Stock Transactions — NUVEEN CORE PLUS IMPACT FUND

Total Bought
1,628,289
20 transactions
Total Sold
861,479
20 transactions
Net
+766,810
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Atlas Wealth LLC0808,637+808,6370.001.37+1.37buy
Saba Capital Management, L.P.3,205,9433,423,331+217,3880.730.82+0.09buy
CAPTRUST FINANCIAL ADVISORS183,561392,763+209,2020.010.01+0.01buy
Allspring Global Investments Holdings, LLC528,012628,461+100,4490.010.01+0.00buy
MORGAN STANLEY1,998,2692,094,535+96,2660.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC1,487,3501,557,930+70,5800.350.39+0.04buy
GUGGENHEIM CAPITAL LLC316,528359,727+43,1990.020.03+0.00buy
Invesco Ltd.028,416+28,4160.000.00+0.00buy
Simplicity Wealth,LLC012,048+12,0480.000.00+0.00buy
Virtue Capital Management, LLC010,872+10,8720.000.02+0.02buy
UBS Group AG164,248173,238+8,9900.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC31,61937,075+5,4560.020.02+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC57,43762,187+4,7500.130.14+0.01buy
STIFEL FINANCIAL CORP133,357137,252+3,8950.000.00+0.00buy
PFG Investments, LLC35,58439,127+3,5430.020.03+0.01buy
SeaCrest Wealth Management, LLC14,43917,021+2,5820.020.02+0.00buy
LPL Financial LLC33,01834,933+1,9150.000.00+0.00buy
COMERICA BANK6,6576,708+510.000.00+0.00buy
BESSEMER GROUP INC858891+330.000.00+0.00buy
HARBOUR INVESTMENTS, INC.622639+170.000.00+0.00buy
&PARTNERS15,06815,06800.020.01-0.01hold
Alpine Global Management, LLC159,000159,00000.320.30-0.02hold
Matisse Capital130,000130,00000.650.70+0.05hold
Larson Financial Group LLC83983900.000.00-0.00hold
Onyx Bridge Wealth Group LLC25,60525,60500.050.05-0.00hold
Colonial Trust Co / SC1,5001,50000.000.00-0.00hold
ASSETMARK, INC13358-750.000.00-0.00sell
HighTower Advisors, LLC31,90931,555-3540.000.00+0.00sell
FNY Investment Advisers, LLC6000-6000.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.21,78120,688-1,0930.000.00-0.00sell
OSAIC HOLDINGS, INC.57,67452,377-5,2970.000.00+0.00sell
WEDBUSH SECURITIES INC11,2510-11,2510.000.00-0.00sell
CITADEL ADVISORS LLC13,1360-13,1360.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC13,7290-13,7290.000.00-0.00sell
WHITTIER TRUST CO15,0000-15,0000.000.00-0.00sell
Aviance Capital Partners, LLC16,5170-16,5170.030.00-0.03sell
Walleye Capital LLC17,6110-17,6110.000.00-0.00sell
WELLS FARGO & COMPANY/MN433,901414,991-18,9100.000.00-0.00sell
Catalina Capital Group, LLC24,3870-24,3870.110.00-0.11sell
BANK OF AMERICA CORP /DE/263,921236,824-27,0970.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.41,5900-41,5900.040.00-0.04sell
ROYAL BANK OF CANADA160,119105,956-54,1630.000.00-0.00sell
Shaker Financial Services, LLC98,8840-98,8840.400.00-0.40sell
1607 Capital Partners, LLC769,607653,553-116,0540.650.64-0.01sell
Almitas Capital LLC1,606,7021,475,812-130,8906.876.68-0.19sell
RIVERNORTH CAPITAL MANAGEMENT, LLC580,713325,872-254,8410.290.17-0.12sell
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