Stock TransactionsNUVEEN CORE PLUS IMPACT FUND

Total Bought
266,302
8 transactions
Total Sold
572,276
5 transactions
Net
-305,974
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Shaker Financial Services, LLC180,700307,381+126,6810.731.29+0.56buy
Penserra Capital Management LLC849,975765,380+84,5950.160.15-0.02sell
GUGGENHEIM CAPITAL LLC579,397614,763+35,3660.050.060.00buy
READYSTATE ASSET MANAGEMENT LP54,37289,396+35,0240.020.05+0.02buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC14,84748,822+33,9750.050.14+0.09buy
FLAGSHIP HARBOR ADVISORS, LLC66,50984,863+18,3540.040.05+0.01buy
SeaCrest Wealth Management, LLC28,41041,939+13,5290.030.05+0.02buy
Elequin Capital, LP6,6799,757+3,0780.010.02+0.01buy
UHLMANN PRICE SECURITIES, LLC13,38213,677+2950.110.11+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC23,91422,514-1,4000.050.05-0.00sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors15,26112,941-2,3200.020.02-0.00sell
Onyx Bridge Wealth Group LLC20,20512,767-7,4380.030.02-0.01sell
SIT INVESTMENT ASSOCIATES INC778,150301,627-476,5230.190.08-0.11sell
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