| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 1,005,024 | 1,268,166 | +263,142 | 1.04 | 1.21 | +0.18 | buy |
| Bulldog Investors, LLP | 134,125 | 292,779 | +158,654 | 0.34 | 0.57 | +0.23 | buy |
| Shaker Financial Services, LLC | 10,153 | 79,490 | +69,337 | 0.03 | 0.23 | +0.20 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 371,276 | 389,604 | +18,328 | 0.54 | 0.55 | +0.02 | buy |
| Samalin Investment Counsel, LLC | 11,600 | 24,821 | +13,221 | 0.04 | 0.08 | +0.04 | buy |
| CSS LLC/IL | 148,777 | 155,349 | +6,572 | 0.05 | 0.05 | -0.00 | buy |
| VIRTUS ADVISERS, LLC | 121,120 | 124,829 | +3,709 | 0.43 | 0.38 | -0.05 | buy |
| Modera Wealth Management, LLC | 21,190 | 21,923 | +733 | 0.00 | 0.00 | -0.00 | buy |
| David J Yvars Group | 10,315 | 10,701 | +386 | 0.05 | 0.05 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 10,551 | 10,727 | +176 | 0.00 | 0.00 | -0.00 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 20,380 | 20,453 | +73 | 0.01 | 0.01 | -0.00 | buy |
| Investors Research Corp | 1,000 | 848 | -152 | 0.00 | 0.00 | -0.00 | sell |
| Successful Portfolios LLC | 14,790 | 14,590 | -200 | 0.08 | 0.07 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 680 | 240 | -440 | 0.00 | 0.00 | -0.00 | sell |
| Ignite Planners, LLC | 21,137 | 20,379 | -758 | 0.04 | 0.03 | -0.00 | sell |
| BARRETT & COMPANY, INC. | 12,555 | 11,493 | -1,062 | 0.04 | 0.04 | -0.00 | sell |
| Nemes Rush Group LLC | 2,500 | 1,307 | -1,193 | 0.00 | 0.00 | -0.00 | sell |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 262,915 | 258,468 | -4,447 | 0.60 | 0.56 | -0.05 | sell |
| Dakota Wealth Management | 21,910 | 15,624 | -6,286 | 0.00 | 0.00 | -0.00 | sell |
| UHLMANN PRICE SECURITIES, LLC | 65,699 | 55,932 | -9,767 | 0.39 | 0.31 | -0.08 | sell |
| Matisse Capital | 164,861 | 139,734 | -25,127 | 0.61 | 0.53 | -0.08 | sell |
| CORRADO ADVISORS, LLC | 206,549 | 177,777 | -28,772 | 0.98 | 0.86 | -0.11 | sell |
| Almitas Capital LLC | 274,442 | 193,153 | -81,289 | 0.73 | 0.31 | -0.42 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 644,906 | 548,612 | -96,294 | 0.42 | 0.41 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,142,760 | 973,389 | -169,371 | 0.42 | 0.35 | -0.07 | sell |
| SIT INVESTMENT ASSOCIATES INC | 4,560,653 | 4,376,787 | -183,866 | 0.77 | 0.74 | -0.03 | sell |
| Quantedge Capital Pte Ltd | 412,192 | 205,729 | -206,463 | 0.93 | 0.56 | -0.37 | sell |
| 1607 Capital Partners, LLC | 484,745 | 265,940 | -218,805 | 0.33 | 0.16 | -0.18 | sell |
| Karpus Management, Inc. | 1,830,675 | 1,515,756 | -314,919 | 0.38 | 0.33 | -0.05 | sell |
| Sessa Capital IM, L.P. | 2,377,464 | 2,015,096 | -362,368 | 0.66 | 0.54 | -0.12 | sell |