| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Yakira Capital Management, Inc. | 141,018 | 805,926 | +664,908 | 0.34 | 2.01 | +1.67 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 2,000,567 | 2,600,158 | +599,591 | 1.83 | 2.36 | +0.53 | buy |
| SIT INVESTMENT ASSOCIATES INC | 5,025,130 | 5,515,699 | +490,569 | 0.74 | 0.86 | +0.13 | buy |
| Bulldog Investors, LLP | 492,332 | 610,207 | +117,875 | 0.83 | 1.13 | +0.30 | buy |
| READYSTATE ASSET MANAGEMENT LP | 73,816 | 110,780 | +36,964 | 0.02 | 0.03 | +0.01 | buy |
| CHAPIN DAVIS, INC. | 71,455 | 93,211 | +21,756 | 0.15 | 0.19 | +0.04 | buy |
| SeaCrest Wealth Management, LLC | 51,156 | 56,991 | +5,835 | 0.04 | 0.05 | +0.01 | buy |
| RFG Advisory, LLC | 24,700 | 29,031 | +4,331 | 0.00 | 0.01 | +0.00 | buy |
| Almitas Capital LLC | 193,389 | 195,710 | +2,321 | 0.40 | 0.36 | -0.04 | buy |
| David J Yvars Group | 12,364 | 13,424 | +1,060 | 0.06 | 0.06 | -0.00 | buy |
| Modera Wealth Management, LLC | 22,308 | 22,982 | +674 | 0.00 | 0.00 | +0.00 | buy |
| TSFG, LLC | 1,014 | 1,051 | +37 | 0.00 | 0.00 | +0.00 | buy |
| Successful Portfolios LLC | 13,590 | 13,565 | -25 | 0.06 | 0.06 | +0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 35,000 | 34,843 | -157 | 0.03 | 0.04 | +0.01 | sell |
| Dakota Wealth Management | 23,211 | 22,606 | -605 | 0.00 | 0.00 | +0.00 | sell |
| Ignite Planners, LLC | 15,829 | 14,294 | -1,535 | 0.02 | 0.02 | -0.00 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 16,194 | 12,896 | -3,298 | 0.00 | 0.00 | -0.00 | sell |
| Virtus Investment Advisers, LLC | 146,324 | 140,903 | -5,421 | 0.25 | 0.35 | +0.10 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 240,248 | 228,552 | -11,696 | 0.40 | 0.38 | -0.02 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 384,526 | 363,966 | -20,560 | 0.46 | 0.45 | -0.01 | sell |
| 1607 Capital Partners, LLC | 270,040 | 248,540 | -21,500 | 0.14 | 0.15 | +0.01 | sell |
| Quantedge Capital Pte Ltd | 74,429 | 12,729 | -61,700 | 0.15 | 0.09 | -0.06 | sell |
| Karpus Management, Inc. | 1,487,902 | 1,423,101 | -64,801 | 0.30 | 0.34 | +0.03 | sell |
| North Ground Capital | 990,000 | 566,000 | -424,000 | 6.37 | 5.29 | -1.08 | sell |
| CSS LLC/IL | 717,835 | 202,841 | -514,994 | 0.25 | 0.07 | -0.18 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,803,435 | 1,270,917 | -532,518 | 0.60 | 0.52 | -0.08 | sell |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 591,494 | 54,353 | -537,141 | 2.67 | 0.30 | -2.37 | sell |