Stock Transactions — NUVEEN CORE PLUS IMPACT FUND

Total Bought
1,122,058
24 transactions
Total Sold
1,840,743
16 transactions
Net
-718,685
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY2,197,7532,490,719+292,9660.000.00-0.00buy
LPL Financial LLC43,522296,696+253,1740.000.00+0.00buy
GUGGENHEIM CAPITAL LLC473,811579,397+105,5860.040.05+0.01buy
Shaker Financial Services, LLC99,133180,700+81,5670.450.73+0.28buy
READYSTATE ASSET MANAGEMENT LP054,372+54,3720.000.02+0.02buy
Walleye Capital LLC044,900+44,9000.000.00+0.00buy
UBS Group AG185,412222,568+37,1560.000.00-0.00buy
Invesco Ltd.67,597103,742+36,1450.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS436,417471,436+35,0190.020.01-0.00buy
Penserra Capital Management LLC815,847849,975+34,1280.210.16-0.05buy
OSAIC HOLDINGS, INC.55,65487,821+32,1670.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.18,78538,670+19,8850.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC018,234+18,2340.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors015,261+15,2610.000.02+0.02buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.014,997+14,9970.000.02+0.02buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC014,847+14,8470.000.05+0.05buy
FLAGSHIP HARBOR ADVISORS, LLC53,44566,509+13,0640.030.04+0.00buy
SeaCrest Wealth Management, LLC21,47528,410+6,9350.030.03+0.00buy
Elequin Capital, LP06,679+6,6790.000.01+0.01buy
Larson Financial Group LLC1,2343,432+2,1980.000.00+0.00buy
Synergy Asset Management, LLC01,200+1,2000.000.00+0.00buy
PFG Investments, LLC32,17933,053+8740.020.02-0.00buy
UHLMANN PRICE SECURITIES, LLC12,83413,382+5480.120.11-0.01buy
COMERICA BANK6,7716,927+1560.000.00-0.00buy
ASSETMARK, INC585800.000.00-0.00hold
CWM, LLC42242200.000.00-0.00hold
NewEdge Advisors, LLC2,0002,00000.000.00-0.00hold
CLEAR STREET LLC1060-1060.000.00-0.00sell
FNY Investment Advisers, LLC6000-6000.000.00-0.00sell
HARBOUR INVESTMENTS, INC.6,5535,894-6590.000.00-0.00sell
STIFEL FINANCIAL CORP158,768157,445-1,3230.000.00-0.00sell
&PARTNERS15,06810,068-5,0000.000.00-0.00sell
Onyx Bridge Wealth Group LLC25,60520,205-5,4000.050.03-0.02sell
WELLS FARGO & COMPANY/MN434,705426,875-7,8300.000.00-0.00sell
Savant Capital, LLC14,0460-14,0460.000.00-0.00sell
ROYAL BANK OF CANADA108,60189,606-18,9950.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC43,55123,914-19,6370.100.05-0.05sell
BANK OF AMERICA CORP /DE/213,195192,077-21,1180.000.00-0.00sell
Almitas Capital LLC355,306269,668-85,6381.490.62-0.87sell
1607 Capital Partners, LLC105,1910-105,1910.110.00-0.11sell
SIT INVESTMENT ASSOCIATES INC1,060,976778,150-282,8260.280.19-0.10sell
Allspring Global Investments Holdings, LLC468,364157,490-310,8740.010.00-0.01sell
Saba Capital Management, L.P.3,423,3312,461,831-961,5000.890.65-0.24sell
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