Stock TransactionsNUVEEN CORE PLUS IMPACT FUND

Total Bought
428,684
6 transactions
Total Sold
82,639
6 transactions
Net
+346,045
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC596,595759,552+162,9570.160.19+0.04buy
Almitas Capital LLC1,378,7721,524,947+146,1755.986.69+0.71buy
GUGGENHEIM CAPITAL LLC217,118277,592+60,4740.020.020.00buy
Shaker Financial Services, LLC14,20252,525+38,3230.060.23+0.16buy
RIVERNORTH CAPITAL MANAGEMENT, LLC882,833900,022+17,1890.440.43-0.01buy
WEDBUSH SECURITIES INC31,15125,551+5,6000.010.010.00sell
WOLVERINE ASSET MANAGEMENT LLC141,548137,420+4,1280.030.020.00sell
FLAGSHIP HARBOR ADVISORS, LLC13,92417,490+3,5660.010.01+0.00buy
SeaCrest Wealth Management, LLC13,67413,591-830.020.02-0.00sell
PFG Investments, LLC12,10010,800-1,3000.020.02-0.00sell
Elequin Capital, LP2,8711,408-1,4630.010.00-0.01sell
Aviance Capital Partners, LLC96,82626,761-70,0650.200.06-0.15sell
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