Stock TransactionsNUVEEN CORE PLUS IMPACT FUND

Total Bought
1,725,341
18 transactions
Total Sold
553,597
21 transactions
Net
+1,171,744
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Atlas Wealth LLC01,535,428+1,535,4280.002.22+2.22buy
HRT FINANCIAL LP031,404+31,4040.000.00+0.00buy
Penserra Capital Management LLC783,889814,982+31,0930.090.06-0.03buy
READYSTATE ASSET MANAGEMENT LP024,509+24,5090.000.01+0.01buy
OSAIC HOLDINGS, INC.70,61390,163+19,5500.000.00+0.00buy
LPL Financial LLC83,520100,542+17,0220.000.00+0.00buy
NOMURA HOLDINGS INC016,000+16,0000.000.00+0.00buy
Savant Capital, LLC011,512+11,5120.000.00+0.00buy
Ameritas Advisory Services, LLC08,315+8,3150.000.00+0.00buy
BANK OF AMERICA CORP /DE/170,704176,408+5,7040.000.00-0.00buy
XTX Topco Ltd15,48320,909+5,4260.000.00-0.00buy
STIFEL FINANCIAL CORP254,585259,972+5,3870.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC23,53528,502+4,9670.000.00+0.00buy
Integrated Wealth Concepts LLC04,749+4,7490.000.00+0.00buy
Global Retirement Partners, LLC9,08611,352+2,2660.000.00+0.00buy
Quent Capital, LLC01,500+1,5000.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC15,43015,879+4490.010.01-0.00buy
PFG Investments, LLC37,40137,461+600.020.01-0.00buy
&PARTNERS10,06810,06800.000.00-0.00hold
WHITTIER TRUST CO OF NEVADA INC1,3881,38800.000.00-0.00hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC50050000.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.3,2913,29100.000.00-0.00hold
Larson Financial Group LLC3,7203,72000.000.00-0.00hold
Rockefeller Capital Management L.P.52152100.000.00-0.00hold
FNY Investment Advisers, LLC60060000.000.00-0.00hold
Onyx Bridge Wealth Group LLC10,26710,26700.010.01-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
US BANCORP \DE\9,1329,13200.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV10,75910,75900.000.00-0.00hold
WPG Advisers, LLC2,0582,055-30.020.01-0.00sell
FIFTH THIRD BANCORP6,4736,404-690.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC4,5824,082-5000.010.01-0.00sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors69,26668,731-5350.090.08-0.01sell
FLAGSHIP HARBOR ADVISORS, LLC125,087124,411-6760.060.05-0.01sell
SIT INVESTMENT ASSOCIATES INC383,375382,175-1,2000.080.07-0.01sell
Cambridge Investment Research Advisors, Inc.59,92858,094-1,8340.000.00-0.00sell
CoreCap Advisors, LLC9,4195,000-4,4190.000.00-0.00sell
ASSETMARK, INC5,05858-5,0000.000.00-0.00sell
SeaCrest Wealth Management, LLC40,35232,997-7,3550.040.04-0.01sell
ROYAL BANK OF CANADA85,78476,707-9,0770.000.00-0.00sell
PETRA FINANCIAL ADVISORS INC10,0500-10,0500.060.00-0.06sell
CAPTRUST FINANCIAL ADVISORS494,266484,030-10,2360.010.01-0.00sell
GUGGENHEIM CAPITAL LLC504,099485,099-19,0000.040.03-0.01sell
WELLS FARGO & COMPANY/MN346,260324,495-21,7650.000.00-0.00sell
MORGAN STANLEY2,701,5522,674,133-27,4190.000.00-0.00sell
Private Advisor Group, LLC28,2310-28,2310.000.00-0.00sell
Invesco Ltd.96,64462,441-34,2030.000.00-0.00sell
Almitas Capital LLC85,3830-85,3830.200.00-0.20sell
WOLVERINE ASSET MANAGEMENT LLC86,2000-86,2000.010.00-0.01sell
Shaker Financial Services, LLC200,4420-200,4420.720.00-0.72sell
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