| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 759,552 | 1,152,867 | +393,315 | 0.19 | 0.28 | +0.09 | buy |
| Almitas Capital LLC | 1,524,947 | 1,712,647 | +187,700 | 6.69 | 5.95 | -0.74 | buy |
| Alpine Global Management, LLC | 0 | 110,000 | +110,000 | 0.00 | 0.30 | +0.30 | buy |
| MORGAN STANLEY | 1,878,138 | 1,928,606 | +50,468 | 0.00 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 47,250 | +47,250 | 0.00 | 0.00 | +0.00 | buy |
| Atria Wealth Solutions, Inc. | 0 | 31,800 | +31,800 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 99,542 | 129,802 | +30,260 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 12,550 | 41,427 | +28,877 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 10,367 | 39,234 | +28,867 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 91,492 | 118,763 | +27,271 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 2,954,057 | 2,979,163 | +25,106 | 0.86 | 0.74 | -0.12 | buy |
| Cape Investment Advisory, Inc. | 0 | 19,803 | +19,803 | 0.00 | 0.10 | +0.10 | buy |
| &PARTNERS | 0 | 15,068 | +15,068 | 0.00 | 0.04 | +0.04 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 14,700 | +14,700 | 0.00 | 0.00 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 17,490 | 30,353 | +12,863 | 0.01 | 0.02 | +0.01 | buy |
| Janney Montgomery Scott LLC | 0 | 12,213 | +12,213 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 1,408 | 12,160 | +10,752 | 0.00 | 0.04 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 8,200 | +8,200 | 0.00 | 0.02 | +0.02 | buy |
| GUGGENHEIM CAPITAL LLC | 277,592 | 284,206 | +6,614 | 0.02 | 0.02 | -0.00 | buy |
| Larson Financial Group LLC | 0 | 825 | +825 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 679 | +679 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 6,538 | 6,620 | +82 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 626 | 654 | +28 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 591 | 607 | +16 | 0.00 | 0.00 | -0.00 | buy |
| Matisse Capital | 130,000 | 130,000 | 0 | 0.84 | 0.70 | -0.14 | hold |
| Rosenberg Matthew Hamilton | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Onyx Bridge Wealth Group LLC | 25,605 | 25,605 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 528,012 | 528,012 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Colonial Trust Co / SC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 25,551 | 25,550 | -1 | 0.01 | 0.01 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,058 | 1,000 | -58 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 20,876 | 20,802 | -74 | 0.00 | 0.00 | +0.00 | sell |
| HighTower Advisors, LLC | 25,808 | 25,507 | -301 | 0.00 | 0.00 | +0.00 | sell |
| SeaCrest Wealth Management, LLC | 13,591 | 13,090 | -501 | 0.02 | 0.02 | +0.00 | sell |
| FNY Investment Advisers, LLC | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| Aviance Capital Partners, LLC | 26,761 | 25,531 | -1,230 | 0.06 | 0.06 | -0.00 | sell |
| NBC SECURITIES, INC. | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 28,611 | 25,375 | -3,236 | 0.11 | 0.06 | -0.04 | sell |
| OSAIC HOLDINGS, INC. | 61,168 | 57,763 | -3,405 | 0.00 | 0.00 | +0.00 | sell |
| UBS Group AG | 192,317 | 188,308 | -4,009 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 28,232 | 22,072 | -6,160 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,553,907 | 1,544,807 | -9,100 | 1.07 | 1.09 | +0.02 | sell |
| WELLS FARGO & COMPANY/MN | 447,825 | 437,765 | -10,060 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 10,800 | 0 | -10,800 | 0.02 | 0.00 | -0.02 | sell |
| Hayek Kallen Investment Management | 14,500 | 0 | -14,500 | 0.06 | 0.00 | -0.06 | sell |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 19,450 | 0 | -19,450 | 0.09 | 0.00 | -0.09 | sell |
| Shaker Financial Services, LLC | 52,525 | 30,776 | -21,749 | 0.23 | 0.13 | -0.10 | sell |
| BANK OF AMERICA CORP /DE/ | 287,594 | 247,995 | -39,599 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 137,420 | 16,706 | -120,714 | 0.02 | 0.00 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 900,022 | 679,903 | -220,119 | 0.43 | 0.33 | -0.10 | sell |
| Invesco Ltd. | 349,086 | 0 | -349,086 | 0.00 | 0.00 | -0.00 | sell |