Stock Transactions — NUVEEN CORE PLUS IMPACT FUND

Total Bought
341,944
17 transactions
Total Sold
394,577
20 transactions
Net
-52,633
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Shaker Financial Services, LLC0143,452+143,4520.000.55+0.55buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC13,34772,606+59,2590.030.16+0.12buy
JANE STREET GROUP, LLC038,497+38,4970.000.00+0.00buy
STIFEL FINANCIAL CORP190,839211,931+21,0920.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.020,656+20,6560.000.00+0.00buy
LPL Financial LLC48,65264,580+15,9280.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV010,759+10,7590.000.00+0.00buy
US BANCORP \DE\09,132+9,1320.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS493,051498,970+5,9190.010.01-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC109,328114,582+5,2540.060.05-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors13,69518,055+4,3600.020.02+0.00buy
SeaCrest Wealth Management, LLC41,84744,415+2,5680.050.05-0.00buy
Penserra Capital Management LLC788,667790,913+2,2460.120.10-0.02buy
ROYAL BANK OF CANADA89,12290,514+1,3920.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC01,000+1,0000.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC14,14314,560+4170.110.10-0.02buy
Larson Financial Group LLC3,4563,469+130.000.00-0.00buy
ASSETMARK, INC585800.000.00-0.00hold
CWM, LLC42242200.000.00-0.00hold
FNY Investment Advisers, LLC60060000.000.00-0.00hold
Onyx Bridge Wealth Group LLC10,26710,26700.020.01-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
PETRA FINANCIAL ADVISORS INC10,36510,36500.070.07-0.01hold
FIFTH THIRD BANCORP4,7454,74500.000.00-0.00hold
&PARTNERS10,07510,068-70.000.00-0.00sell
WPG Advisers, LLC2,0992,009-900.020.02-0.00sell
OSAIC HOLDINGS, INC.76,45576,281-1740.000.00-0.00sell
COMERICA BANK8,4298,216-2130.000.00-0.00sell
AlphaCore Capital LLC45,72244,753-9690.020.02-0.00sell
Geneos Wealth Management Inc.4,9470-4,9470.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.56,06750,759-5,3080.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC28,29722,577-5,7200.000.00-0.00sell
BANK OF AMERICA CORP /DE/209,123203,214-5,9090.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC19,63813,438-6,2000.040.02-0.01sell
WELLS FARGO & COMPANY/MN415,802409,080-6,7220.000.00-0.00sell
CoreCap Advisors, LLC16,1009,000-7,1000.010.00-0.00sell
PFG Investments, LLC43,62931,685-11,9440.030.02-0.01sell
Invesco Ltd.192,104175,122-16,9820.000.00-0.00sell
Private Advisor Group, LLC36,26018,304-17,9560.000.00-0.00sell
GUGGENHEIM CAPITAL LLC592,885573,051-19,8340.050.05-0.01sell
Virtu Financial LLC34,8180-34,8180.020.00-0.02sell
UBS Group AG96,56241,273-55,2890.000.00-0.00sell
MORGAN STANLEY2,963,0212,878,577-84,4440.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC291,452181,501-109,9510.070.04-0.03sell
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