Stock Transactions — NUVEEN CORE PLUS IMPACT FUND

Total Bought
889,731
24 transactions
Total Sold
500,451
20 transactions
Net
+389,280
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Almitas Capital LLC0204,356+204,3560.000.46+0.46buy
READYSTATE ASSET MANAGEMENT LP0144,619+144,6190.000.07+0.07buy
Shaker Financial Services, LLC143,452284,862+141,4100.550.92+0.37buy
WOLVERINE ASSET MANAGEMENT LLC0113,768+113,7680.000.02+0.02buy
Penserra Capital Management LLC790,913849,069+58,1560.100.10-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors18,05560,393+42,3380.020.07+0.05buy
XTX Topco Ltd029,690+29,6900.000.01+0.01buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.027,211+27,2110.000.02+0.02buy
SIT INVESTMENT ASSOCIATES INC181,501206,501+25,0000.040.04+0.00buy
STIFEL FINANCIAL CORP211,931236,172+24,2410.000.00+0.00buy
Virtu Financial LLC016,397+16,3970.000.01+0.01buy
Marex Group plc012,200+12,2000.000.00+0.00buy
LPL Financial LLC64,58075,800+11,2200.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC114,582125,787+11,2050.050.06+0.01buy
Global Retirement Partners, LLC09,086+9,0860.000.00+0.00buy
PFG Investments, LLC31,68536,863+5,1780.020.02-0.00buy
Private Advisor Group, LLC18,30423,473+5,1690.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.03,556+3,5560.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.50,75953,361+2,6020.000.00-0.00buy
OSAIC HOLDINGS, INC.76,28177,467+1,1860.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC14,56015,144+5840.100.09-0.01buy
CoreCap Advisors, LLC9,0009,282+2820.000.00-0.00buy
Larson Financial Group LLC3,4693,720+2510.000.00-0.00buy
CWM, LLC422448+260.000.00-0.00buy
&PARTNERS10,06810,06800.000.00-0.00hold
ASSETMARK, INC585800.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC13,43813,43800.020.02-0.00hold
Onyx Bridge Wealth Group LLC10,26710,26700.010.01-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
US BANCORP \DE\9,1329,13200.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV10,75910,75900.000.00-0.00hold
WPG Advisers, LLC2,0091,793-2160.020.01-0.00sell
FNY Investment Advisers, LLC6000-6000.000.00-0.00sell
JANE STREET GROUP, LLC38,49737,693-8040.000.00-0.00sell
Newbridge Financial Services Group, Inc.1,0000-1,0000.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC22,57721,491-1,0860.000.00-0.00sell
COMERICA BANK8,2166,616-1,6000.000.00-0.00sell
SeaCrest Wealth Management, LLC44,41542,328-2,0870.050.04-0.01sell
CAPTRUST FINANCIAL ADVISORS498,970496,803-2,1670.010.01-0.00sell
FIFTH THIRD BANCORP4,7450-4,7450.000.00-0.00sell
ROYAL BANK OF CANADA90,51482,972-7,5420.000.00-0.00sell
PETRA FINANCIAL ADVISORS INC10,3650-10,3650.070.00-0.07sell
BALYASNY ASSET MANAGEMENT L.P.20,6560-20,6560.000.00-0.00sell
AlphaCore Capital LLC44,75320,605-24,1480.020.00-0.01sell
BANK OF AMERICA CORP /DE/203,214175,432-27,7820.000.00-0.00sell
UBS Group AG41,2730-41,2730.000.00-0.00sell
Invesco Ltd.175,122124,455-50,6670.000.00-0.00sell
WELLS FARGO & COMPANY/MN409,080353,901-55,1790.000.00-0.00sell
GUGGENHEIM CAPITAL LLC573,051514,471-58,5800.050.04-0.01sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC72,6060-72,6060.160.00-0.16sell
MORGAN STANLEY2,878,5772,761,229-117,3480.000.00-0.00sell
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