| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LINDEN ADVISORS LP | 0 | 797,584 | +797,584 | 0.00 | 0.06 | +0.06 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 501,000 | 954,866 | +453,866 | 0.09 | 0.15 | +0.06 | buy |
| TORONTO DOMINION BANK | 425,660 | 861,649 | +435,989 | 0.01 | 0.02 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 147,743 | 572,895 | +425,152 | 0.12 | 0.38 | +0.26 | buy |
| PERISCOPE CAPITAL INC. | 235,000 | 344,000 | +109,000 | 0.94 | 0.89 | -0.05 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 250,000 | 350,000 | +100,000 | 0.07 | 0.11 | +0.04 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 30,923 | +30,923 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 200,000 | 225,000 | +25,000 | 0.00 | 0.00 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 19,191 | +19,191 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 0 | 16,838 | +16,838 | 0.00 | 0.03 | +0.03 | buy |
| Radcliffe Capital Management, L.P. | 0 | 13,070 | +13,070 | 0.00 | 0.00 | +0.00 | buy |
| Cannon Global Investment Management, LLC | 0 | 10,500 | +10,500 | 0.00 | 0.28 | +0.28 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 7,800 | +7,800 | 0.00 | 0.02 | +0.02 | buy |
| Verition Fund Management LLC | 222,650 | 227,624 | +4,974 | 0.01 | 0.01 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 3,900 | +3,900 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 250,800 | 253,710 | +2,910 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 137,424 | 137,823 | +399 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 450,000 | 450,057 | +57 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,423,125 | 1,423,125 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 2,500,000 | 2,500,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 260,100 | 260,100 | 0 | 0.10 | 0.09 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 490,750 | 490,750 | 0 | 0.15 | 0.16 | +0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 245,375 | 245,375 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 412,264 | 412,264 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 830,457 | 830,457 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 297,992 | 297,992 | 0 | 0.19 | 0.20 | +0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 360,400 | 360,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,275,000 | 1,275,000 | 0 | 1.62 | 1.57 | -0.05 | hold |
| MMCAP International Inc. SPC | 1,037,500 | 1,037,500 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 1,174,996 | 1,174,996 | 0 | 0.31 | 0.25 | -0.06 | hold |
| Polar Asset Management Partners Inc. | 1,237,500 | 1,237,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.11 | 0.10 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,599 | 225,599 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 121,798 | 121,798 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 1,625,000 | 1,625,000 | 0 | 0.13 | 0.13 | -0.01 | hold |
| Alberta Investment Management Corp | 812,500 | 812,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 193,229 | 193,229 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 0.60 | 2.40 | +1.80 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 295,938 | 295,938 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,875,000 | 1,875,000 | 0 | 0.28 | 0.25 | -0.03 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 612,500 | 612,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,225,000 | 1,225,000 | 0 | 0.20 | 0.17 | -0.03 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 22,250 | 22,250 | 0 | 0.10 | 0.17 | +0.07 | hold |
| First Trust Capital Management L.P. | 2,091,077 | 2,091,077 | 0 | 1.49 | 1.43 | -0.06 | hold |
| Dakota Wealth Management | 48,400 | 48,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 185,700 | 185,700 | 0 | 0.02 | 0.01 | -0.01 | hold |
| HGC Investment Management Inc. | 1,375,000 | 1,375,000 | 0 | 4.03 | 3.55 | -0.48 | hold |
| Shaolin Capital Management LLC | 100,000 | 100,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Wellspring Financial Advisors, LLC | 21,200 | 21,200 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,347,139 | 1,347,139 | 0 | 0.12 | 0.07 | -0.05 | hold |
| Jain Global LLC | 250,000 | 250,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 80,000 | 80,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 11,518 | 10,632 | -886 | 0.01 | 0.01 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 421,842 | 420,932 | -910 | 0.25 | 0.25 | +0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 219,958 | 217,248 | -2,710 | 0.07 | 0.06 | -0.01 | sell |
| Wealthspring Capital LLC | 792,739 | 787,989 | -4,750 | 0.06 | 0.05 | -0.01 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,800 | 0 | -7,800 | 0.02 | 0.00 | -0.02 | sell |
| AQR Arbitrage LLC | 1,585,119 | 1,576,119 | -9,000 | 0.39 | 0.42 | +0.03 | sell |
| BARDIN HILL MANAGEMENT PARTNERS LP | 16,474 | 0 | -16,474 | 0.11 | 0.00 | -0.11 | sell |
| Wealthspring Capital LLC | 1,059,042 | 1,031,863 | -27,179 | 2.95 | 2.60 | -0.35 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 122,896 | 95,375 | -27,521 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 494,096 | 463,173 | -30,923 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 2,339,016 | 2,306,816 | -32,200 | 0.80 | 0.77 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 459,501 | 421,175 | -38,326 | 1.52 | 1.42 | -0.10 | sell |
| METEORA CAPITAL, LLC | 908,044 | 860,302 | -47,742 | 0.06 | 0.02 | -0.03 | sell |
| Westchester Capital Management, LLC | 1,160,852 | 1,110,852 | -50,000 | 0.72 | 0.61 | -0.11 | sell |
| Quarry LP | 115,252 | 64,977 | -50,275 | 0.28 | 0.17 | -0.11 | sell |
| Virtu Financial LLC | 58,731 | 0 | -58,731 | 0.03 | 0.00 | -0.03 | sell |
| MIZUHO SECURITIES USA LLC | 307,200 | 200,000 | -107,200 | 0.07 | 0.04 | -0.03 | sell |
| JPMORGAN CHASE & CO | 225,275 | 49,734 | -175,541 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 1,926,999 | 251,030 | -1,675,969 | 3.80 | 0.28 | -3.51 | sell |