| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,347,139 | 1,637,305 | +290,166 | 0.07 | 0.08 | +0.01 | buy |
| Westchester Capital Management, LLC | 1,110,852 | 1,360,852 | +250,000 | 0.54 | 0.61 | +0.07 | buy |
| METEORA CAPITAL, LLC | 251,030 | 408,719 | +157,689 | 0.28 | 0.37 | +0.08 | buy |
| MIZUHO SECURITIES USA LLC | 200,000 | 319,909 | +119,909 | 0.04 | 0.06 | +0.01 | buy |
| Shaolin Capital Management LLC | 450,057 | 517,966 | +67,909 | 0.01 | 0.00 | -0.00 | buy |
| Karpus Management, Inc. | 2,306,816 | 2,331,866 | +25,050 | 0.77 | 0.77 | -0.01 | buy |
| PERISCOPE CAPITAL INC. | 185,700 | 210,700 | +25,000 | 0.01 | 0.01 | -0.00 | buy |
| BERKLEY W R CORP | 297,992 | 312,290 | +14,298 | 0.18 | 0.16 | -0.02 | buy |
| Cannon Global Investment Management, LLC | 10,500 | 14,500 | +4,000 | 0.28 | 0.41 | +0.13 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 954,866 | 951,749 | +3,117 | 0.15 | 0.15 | 0.00 | sell |
| Radcliffe Capital Management, L.P. | 572,895 | 573,222 | +327 | 0.38 | 0.33 | -0.04 | buy |
| TrueMark Investments, LLC | 16,838 | 16,017 | -821 | 0.03 | 0.03 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 420,932 | 420,111 | -821 | 0.25 | 0.21 | -0.04 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 421,175 | 416,096 | -5,079 | 1.27 | 1.60 | +0.32 | sell |
| GLAZER CAPITAL, LLC | 260,100 | 250,100 | -10,000 | 0.09 | 0.07 | -0.02 | sell |
| Wealthspring Capital LLC | 1,031,863 | 1,018,282 | -13,581 | 2.60 | 2.57 | -0.03 | sell |
| METEORA CAPITAL, LLC | 860,302 | 776,900 | -83,402 | 0.02 | 0.02 | -0.01 | sell |
| CSS LLC/IL | 830,457 | 538,657 | -291,800 | 0.01 | 0.01 | -0.00 | sell |