Stock Transactions — BLACKROCK TECH AND PRIVATE E

Total Bought
9,260,086
52 transactions
Total Sold
1,758,063
41 transactions
Net
+7,502,023
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LAZARD ASSET MANAGEMENT LLC03,378,783+3,378,7830.000.04+0.04buy
MORGAN STANLEY5,364,2237,293,873+1,929,6500.000.00+0.00buy
Quantedge Capital Pte Ltd155,329887,079+731,7500.572.79+2.22buy
ABSOLUTE INVESTMENT ADVISERS, LLC0633,924+633,9240.000.49+0.49buy
Thomas J. Herzfeld Advisors, Inc.0543,195+543,1950.001.21+1.21buy
READYSTATE ASSET MANAGEMENT LP338,664686,666+348,0020.110.20+0.09buy
Penserra Capital Management LLC2,737,9733,017,237+279,2640.220.24+0.02buy
WOLVERINE ASSET MANAGEMENT LLC528,036773,052+245,0160.050.07+0.02buy
Invesco Ltd.1,599,8171,811,362+211,5450.000.00-0.00buy
Quarry LP0170,066+170,0660.000.18+0.18buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC129,032240,173+111,1410.130.23+0.10buy
Advisors Asset Management, Inc.427,724514,941+87,2170.050.06+0.01buy
NewEdge Advisors, LLC154,669239,552+84,8830.000.01+0.00buy
Private Advisor Group, LLC140,177193,411+53,2340.000.01+0.00buy
Shaker Financial Services, LLC143,998194,268+50,2700.330.41+0.07buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP41,26390,441+49,1780.000.00+0.00buy
Virtu Financial LLC039,399+39,3990.000.01+0.01buy
CHOREO, LLC038,072+38,0720.000.00+0.00buy
TrueMark Investments, LLC028,196+28,1960.000.04+0.04buy
Global Retirement Partners, LLC026,661+26,6610.000.00+0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD021,000+21,0000.000.01+0.01buy
Matisse Capital551,000571,000+20,0001.661.68+0.02buy
ACCREDITED INVESTOR SERVICES, LLC019,699+19,6990.000.09+0.09buy
Kovack Advisors, Inc.018,809+18,8090.000.01+0.01buy
PARK AVENUE SECURITIES LLC017,958+17,9580.000.00+0.00buy
Mariner, LLC18,84835,162+16,3140.000.00+0.00buy
SILVER OAK SECURITIES, INCORPORATED013,548+13,5480.000.01+0.01buy
Amplius Wealth Advisors, LLC011,845+11,8450.000.01+0.01buy
Merit Financial Group, LLC11,90623,549+11,6430.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC011,034+11,0340.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.010,913+10,9130.000.01+0.01buy
Quantinno Capital Management LP164,020174,020+10,0000.000.00-0.00buy
WELLS FARGO & COMPANY/MN31,48440,850+9,3660.000.00+0.00buy
Lido Advisors, LLC12,19020,109+7,9190.000.00+0.00buy
Kestra Advisory Services, LLC05,749+5,7490.000.00+0.00buy
Janney Montgomery Scott LLC77,59681,194+3,5980.000.00-0.00buy
WPG Advisers, LLC2,0404,546+2,5060.010.02+0.01buy
SageView Advisory Group, LLC02,040+2,0400.000.00+0.00buy
CreativeOne Wealth, LLC15,02016,483+1,4630.000.00+0.00buy
CULLEN/FROST BANKERS, INC.01,250+1,2500.000.00+0.00buy
RFG Advisory, LLC27,33128,331+1,0000.000.00-0.00buy
COMERICA BANK7,0617,876+8150.000.00+0.00buy
SeaCrest Wealth Management, LLC65,07465,460+3860.050.05-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC13,63513,987+3520.000.00-0.00buy
PFG Investments, LLC17,02017,315+2950.010.01-0.00buy
J.W. COLE ADVISORS, INC.10,81311,067+2540.000.00+0.00buy
CWM, LLC9,5989,781+1830.000.00-0.00buy
