| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 759,552 | 1,152,867 | +393,315 | 0.19 | 0.28 | +0.09 | buy |
| Almitas Capital LLC | 1,524,947 | 1,712,647 | +187,700 | 6.69 | 5.95 | -0.74 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 17,490 | 30,353 | +12,863 | 0.01 | 0.02 | +0.01 | buy |
| Elequin Capital, LP | 1,408 | 12,160 | +10,752 | 0.00 | 0.04 | +0.03 | buy |
| GUGGENHEIM CAPITAL LLC | 277,592 | 284,206 | +6,614 | 0.02 | 0.02 | 0.00 | buy |
| WEDBUSH SECURITIES INC | 25,551 | 25,550 | +1 | 0.01 | 0.01 | 0.00 | sell |
| SeaCrest Wealth Management, LLC | 13,591 | 13,090 | -501 | 0.02 | 0.02 | +0.00 | sell |
| Aviance Capital Partners, LLC | 26,761 | 25,531 | -1,230 | 0.06 | 0.06 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 28,611 | 25,375 | -3,236 | 0.11 | 0.06 | -0.04 | sell |
| 1607 Capital Partners, LLC | 1,553,907 | 1,544,807 | -9,100 | 1.07 | 1.09 | +0.02 | sell |
| Shaker Financial Services, LLC | 52,525 | 30,776 | -21,749 | 0.23 | 0.13 | -0.10 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 900,022 | 679,903 | -220,119 | 0.43 | 0.33 | -0.10 | sell |