| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,347,139 | 1,637,305 | +290,166 | 0.07 | 0.08 | +0.01 | buy |
| TORONTO DOMINION BANK | 225,000 | 475,968 | +250,968 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 1,110,852 | 1,360,852 | +250,000 | 0.61 | 0.68 | +0.07 | buy |
| METEORA CAPITAL, LLC | 251,030 | 408,719 | +157,689 | 0.28 | 0.37 | +0.08 | buy |
| MIZUHO SECURITIES USA LLC | 200,000 | 319,909 | +119,909 | 0.04 | 0.06 | +0.01 | buy |
| DLD Asset Management, LP | 0 | 90,500 | +90,500 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 450,057 | 517,966 | +67,909 | 0.01 | 0.01 | -0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 25,159 | +25,159 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 2,306,816 | 2,331,866 | +25,050 | 0.77 | 0.67 | -0.11 | buy |
| PERISCOPE CAPITAL INC. | 185,700 | 210,700 | +25,000 | 0.01 | 0.01 | -0.00 | buy |
| Shaolin Capital Management LLC | 100,000 | 125,000 | +25,000 | 0.05 | 0.05 | -0.00 | buy |
| BERKLEY W R CORP | 297,992 | 312,290 | +14,298 | 0.20 | 0.19 | -0.02 | buy |
| Cannon Global Investment Management, LLC | 10,500 | 14,500 | +4,000 | 0.28 | 0.41 | +0.13 | buy |
| Verition Fund Management LLC | 227,624 | 229,124 | +1,500 | 0.01 | 0.01 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 369 | +369 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 572,895 | 573,222 | +327 | 0.38 | 0.33 | -0.04 | buy |
| JPMORGAN CHASE & CO | 49,734 | 49,816 | +82 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,423,125 | 1,423,125 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 490,750 | 490,750 | 0 | 0.16 | 0.15 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 245,375 | 245,375 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 10,632 | 10,632 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 412,264 | 412,264 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 30,923 | 30,923 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 463,173 | 463,173 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 1,576,119 | 1,576,119 | 0 | 0.42 | 0.35 | -0.07 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,900 | 3,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,800 | 7,800 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 13,070 | 13,070 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 360,400 | 360,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 797,584 | 797,584 | 0 | 0.06 | 0.05 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,275,000 | 1,275,000 | 0 | 1.57 | 1.36 | -0.21 | hold |
| MMCAP International Inc. SPC | 1,037,500 | 1,037,500 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,174,996 | 1,174,996 | 0 | 0.25 | 0.25 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,237,500 | 1,237,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.10 | 0.11 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,599 | 225,599 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 121,798 | 121,798 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 1,625,000 | 1,625,000 | 0 | 0.13 | 0.10 | -0.02 | hold |
| Alberta Investment Management Corp | 812,500 | 812,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 193,229 | 193,229 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 2.40 | 2.58 | +0.18 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 295,938 | 295,938 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,875,000 | 1,875,000 | 0 | 0.25 | 0.22 | -0.03 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,225,000 | 1,225,000 | 0 | 0.17 | 0.13 | -0.04 | hold |
| LMR Partners LLP | 612,500 | 612,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 22,250 | 22,250 | 0 | 0.17 | 0.10 | -0.07 | hold |
| First Trust Capital Management L.P. | 2,091,077 | 2,091,077 | 0 | 1.43 | 1.35 | -0.08 | hold |
| Dakota Wealth Management | 48,400 | 48,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 344,000 | 344,000 | 0 | 0.89 | 0.71 | -0.17 | hold |
| HGC Investment Management Inc. | 1,375,000 | 1,375,000 | 0 | 3.55 | 3.12 | -0.43 | hold |
| Wellspring Financial Advisors, LLC | 21,200 | 21,200 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 217,248 | 217,248 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Jain Global LLC | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 80,000 | 80,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 15,000 | 14,954 | -46 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 137,823 | 137,739 | -84 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 420,932 | 420,111 | -821 | 0.25 | 0.21 | -0.04 | sell |
| TrueMark Investments, LLC | 16,838 | 16,017 | -821 | 0.03 | 0.03 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 19,191 | 18,053 | -1,138 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 787,989 | 785,089 | -2,900 | 0.05 | 0.05 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 954,866 | 951,749 | -3,117 | 0.15 | 0.14 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 421,175 | 416,096 | -5,079 | 1.42 | 1.68 | +0.27 | sell |
| GLAZER CAPITAL, LLC | 260,100 | 250,100 | -10,000 | 0.09 | 0.07 | -0.02 | sell |
| Wealthspring Capital LLC | 1,031,863 | 1,018,282 | -13,581 | 2.60 | 2.57 | -0.03 | sell |
| Verition Fund Management LLC | 253,710 | 230,000 | -23,710 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 64,977 | 0 | -64,977 | 0.17 | 0.00 | -0.17 | sell |
| METEORA CAPITAL, LLC | 860,302 | 776,900 | -83,402 | 0.02 | 0.02 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 95,375 | 0 | -95,375 | 0.01 | 0.00 | -0.01 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 350,000 | 250,000 | -100,000 | 0.11 | 0.07 | -0.04 | sell |
| CSS LLC/IL | 830,457 | 538,657 | -291,800 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 861,649 | 400,000 | -461,649 | 0.02 | 0.01 | -0.01 | sell |
| CANTOR FITZGERALD, L. P. | 2,500,000 | 0 | -2,500,000 | 0.01 | 0.00 | -0.01 | sell |