Stock Transactions — BLACKROCK TECH AND PRIVATE E

Total Bought
6,201,574
47 transactions
Total Sold
4,590,372
57 transactions
Net
+1,611,202
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.55,794,60460,156,126+4,361,5229.2611.26+2.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0339,000+339,0000.000.00+0.00buy
ABSOLUTE INVESTMENT ADVISERS, LLC1,005,0241,268,166+263,1421.041.21+0.18buy
Quarry LP338,342512,080+173,7380.780.75-0.03buy
Bulldog Investors, LLP134,125292,779+158,6540.340.57+0.23buy
Penserra Capital Management LLC1,996,8352,141,083+144,2480.330.29-0.04buy
READYSTATE ASSET MANAGEMENT LP0131,597+131,5970.000.04+0.04buy
WOLVERINE ASSET MANAGEMENT LLC8,800127,614+118,8140.000.02+0.02buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.074,802+74,8020.000.06+0.06buy
Shaker Financial Services, LLC10,15379,490+69,3370.030.23+0.20buy
JANE STREET GROUP, LLC61,072121,350+60,2780.000.00+0.00buy
Rockefeller Capital Management L.P.310,994352,328+41,3340.010.01+0.00buy
OPPENHEIMER & CO INC209,316236,740+27,4240.020.03+0.00buy
Concurrent Investment Advisors, LLC026,467+26,4670.000.01+0.01buy
CreativeOne Wealth, LLC026,212+26,2120.000.01+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC371,276389,604+18,3280.540.55+0.02buy
CAPSTONE INVESTMENT ADVISORS, LLC240,859258,502+17,6430.030.02-0.02buy
Yakira Capital Management, Inc.016,000+16,0000.000.05+0.05buy
SeaCrest Wealth Management, LLC014,771+14,7710.000.01+0.01buy
Samalin Investment Counsel, LLC11,60024,821+13,2210.040.08+0.04buy
Invesco Ltd.3,255,3923,267,366+11,9740.000.00-0.00buy
AVANTAX ADVISORY SERVICES, INC.011,047+11,0470.000.00+0.00buy
LPL Financial LLC65,83776,734+10,8970.000.00+0.00buy
WEDBUSH SECURITIES INC99,284110,138+10,8540.030.03+0.00buy
MML INVESTORS SERVICES, LLC010,811+10,8110.000.00+0.00buy
Mariner, LLC10,63818,317+7,6790.000.00+0.00buy
CIBC Private Wealth Group LLC06,660+6,6600.000.00+0.00buy
CSS LLC/IL148,777155,349+6,5720.070.07+0.00buy
&PARTNERS11,24316,668+5,4250.000.00-0.00buy
OSAIC HOLDINGS, INC.30,26035,226+4,9660.000.00+0.00buy
VIRTUS ADVISERS, LLC121,120124,829+3,7090.430.38-0.05buy
Steward Partners Investment Advisory, LLC82,44185,686+3,2450.010.01-0.00buy
Virtu Financial LLC25,26528,246+2,9810.010.01+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC11,89014,780+2,8900.000.00+0.00buy
HighTower Advisors, LLC33,26734,522+1,2550.000.00-0.00buy
Modera Wealth Management, LLC21,19021,923+7330.000.00-0.00buy
MAI Capital Management0684+6840.000.00+0.00buy
Coppell Advisory Solutions LLC0434+4340.000.00+0.00buy
David J Yvars Group10,31510,701+3860.050.05+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO129500+3710.000.00+0.00buy
Covestor Ltd11,21111,562+3510.050.05+0.00buy
Private Advisor Group, LLC104,926105,256+3300.000.00-0.00buy
FMR LLC0191+1910.000.00+0.00buy
CWM, LLC8,6668,856+1900.000.00-0.00buy
J.W. COLE ADVISORS, INC.10,55110,727+1760.000.00-0.00buy
COMERICA BANK8,0948,252+1580.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC20,38020,453+730.010.01-0.00buy
