Stock Transactions — NUVEEN CORE PLUS IMPACT FUND

Total Bought
253,819
19 transactions
Total Sold
700,938
23 transactions
Net
-447,119
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC206,501383,375+176,8740.040.08+0.04buy
STIFEL FINANCIAL CORP236,172254,585+18,4130.000.00+0.00buy
PETRA FINANCIAL ADVISORS INC010,050+10,0500.000.06+0.06buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors60,39369,266+8,8730.070.09+0.01buy
LPL Financial LLC75,80083,520+7,7200.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.53,36159,928+6,5670.000.00+0.00buy
FIFTH THIRD BANCORP06,473+6,4730.000.00+0.00buy
ASSETMARK, INC585,058+5,0000.000.00+0.00buy
Private Advisor Group, LLC23,47328,231+4,7580.000.00+0.00buy
ROYAL BANK OF CANADA82,97285,784+2,8120.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC21,49123,535+2,0440.000.00+0.00buy
WHITTIER TRUST CO OF NEVADA INC01,388+1,3880.000.00+0.00buy
FNY Investment Advisers, LLC0600+6000.000.00+0.00buy
PFG Investments, LLC36,86337,401+5380.020.02+0.00buy
Rockefeller Capital Management L.P.0521+5210.000.00+0.00buy
MARK SHEPTOFF FINANCIAL PLANNING, LLC0500+5000.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC15,14415,430+2860.090.01-0.08buy
WPG Advisers, LLC1,7932,058+2650.010.02+0.00buy
CoreCap Advisors, LLC9,2829,419+1370.000.00-0.00buy
&PARTNERS10,06810,06800.000.00-0.00hold
Larson Financial Group LLC3,7203,72000.000.00-0.00hold
Onyx Bridge Wealth Group LLC10,26710,26700.010.01+0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
US BANCORP \DE\9,1329,13200.000.00+0.00hold
MERCER GLOBAL ADVISORS INC /ADV10,75910,75900.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.3,5563,291-2650.000.00-0.00sell
CWM, LLC4480-4480.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC125,787125,087-7000.060.06-0.00sell
SeaCrest Wealth Management, LLC42,32840,352-1,9760.040.04+0.00sell
CAPTRUST FINANCIAL ADVISORS496,803494,266-2,5370.010.01-0.00sell
BANK OF AMERICA CORP /DE/175,432170,704-4,7280.000.00-0.00sell
OSAIC HOLDINGS, INC.77,46770,613-6,8540.000.00-0.00sell
WELLS FARGO & COMPANY/MN353,901346,260-7,6410.000.00+0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC13,4384,582-8,8560.020.01-0.01sell
GUGGENHEIM CAPITAL LLC514,471504,099-10,3720.040.04+0.00sell
Marex Group plc12,2000-12,2000.000.00-0.00sell
XTX Topco Ltd29,69015,483-14,2070.010.00-0.01sell
Virtu Financial LLC16,3970-16,3970.010.00-0.01sell
AlphaCore Capital LLC20,6050-20,6050.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.27,2110-27,2110.020.00-0.02sell
WOLVERINE ASSET MANAGEMENT LLC113,76886,200-27,5680.020.01-0.00sell
Invesco Ltd.124,45596,644-27,8110.000.00-0.00sell
JANE STREET GROUP, LLC37,6930-37,6930.000.00-0.00sell
MORGAN STANLEY2,761,2292,701,552-59,6770.000.00-0.00sell
Penserra Capital Management LLC849,069783,889-65,1800.100.09-0.01sell
Shaker Financial Services, LLC284,862200,442-84,4200.920.72-0.20sell
Almitas Capital LLC204,35685,383-118,9730.460.20-0.26sell
READYSTATE ASSET MANAGEMENT LP144,6190-144,6190.070.00-0.07sell
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