Sowell Financial Services LLC10,03510,211+1760.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,0851,235+1500.000.00+0.00buy
HighTower Advisors, LLC71,75071,896+1460.000.00-0.00buy
David J Yvars Group13,63313,762+1290.050.05-0.00buy
Successful Portfolios LLC15,37515,475+1000.060.05-0.01buy
MAI Capital Management68468400.000.00-0.00hold
EASTERN BANK1,8671,86700.000.00-0.00hold
Bank of New York Mellon Corp10,77810,77800.000.00-0.00hold
SUSQUEHANNA ADVISORS GROUP, INC.10,60010,60000.000.00+0.00hold
Plancorp, LLC10,00010,00000.000.00-0.00hold
Investors Research Corp84884800.000.00-0.00hold
Prestige Wealth Management Group LLC474700.000.00-0.00hold
NewEdge Wealth, LLC10,76710,76700.000.00-0.00hold
City State Bank12,91312,91300.020.02-0.00hold
SWAN Capital LLC34034000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC50050000.000.00+0.00hold
4WEALTH ADVISORS, INC.11,02111,02100.070.06-0.01hold
Atlantic Union Bankshares Corp2,4472,44700.000.00-0.00hold
BARRETT & COMPANY, INC.11,34311,34300.030.02-0.00hold
Advisory Services Network, LLC9000-9000.000.00-0.00sell
Caldwell Trust Co2,0001,000-1,0000.000.00-0.00sell
Tactive Advisors, LLC16,15815,021-1,1370.030.03-0.00sell
&PARTNERS14,61012,366-2,2440.000.00-0.00sell
Ignite Planners, LLC13,38311,123-2,2600.010.01-0.00sell
ARMSTRONG ADVISORY GROUP, INC2,8220-2,8220.000.00-0.00sell
Mutual Advisors, LLC36,42533,425-3,0000.010.00-0.00sell
OSAIC HOLDINGS, INC.56,22652,662-3,5640.000.00-0.00sell
Modera Wealth Management, LLC23,58319,083-4,5000.000.00-0.00sell
BlackRock, Inc.5,0000-5,0000.000.00-0.00sell
Newbridge Financial Services Group, Inc.6,4000-6,4000.010.00-0.01sell
AMERIPRISE FINANCIAL INC461,378454,061-7,3170.000.00-0.00sell
Cetera Investment Advisers20,72813,378-7,3500.000.00-0.00sell
OPPENHEIMER & CO INC230,048222,520-7,5280.020.02+0.00sell
WEDBUSH SECURITIES INC66,33955,731-10,6080.010.01-0.00sell
NORTHERN TRUST CORP12,8370-12,8370.000.00-0.00sell
B. Riley Wealth Advisors, Inc.12,9240-12,9240.000.00-0.00sell
Clearstead Advisors, LLC12,9350-12,9350.000.00-0.00sell
Redhawk Wealth Advisors, Inc.13,5010-13,5010.010.00-0.01sell
Marex Group plc15,0000-15,0000.000.00-0.00sell
Rockefeller Capital Management L.P.343,743328,501-15,2420.000.00-0.00sell
Fountainhead AM, LLC16,9850-16,9850.010.00-0.01sell
HB Wealth Management, LLC17,6830-17,6830.000.00-0.00sell
INSIGNEO ADVISORY SERVICES, LLC18,3460-18,3460.010.00-0.01sell
Creative Planning20,9580-20,9580.000.00-0.00sell
CHAPIN DAVIS, INC.93,09969,499-23,6000.150.11-0.05sell
Steward Partners Investment Advisory, LLC47,88523,627-24,2580.000.00-0.00sell
Virtus Investment Advisers, LLC134,507108,899-25,6080.260.20-0.06sell
Ballew Advisors, Inc27,2100-27,2100.100.00-0.10sell
STIFEL FINANCIAL CORP117,78689,439-28,3470.000.00-0.00sell
DRW Securities, LLC37,1000-37,1000.010.00-0.01sell
Concurrent Investment Advisors, LLC57,40918,181-39,2280.010.00-0.01sell
JANE STREET GROUP, LLC378,086330,514-47,5720.000.00-0.00sell
LPL Financial LLC142,88893,620-49,2680.000.00-0.00sell
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