ASSETMARK, INC29329300.000.00-0.00hold
IFP Advisors, Inc10010000.000.00-0.00hold
Prestige Wealth Management Group LLC474700.000.00-0.00hold
Fountainhead AM, LLC107,978107,97800.170.15-0.02hold
NewEdge Wealth, LLC10,76710,76700.000.00-0.00hold
Activest Wealth Management0000.000.000.00hold
CoreCap Advisors, LLC10,00010,00000.000.00-0.00hold
INSIGNEO ADVISORY SERVICES, LLC15,10015,10000.010.01+0.00hold
BlackRock, Inc.5,0015,00100.000.00-0.00hold
Caldwell Trust Co2,0002,00000.000.00-0.00hold
BARCLAYS PLC15015000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CHAPIN DAVIS, INC.83,48583,48500.200.21+0.00hold
SIGNATUREFD, LLC10-10.000.00-0.00sell
Investors Research Corp1,000848-1520.000.00-0.00sell
Allworth Financial LP2000-2000.000.00-0.00sell
Successful Portfolios LLC14,79014,590-2000.080.07-0.00sell
Thomas J. Herzfeld Advisors, Inc.680240-4400.000.00-0.00sell
Creative Planning14,57613,826-7500.000.00-0.00sell
Ignite Planners, LLC21,13720,379-7580.040.03-0.00sell
BARRETT & COMPANY, INC.12,55511,493-1,0620.040.04-0.00sell
Nemes Rush Group LLC2,5001,307-1,1930.000.00-0.00sell
PFG Investments, LLC19,75017,317-2,4330.010.01-0.00sell
Janney Montgomery Scott LLC70,27667,343-2,9330.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.21,31117,408-3,9030.000.00-0.00sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC262,915258,468-4,4470.600.56-0.05sell
NewEdge Advisors, LLC47,29741,802-5,4950.000.00-0.00sell
Baird Financial Group, Inc.86,75280,652-6,1000.000.00-0.00sell
Dakota Wealth Management21,91015,624-6,2860.000.00-0.00sell
Farther Finance Advisors, LLC7,9101,225-6,6850.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.47,69239,932-7,7600.000.00-0.00sell
Atria Wealth Solutions, Inc.37,70029,000-8,7000.000.00-0.00sell
UHLMANN PRICE SECURITIES, LLC65,69955,932-9,7670.390.31-0.08sell
Clearstead Advisors, LLC17,0025,600-11,4020.000.00-0.00sell
TRUIST FINANCIAL CORP11,7220-11,7220.000.00-0.00sell
Clear Harbor Asset Management, LLC13,0060-13,0060.010.00-0.01sell
Tidal Investments LLC13,2130-13,2130.000.00-0.00sell
B. Riley Wealth Advisors, Inc.28,49615,148-13,3480.010.00-0.00sell
WELLS FARGO & COMPANY/MN38,68624,681-14,0050.000.00-0.00sell
D.A. DAVIDSON & CO.15,5180-15,5180.000.00-0.00sell
D. E. Shaw & Co., Inc.50,75335,139-15,6140.000.00-0.00sell
Corient Private Wealth LLC16,8740-16,8740.000.00-0.00sell
HBK INVESTMENTS L P338,752320,800-17,9520.050.05-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC22,3180-22,3180.010.00-0.01sell
Matisse Capital164,861139,734-25,1270.610.53-0.08sell
CORRADO ADVISORS, LLC206,549177,777-28,7720.980.86-0.11sell
LM Advisors LLC31,0310-31,0310.050.00-0.05sell
CAPTRUST FINANCIAL ADVISORS32,8000-32,8000.000.00-0.00sell
BOOTHBAY FUND MANAGEMENT, LLC39,6020-39,6020.010.00-0.01sell
GUGGENHEIM CAPITAL LLC44,7380-44,7380.000.00-0.00sell
Allspring Global Investments Holdings, LLC127,01179,963-47,0480.000.00-0.00sell
AQR Arbitrage LLC48,8320-48,8320.010.00-0.01sell
STIFEL FINANCIAL CORP265,623214,878-50,7450.000.00-0.00sell
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