| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Merk Investments LLC | 4,750,000 | 16,312,500 | +11,562,500 | 2.41 | 8.03 | +5.62 | buy |
| SPROTT INC. | 7,725,030 | 10,474,172 | +2,749,142 | 0.45 | 0.53 | +0.08 | buy |
| CITADEL ADVISORS LLC | 215,229 | 786,292 | +571,063 | 0.00 | 0.00 | +0.00 | buy |
| Anson Funds Management LP | 0 | 549,500 | +549,500 | 0.00 | 0.08 | +0.08 | buy |
| VAN ECK ASSOCIATES CORP | 7,614,986 | 8,142,889 | +527,903 | 0.01 | 0.01 | -0.00 | buy |
| ALPS ADVISORS INC | 0 | 407,594 | +407,594 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 215,811 | +215,811 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 73,006 | 265,892 | +192,886 | 0.00 | 0.00 | +0.00 | buy |
| Groupe la Francaise | 2,331,900 | 2,500,000 | +168,100 | 0.06 | 0.05 | -0.01 | buy |
| PERISCOPE CAPITAL INC. | 0 | 75,000 | +75,000 | 0.00 | 0.02 | +0.02 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 72,439 | +72,439 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 31,735 | 98,935 | +67,200 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 50,023 | +50,023 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 0 | 37,470 | +37,470 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 219,649 | 249,283 | +29,634 | 0.00 | 0.00 | -0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 26,775 | +26,775 | 0.00 | 0.00 | +0.00 | buy |
| FINANCIAL COUNSELORS INC | 0 | 25,000 | +25,000 | 0.00 | 0.05 | +0.05 | buy |
| BANK OF MONTREAL /CAN/ | 153,900 | 169,883 | +15,983 | 0.00 | 0.00 | -0.00 | buy |
| OPPENHEIMER & CO INC | 17,500 | 29,300 | +11,800 | 0.00 | 0.00 | +0.00 | buy |
| Total Wealth Planning & Management, Inc. | 156,100 | 166,500 | +10,400 | 0.24 | 0.19 | -0.05 | buy |
| Cambridge Investment Research Advisors, Inc. | 280,069 | 288,968 | +8,899 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 210,092 | 217,447 | +7,355 | 0.01 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 13,771 | 18,891 | +5,120 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 1,500 | 6,500 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 101,130 | 105,582 | +4,452 | 0.00 | 0.00 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 4,000 | 7,000 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 76,555 | 78,964 | +2,409 | 0.00 | 0.00 | -0.00 | buy |
| SCOTIA CAPITAL INC. | 16,197 | 18,197 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| OSTERWEIS CAPITAL MANAGEMENT INC | 31,250 | 31,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 95,000 | 95,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| KANAWHA CAPITAL MANAGEMENT LLC | 14,000 | 14,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| REGIONS FINANCIAL CORP | 10,309 | 10,309 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 119,523 | 119,523 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Mariner, LLC | 10,745 | 10,745 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 6,900 | 6,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cannell & Spears LLC | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LVZ, Inc. | 54,119 | 54,119 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NewEdge Advisors, LLC | 354 | 354 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cetera Investment Advisers | 36,149 | 36,149 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Deer Park Road Corp | 57,860 | 57,860 | 0 | 0.51 | 0.36 | -0.14 | hold |
| Waterloo Capital, L.P. | 22,367 | 22,367 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gladstone Institutional Advisory LLC | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacifica Partners Inc. | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealth Quarterback LLC | 10,000 | 10,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HUB Investment Partners, LLC | 150,000 | 150,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Tradition Wealth Management, LLC | 13,389 | 13,389 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FWG Holdings, LLC | 18,000 | 18,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cladis Investment Advisory, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 22,225 | 22,225 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BlackRock, Inc. | 121,066 | 121,066 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fairscale Capital, LLC | 4,000 | 4,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Midwest Trust Co | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 54,119 | 54,119 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HSBC HOLDINGS PLC | 21,267 | 21,267 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 1832 Asset Management L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 16,089 | 16,045 | -44 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,840 | 1,621 | -219 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Caitong International Asset Management Co., Ltd | 794 | 0 | -794 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 1,088 | 0 | -1,088 | 0.00 | 0.00 | -0.00 | sell |
| StoneX Group Inc. | 16,225 | 14,778 | -1,447 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 21,644 | 19,316 | -2,328 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 88,245 | 81,420 | -6,825 | 0.00 | 0.00 | -0.00 | sell |
| Rathbones Group PLC | 11,451 | 0 | -11,451 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 12,978 | 0 | -12,978 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 14,257 | 0 | -14,257 | 0.00 | 0.00 | -0.00 | sell |
| Graham Capital Management, L.P. | 18,184 | 0 | -18,184 | 0.00 | 0.00 | -0.00 | sell |
| Acuitas Investments, LLC | 65,000 | 44,000 | -21,000 | 8.95 | 4.69 | -4.26 | sell |
| IMC-Chicago, LLC | 24,100 | 0 | -24,100 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 46,030 | 10,195 | -35,835 | 0.00 | 0.00 | -0.00 | sell |
| HEARTLAND ADVISORS INC | 900,700 | 854,200 | -46,500 | 0.09 | 0.06 | -0.03 | sell |
| AXQ CAPITAL, LP | 50,904 | 0 | -50,904 | 0.01 | 0.00 | -0.01 | sell |
| GROUP ONE TRADING LLC | 114,887 | 54,119 | -60,768 | 0.01 | 0.00 | -0.00 | sell |
| Worth Venture Partners, LLC | 76,690 | 0 | -76,690 | 0.47 | 0.00 | -0.47 | sell |
| Schonfeld Strategic Advisors LLC | 103,054 | 0 | -103,054 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 2,437,006 | 2,296,568 | -140,438 | 0.01 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 213,120 | 0 | -213,120 | 0.02 | 0.00 | -0.02 | sell |
| Kiker Wealth Management, LLC | 225,894 | 0 | -225,894 | 0.21 | 0.00 | -0.21 | sell |
| Hartree Partners, LP | 250,000 | 0 | -250,000 | 0.11 | 0.00 | -0.11 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 257,445 | 0 | -257,445 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 706,323 | 445,400 | -260,923 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 2,085,615 | 1,758,915 | -326,700 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 1,329,962 | 579,404 | -750,558 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 2,658,607 | 1,847,247 | -811,360 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 1,427,233 | 476,295 | -950,938 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 2,059,250 | 831,532 | -1,227,718 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 4,339,339 | 2,447,500 | -1,891,839 | 0.00 | 0.00 | -0.00 | sell |