| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Invesco Ltd. | 0 | 93,700 | +93,700 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 4,805,915 | 4,875,257 | +69,342 | 0.03 | 0.03 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 123,468 | 185,596 | +62,128 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 50,292 | +50,292 | 0.00 | 0.01 | +0.01 | buy |
| CIBC WORLD MARKET INC. | 271,662 | 317,420 | +45,758 | 0.00 | 0.00 | +0.00 | buy |
| Cannell & Spears LLC | 0 | 30,000 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 29,765 | +29,765 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 18,130 | +18,130 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 14,223 | +14,223 | 0.00 | 0.00 | +0.00 | buy |
| HANTZ FINANCIAL SERVICES, INC. | 0 | 8,174 | +8,174 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 10,732 | 18,553 | +7,821 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 0 | 3,250 | +3,250 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 19,050 | 22,250 | +3,200 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 57,292 | 59,792 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 12,080 | 13,280 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 220 | 363 | +143 | 0.00 | 0.00 | +0.00 | buy |
| OSTERWEIS CAPITAL MANAGEMENT INC | 31,250 | 31,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Waterloo Capital, L.P. | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Larson Financial Group LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacifica Partners Inc. | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Financial Synergies Wealth Advisors, Inc. | 20 | 20 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINCOLN CAPITAL CORP | 25,000 | 25,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Ritter Daniher Financial Advisory LLC / DE | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 33,850 | 29,998 | -3,852 | 0.00 | 0.00 | +0.00 | sell |
| TD Waterhouse Canada Inc. | 7,302 | 1,000 | -6,302 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 33,937 | 26,112 | -7,825 | 0.00 | 0.00 | -0.00 | sell |
| Glassman Wealth Services | 8,388 | 0 | -8,388 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 36,518 | 26,193 | -10,325 | 0.08 | 0.05 | -0.02 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 12,339 | 0 | -12,339 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 36,299 | 13,570 | -22,729 | 0.00 | 0.00 | -0.00 | sell |
| 1832 Asset Management L.P. | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 26,662 | 0 | -26,662 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 29,882 | 0 | -29,882 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 133,357 | 103,207 | -30,150 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 37,487 | 0 | -37,487 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Advisors Network LLC | 195,910 | 150,890 | -45,020 | 0.04 | 0.03 | -0.01 | sell |
| Sentinus, LLC | 47,750 | 0 | -47,750 | 0.08 | 0.00 | -0.08 | sell |
| Rathbones Group PLC | 48,590 | 0 | -48,590 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 65,389 | 0 | -65,389 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 114,321 | 48,250 | -66,071 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 78,700 | 0 | -78,700 | 0.00 | 0.00 | -0.00 | sell |