| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 636,712 | 1,970,272 | +1,333,560 | 0.00 | 0.00 | +0.00 | buy |
| SPROTT INC. | 97,900 | 898,400 | +800,500 | 0.01 | 0.06 | +0.05 | buy |
| MARSHALL WACE, LLP | 693,533 | 1,488,615 | +795,082 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 64,300 | 186,300 | +122,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 106,133 | +106,133 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 88,594 | +88,594 | 0.00 | 0.13 | +0.13 | buy |
| VAN ECK ASSOCIATES CORP | 5,056,008 | 5,125,179 | +69,171 | 0.01 | 0.01 | -0.00 | buy |
| Virtu Financial LLC | 0 | 43,251 | +43,251 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 34,662 | +34,662 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 41,182 | 66,058 | +24,876 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 0 | 20,452 | +20,452 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 16,400 | +16,400 | 0.00 | 0.00 | +0.00 | buy |
| Total Wealth Planning & Management, Inc. | 110,072 | 125,400 | +15,328 | 0.20 | 0.15 | -0.04 | buy |
| SIMPLEX TRADING, LLC | 982 | 15,135 | +14,153 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 26,000 | 36,000 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| Corient Private Wealth LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Advisors Network LLC | 83,290 | 90,790 | +7,500 | 0.01 | 0.01 | -0.00 | buy |
| GROUP ONE TRADING LLC | 10,782 | 14,782 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 27,161 | 30,181 | +3,020 | 0.00 | 0.00 | -0.00 | buy |
| TD Waterhouse Canada Inc. | 1,000 | 2,050 | +1,050 | 0.00 | 0.00 | +0.00 | buy |
| OSTERWEIS CAPITAL MANAGEMENT INC | 31,250 | 31,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 24,673 | 24,673 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 5,900 | 5,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cannell & Spears LLC | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Waterloo Capital, L.P. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Brooklyn Investment Group | 7,370 | 7,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacifica Partners Inc. | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealth Quarterback LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Tradition Wealth Management, LLC | 13,389 | 13,389 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LGT Fund Management Co Ltd. | 40,000 | 40,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BlackRock, Inc. | 71,068 | 71,068 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 21,280 | 21,280 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fairscale Capital, LLC | 4,000 | 4,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| LINCOLN CAPITAL CORP | 25,000 | 25,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| R Squared Ltd | 2,990 | 0 | -2,990 | 0.01 | 0.00 | -0.01 | sell |
| BANK OF MONTREAL /CAN/ | 85,430 | 81,299 | -4,131 | 0.00 | 0.00 | -0.00 | sell |
| 1832 Asset Management L.P. | 31,300 | 25,000 | -6,300 | 0.00 | 0.00 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,154 | 0 | -10,154 | 0.00 | 0.00 | -0.00 | sell |
| ZACKS INVESTMENT MANAGEMENT | 12,044 | 0 | -12,044 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 86,785 | 73,617 | -13,168 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 18,739 | 0 | -18,739 | 0.00 | 0.00 | -0.00 | sell |
| CIBC WORLD MARKET INC. | 59,050 | 31,050 | -28,000 | 0.00 | 0.00 | -0.00 | sell |
| Aristides Capital LLC | 41,200 | 0 | -41,200 | 0.02 | 0.00 | -0.02 | sell |
| GOLDMAN SACHS GROUP INC | 72,071 | 14,512 | -57,559 | 0.00 | 0.00 | -0.00 | sell |
| Atom Investors LP | 73,818 | 0 | -73,818 | 0.02 | 0.00 | -0.02 | sell |
| CITADEL ADVISORS LLC | 271,911 | 0 | -271,911 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 728,567 | 314,091 | -414,476 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 667,053 | 165,419 | -501,634 | 0.00 | 0.00 | -0.00 | sell |