| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,152,867 | 1,487,350 | +334,483 | 0.28 | 0.35 | +0.07 | buy |
| Saba Capital Management, L.P. | 2,979,163 | 3,205,943 | +226,780 | 0.74 | 0.73 | -0.01 | buy |
| CAPTRUST FINANCIAL ADVISORS | 47,250 | 183,561 | +136,311 | 0.00 | 0.01 | +0.01 | buy |
| MORGAN STANLEY | 1,928,606 | 1,998,269 | +69,663 | 0.00 | 0.00 | -0.00 | buy |
| Shaker Financial Services, LLC | 30,776 | 98,884 | +68,108 | 0.13 | 0.40 | +0.27 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 8,200 | 57,437 | +49,237 | 0.02 | 0.13 | +0.11 | buy |
| Alpine Global Management, LLC | 110,000 | 159,000 | +49,000 | 0.30 | 0.32 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 41,590 | +41,590 | 0.00 | 0.04 | +0.04 | buy |
| PFG Investments, LLC | 0 | 35,584 | +35,584 | 0.00 | 0.02 | +0.02 | buy |
| GUGGENHEIM CAPITAL LLC | 284,206 | 316,528 | +32,322 | 0.02 | 0.02 | +0.00 | buy |
| ROYAL BANK OF CANADA | 129,802 | 160,119 | +30,317 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 17,611 | +17,611 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 247,995 | 263,921 | +15,926 | 0.00 | 0.00 | -0.00 | buy |
| WHITTIER TRUST CO | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 118,763 | 133,357 | +14,594 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 13,136 | +13,136 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 22,072 | 33,018 | +10,946 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 25,507 | 31,909 | +6,402 | 0.00 | 0.00 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 13,090 | 14,439 | +1,349 | 0.02 | 0.02 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 30,353 | 31,619 | +1,266 | 0.02 | 0.02 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 20,802 | 21,781 | +979 | 0.00 | 0.00 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 654 | 858 | +204 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 0 | 133 | +133 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 6,620 | 6,657 | +37 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 607 | 622 | +15 | 0.00 | 0.00 | -0.00 | buy |
| Larson Financial Group LLC | 825 | 839 | +14 | 0.00 | 0.00 | -0.00 | buy |
| &PARTNERS | 15,068 | 15,068 | 0 | 0.04 | 0.02 | -0.02 | hold |
| Matisse Capital | 130,000 | 130,000 | 0 | 0.70 | 0.65 | -0.05 | hold |
| Onyx Bridge Wealth Group LLC | 25,605 | 25,605 | 0 | 0.05 | 0.05 | -0.01 | hold |
| Allspring Global Investments Holdings, LLC | 528,012 | 528,012 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Colonial Trust Co / SC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Catalina Capital Group, LLC | 24,387 | 24,387 | 0 | 0.19 | 0.11 | -0.08 | hold |
| OSAIC HOLDINGS, INC. | 57,763 | 57,674 | -89 | 0.00 | 0.00 | +0.00 | sell |
| Advisory Services Network, LLC | 679 | 0 | -679 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Rosenberg Matthew Hamilton | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 16,706 | 13,729 | -2,977 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 437,765 | 433,901 | -3,864 | 0.00 | 0.00 | -0.00 | sell |
| Aviance Capital Partners, LLC | 25,531 | 16,517 | -9,014 | 0.06 | 0.03 | -0.03 | sell |
| Elequin Capital, LP | 12,160 | 0 | -12,160 | 0.04 | 0.00 | -0.04 | sell |
| Janney Montgomery Scott LLC | 12,213 | 0 | -12,213 | 0.00 | 0.00 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 25,550 | 11,251 | -14,299 | 0.01 | 0.00 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 14,700 | 0 | -14,700 | 0.00 | 0.00 | -0.00 | sell |
| Cape Investment Advisory, Inc. | 19,803 | 0 | -19,803 | 0.10 | 0.00 | -0.10 | sell |
| UBS Group AG | 188,308 | 164,248 | -24,060 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 25,375 | 0 | -25,375 | 0.06 | 0.00 | -0.06 | sell |
| Atria Wealth Solutions, Inc. | 31,800 | 0 | -31,800 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 39,234 | 0 | -39,234 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 41,427 | 0 | -41,427 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 679,903 | 580,713 | -99,190 | 0.33 | 0.29 | -0.04 | sell |
| Almitas Capital LLC | 1,712,647 | 1,606,702 | -105,945 | 5.95 | 6.87 | +0.92 | sell |
| 1607 Capital Partners, LLC | 1,544,807 | 769,607 | -775,200 | 1.09 | 0.65 | -0.44 | sell |