| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 547,984 | 1,142,760 | +594,776 | 0.19 | 0.42 | +0.23 | buy |
| Alpine Global Management, LLC | 235,000 | 381,075 | +146,075 | 0.30 | 0.70 | +0.40 | buy |
| Bulldog Investors, LLP | 61,962 | 134,125 | +72,163 | 0.17 | 0.34 | +0.17 | buy |
| CSS LLC/IL | 105,954 | 148,777 | +42,823 | 0.04 | 0.05 | +0.01 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 14,177 | 20,380 | +6,203 | 0.00 | 0.01 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 368,889 | 371,276 | +2,387 | 0.55 | 0.54 | -0.02 | buy |
| Nemes Rush Group LLC | 1,250 | 2,500 | +1,250 | 0.00 | 0.00 | +0.00 | buy |
| Fountainhead AM, LLC | 107,041 | 107,978 | +937 | 0.18 | 0.17 | -0.01 | buy |
| Dakota Wealth Management | 21,217 | 21,910 | +693 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 10,372 | 10,551 | +179 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 681 | 680 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Modera Wealth Management, LLC | 21,557 | 21,190 | -367 | 0.00 | 0.00 | -0.00 | sell |
| CHAPIN DAVIS, INC. | 84,085 | 83,485 | -600 | 0.21 | 0.20 | -0.00 | sell |
| Investors Research Corp | 2,098 | 1,000 | -1,098 | 0.00 | 0.00 | -0.00 | sell |
| David J Yvars Group | 12,015 | 10,315 | -1,700 | 0.05 | 0.05 | -0.01 | sell |
| Activest Wealth Management | 4,086 | 0 | -4,086 | 0.01 | 0.00 | -0.01 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 267,027 | 262,915 | -4,112 | 0.68 | 0.60 | -0.08 | sell |
| Ignite Planners, LLC | 25,598 | 21,137 | -4,461 | 0.05 | 0.04 | -0.01 | sell |
| NewEdge Wealth, LLC | 15,284 | 10,767 | -4,517 | 0.00 | 0.00 | -0.00 | sell |
| LM Advisors LLC | 36,609 | 31,031 | -5,578 | 0.00 | 0.05 | +0.05 | sell |
| METEORA CAPITAL, LLC | 100,000 | 86,770 | -13,230 | 0.13 | 0.18 | +0.05 | sell |
| CORRADO ADVISORS, LLC | 226,037 | 206,549 | -19,488 | 1.06 | 0.98 | -0.08 | sell |
| VIRTUS ADVISERS, LLC | 144,091 | 121,120 | -22,971 | 0.51 | 0.43 | -0.08 | sell |
| Matisse Capital | 190,000 | 164,861 | -25,139 | 0.68 | 0.61 | -0.07 | sell |
| 1607 Capital Partners, LLC | 563,269 | 484,745 | -78,524 | 0.36 | 0.33 | -0.03 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 1,085,324 | 1,005,024 | -80,300 | 1.16 | 1.04 | -0.13 | sell |
| Shaker Financial Services, LLC | 92,062 | 10,153 | -81,909 | 0.27 | 0.03 | -0.24 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 764,544 | 644,906 | -119,638 | 0.47 | 0.42 | -0.05 | sell |
| Almitas Capital LLC | 543,246 | 274,442 | -268,804 | 1.63 | 0.73 | -0.90 | sell |
| Sessa Capital IM, L.P. | 2,739,993 | 2,377,464 | -362,529 | 0.60 | 0.66 | +0.06 | sell |
| Karpus Management, Inc. | 2,250,343 | 1,830,675 | -419,668 | 0.46 | 0.38 | -0.07 | sell |
| Quantedge Capital Pte Ltd | 862,655 | 412,192 | -450,463 | 2.25 | 0.93 | -1.32 | sell |
| AQR Arbitrage LLC | 673,827 | 48,832 | -624,995 | 0.13 | 0.01 | -0.12 | sell |
| SIT INVESTMENT ASSOCIATES INC | 5,244,473 | 4,560,653 | -683,820 | 0.87 | 0.77 | -0.10 | sell |
| Cornerstone Advisors, LLC | 1,511,905 | 138,165 | -1,373,740 | 0.44 | 0.04 | -0.40 | sell |