,091,077 | -496,423 | 1.93 | 1.49 | -0.43 | sell |
| Polar Asset Management Partners Inc. | 1,674,996 | 1,174,996 | -500,000 | 0.57 | 0.31 | -0.26 | sell |
| MMCAP International Inc. SPC | 2,075,000 | 1,275,000 | -800,000 | 3.64 | 1.62 | -2.02 | sell |
| HGC Investment Management Inc. | 2,475,000 | 1,375,000 | -1,100,000 | 9.08 | 4.03 | -5.05 | sell |
| Karpus Management, Inc. | 3,608,177 | 2,339,016 | -1,269,161 | 1.20 | 0.80 | -0.41 | sell |