| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 973,389 | 1,803,435 | +830,046 | 0.35 | 0.60 | +0.25 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 1,268,166 | 2,000,567 | +732,401 | 1.21 | 1.83 | +0.62 | buy |
| SIT INVESTMENT ASSOCIATES INC | 4,376,787 | 5,025,130 | +648,343 | 0.74 | 0.74 | -0.00 | buy |
| North Ground Capital | 413,142 | 990,000 | +576,858 | 3.31 | 6.37 | +3.06 | buy |
| CSS LLC/IL | 155,349 | 717,835 | +562,486 | 0.05 | 0.25 | +0.20 | buy |
| Shaker Financial Services, LLC | 79,490 | 434,069 | +354,579 | 0.23 | 1.06 | +0.83 | buy |
| Bulldog Investors, LLP | 292,779 | 492,332 | +199,553 | 0.57 | 0.83 | +0.26 | buy |
| Yakira Capital Management, Inc. | 16,000 | 141,018 | +125,018 | 0.04 | 0.34 | +0.29 | buy |
| SeaCrest Wealth Management, LLC | 14,771 | 51,156 | +36,385 | 0.01 | 0.04 | +0.02 | buy |
| Dakota Wealth Management | 15,624 | 23,211 | +7,587 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 265,940 | 270,040 | +4,100 | 0.16 | 0.14 | -0.02 | buy |
| UHLMANN PRICE SECURITIES, LLC | 55,932 | 58,008 | +2,076 | 0.31 | 0.27 | -0.05 | buy |
| David J Yvars Group | 10,701 | 12,364 | +1,663 | 0.05 | 0.06 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 240 | 901 | +661 | 0.00 | 0.00 | +0.00 | buy |
| Modera Wealth Management, LLC | 21,923 | 22,308 | +385 | 0.00 | 0.00 | -0.00 | buy |
| Almitas Capital LLC | 193,153 | 193,389 | +236 | 0.31 | 0.40 | +0.09 | buy |
| Nemes Rush Group LLC | 1,307 | 1,337 | +30 | 0.00 | 0.00 | -0.00 | buy |
| Successful Portfolios LLC | 14,590 | 13,590 | -1,000 | 0.07 | 0.06 | -0.01 | sell |
| Samalin Investment Counsel, LLC | 24,821 | 23,056 | -1,765 | 0.08 | 0.06 | -0.02 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 20,453 | 16,194 | -4,259 | 0.01 | 0.00 | -0.00 | sell |
| Ignite Planners, LLC | 20,379 | 15,829 | -4,550 | 0.03 | 0.02 | -0.01 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 389,604 | 384,526 | -5,078 | 0.55 | 0.46 | -0.10 | sell |
| CHAPIN DAVIS, INC. | 83,485 | 71,455 | -12,030 | 0.21 | 0.15 | -0.05 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 258,468 | 240,248 | -18,220 | 0.56 | 0.40 | -0.16 | sell |
| Karpus Management, Inc. | 1,515,756 | 1,487,902 | -27,854 | 0.33 | 0.30 | -0.03 | sell |
| Fountainhead AM, LLC | 107,978 | 67,235 | -40,743 | 0.15 | 0.07 | -0.08 | sell |
| READYSTATE ASSET MANAGEMENT LP | 131,597 | 73,816 | -57,781 | 0.04 | 0.02 | -0.02 | sell |
| Quantedge Capital Pte Ltd | 205,729 | 74,429 | -131,300 | 0.56 | 0.15 | -0.41 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 548,612 | 171,124 | -377,488 | 0.41 | 0.11 | -0.29 | sell |