Stock Transactions — NUVEEN CORE PLUS IMPACT FUND

Total Bought
204,157
21 transactions
Total Sold
2,335,094
29 transactions
Net
-2,130,937
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Virtu Financial LLC034,818+34,8180.000.02+0.02buy
Invesco Ltd.157,633192,104+34,4710.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC84,863109,328+24,4650.050.06+0.01buy
Penserra Capital Management LLC765,380788,667+23,2870.150.12-0.02buy
WELLS FARGO & COMPANY/MN393,441415,802+22,3610.000.00+0.00buy
STIFEL FINANCIAL CORP174,674190,839+16,1650.000.00+0.00buy
PETRA FINANCIAL ADVISORS INC010,365+10,3650.000.07+0.07buy
Cambridge Investment Research Advisors, Inc.47,22756,067+8,8400.000.00+0.00buy
BANK OF AMERICA CORP /DE/201,615209,123+7,5080.000.00-0.00buy
ROYAL BANK OF CANADA81,69189,122+7,4310.000.00-0.00buy
FIFTH THIRD BANCORP04,745+4,7450.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS488,362493,051+4,6890.010.01-0.00buy
COMERICA BANK7,0018,429+1,4280.000.00+0.00buy
Newbridge Financial Services Group, Inc.01,000+1,0000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC27,41228,297+8850.000.00-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors12,94113,695+7540.020.02+0.00buy
UHLMANN PRICE SECURITIES, LLC13,67714,143+4660.110.11+0.01buy
Geneos Wealth Management Inc.4,5524,947+3950.000.00-0.00buy
PFG Investments, LLC43,56743,629+620.030.03-0.00buy
Larson Financial Group LLC3,4413,456+150.000.00-0.00buy
&PARTNERS10,06810,075+70.000.00-0.00buy
ASSETMARK, INC585800.000.00-0.00hold
CWM, LLC42242200.000.00-0.00hold
FNY Investment Advisers, LLC60060000.000.00-0.00hold
WPG Advisers, LLC2,1892,099-900.020.02-0.00sell
SeaCrest Wealth Management, LLC41,93941,847-920.050.05+0.00sell
Atria Wealth Solutions, Inc.20,87519,975-9000.000.01+0.00sell
Onyx Bridge Wealth Group LLC12,76710,267-2,5000.020.02-0.00sell
CoreCap Advisors, LLC18,60016,100-2,5000.010.01-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC22,51419,638-2,8760.050.04-0.01sell
OSAIC HOLDINGS, INC.81,76476,455-5,3090.000.00-0.00sell
Elequin Capital, LP9,7570-9,7570.020.00-0.02sell
SIT INVESTMENT ASSOCIATES INC301,627291,452-10,1750.080.07-0.01sell
Private Advisor Group, LLC47,14336,260-10,8830.000.00-0.00sell
Virtue Capital Management, LLC11,6310-11,6310.010.00-0.01sell
Sowell Financial Services LLC12,6000-12,6000.010.00-0.01sell
MORGAN STANLEY2,978,1302,963,021-15,1090.000.00-0.00sell
XTX Topco Ltd18,8330-18,8330.010.00-0.01sell
HighTower Advisors, LLC21,2000-21,2000.000.00-0.00sell
GUGGENHEIM CAPITAL LLC614,763592,885-21,8780.060.05-0.01sell
AlphaCore Capital LLC79,44145,722-33,7190.070.02-0.05sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC48,82213,347-35,4750.140.03-0.11sell
WOLVERINE ASSET MANAGEMENT LLC43,9310-43,9310.010.00-0.01sell
Quarry LP50,0380-50,0380.140.00-0.14sell
UBS Group AG150,07996,562-53,5170.000.00-0.00sell
Walleye Capital LLC72,1670-72,1670.010.00-0.01sell
READYSTATE ASSET MANAGEMENT LP89,3960-89,3960.050.00-0.05sell
ABSOLUTE INVESTMENT ADVISERS, LLC129,7630-129,7630.200.00-0.20sell
Allspring Global Investments Holdings, LLC157,4900-157,4900.000.00-0.00sell
Almitas Capital LLC269,6680-269,6680.960.00-0.96sell
Shaker Financial Services, LLC307,3810-307,3811.290.00-1.29sell
LPL Financial LLC387,78548,652-339,1330.000.00-0.00sell
Saba Capital Management, L.P.607,0830-607,0830.180.00-0.18sell
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