| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 1,174,996 | 1,800,000 | +625,004 | 0.30 | 0.36 | +0.06 | buy |
| MIZUHO SECURITIES USA LLC | 60,098 | 558,486 | +498,388 | 0.02 | 0.10 | +0.08 | buy |
| HGC Investment Management Inc. | 0 | 399,387 | +399,387 | 0.00 | 0.86 | +0.86 | buy |
| Verition Fund Management LLC | 227,588 | 398,885 | +171,297 | 0.02 | 0.03 | +0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 149,950 | +149,950 | 0.00 | 0.00 | +0.00 | buy |
| Lepercq De Neuflize Asset Management LLC | 150,000 | 250,000 | +100,000 | 0.02 | 0.03 | +0.01 | buy |
| Arax Advisory Partners | 0 | 22,600 | +22,600 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 14,965 | +14,965 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 11,395 | 21,362 | +9,967 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 10,000 | 17,743 | +7,743 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 476,642 | 481,824 | +5,182 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 457,602 | 458,963 | +1,361 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 245,375 | 245,375 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 441,672 | 441,672 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 30,923 | 30,923 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,900 | 3,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,800 | 7,800 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 13,070 | 13,070 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 360,400 | 360,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 1,275,000 | 1,275,000 | 0 | 1.19 | 1.17 | -0.02 | hold |
| MMCAP International Inc. SPC | 1,037,500 | 1,037,500 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 1,237,500 | 1,237,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,599 | 225,599 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 225,400 | 225,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 812,500 | 812,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 193,229 | 193,229 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 0.75 | 0.64 | -0.11 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 937,500 | 937,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 937,500 | 937,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 90,500 | 90,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 612,500 | 612,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 210,700 | 210,700 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Harraden Circle Investments, LLC | 1,520,737 | 1,520,737 | 0 | 0.04 | 0.04 | -0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 217,248 | 217,248 | 0 | 0.03 | 0.04 | +0.01 | hold |
| DEUTSCHE BANK AG\ | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 109 | 0 | -109 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 763,964 | 759,264 | -4,700 | 0.03 | 0.03 | +0.01 | sell |
| TrueMark Investments, LLC | 16,017 | 0 | -16,017 | 0.03 | 0.00 | -0.03 | sell |
| Cannon Global Investment Management, LLC | 16,700 | 0 | -16,700 | 0.44 | 0.00 | -0.44 | sell |
| Wellspring Financial Advisors, LLC | 21,200 | 0 | -21,200 | 0.02 | 0.00 | -0.02 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 22,250 | 0 | -22,250 | 0.11 | 0.00 | -0.11 | sell |
| METEORA CAPITAL, LLC | 238,185 | 200,000 | -38,185 | 0.00 | 0.00 | +0.00 | sell |
| Dakota Wealth Management | 46,400 | 0 | -46,400 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 53,900 | 0 | -53,900 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 80,000 | 0 | -80,000 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 250,000 | 150,000 | -100,000 | 0.47 | 0.26 | -0.21 | sell |
| K2 PRINCIPAL FUND, L.P. | 121,798 | 0 | -121,798 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 137,739 | 0 | -137,739 | 0.00 | 0.00 | -0.00 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 50,000 | -150,000 | 0.08 | 0.01 | -0.07 | sell |
| AQR Arbitrage LLC | 1,576,803 | 1,400,000 | -176,803 | 0.28 | 0.22 | -0.06 | sell |
| SONA ASSET MANAGEMENT (US) LLC | 200,000 | 0 | -200,000 | 0.08 | 0.00 | -0.08 | sell |
| Shaolin Capital Management LLC | 499,349 | 294,650 | -204,699 | 0.00 | 0.00 | +0.00 | sell |
| First Trust Capital Management L.P. | 210,000 | 0 | -210,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 236,227 | 0 | -236,227 | 0.05 | 0.00 | -0.05 | sell |
| Jain Global LLC | 249,980 | 0 | -249,980 | 0.03 | 0.00 | -0.03 | sell |
| TORONTO DOMINION BANK | 635,465 | 345,181 | -290,284 | 0.01 | 0.01 | -0.01 | sell |
| METEORA CAPITAL, LLC | 343,722 | 0 | -343,722 | 0.27 | 0.00 | -0.27 | sell |
| BERKLEY W R CORP | 846,823 | 497,064 | -349,759 | 0.49 | 0.27 | -0.23 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 360,013 | 0 | -360,013 | 0.20 | 0.00 | -0.20 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 388,719 | 0 | -388,719 | 1.18 | 0.00 | -1.18 | sell |
| JPMORGAN CHASE & CO | 549,898 | 99,860 | -450,038 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 452,072 | 0 | -452,072 | 0.31 | 0.00 | -0.31 | sell |
| ARISTEIA CAPITAL, L.L.C. | 490,750 | 0 | -490,750 | 0.12 | 0.00 | -0.12 | sell |
| Radcliffe Capital Management, L.P. | 623,267 | 0 | -623,267 | 0.51 | 0.00 | -0.51 | sell |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 0 | -625,000 | 0.01 | 0.00 | -0.01 | sell |
| Alberta Investment Management Corp | 1,625,000 | 1,000,000 | -625,000 | 0.11 | 0.06 | -0.05 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 745,440 | 0 | -745,440 | 0.13 | 0.00 | -0.13 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 0 | -750,000 | 0.13 | 0.00 | -0.13 | sell |
| LINDEN ADVISORS LP | 797,584 | 0 | -797,584 | 0.05 | 0.00 | -0.05 | sell |
| Westchester Capital Management, LLC | 860,852 | 0 | -860,852 | 0.45 | 0.00 | -0.45 | sell |
| Wealthspring Capital LLC | 1,006,939 | 0 | -1,006,939 | 2.59 | 0.00 | -2.59 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,375,000 | 250,000 | -1,125,000 | 0.16 | 0.03 | -0.13 | sell |
| LMR Partners LLP | 1,225,000 | 0 | -1,225,000 | 0.12 | 0.00 | -0.12 | sell |
| D. E. Shaw & Co., Inc. | 1,423,125 | 0 | -1,423,125 | 0.01 | 0.00 | -0.01 | sell |
| First Trust Capital Management L.P. | 2,091,077 | 0 | -2,091,077 | 1.19 | 0.00 | -1.19 | sell |
| Karpus Management, Inc. | 2,230,216 | 0 | -2,230,216 | 0.75 | 0.00 | -0.75 | sell |