| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | 212,655 | 425,310 | +212,655 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 182,354 | +182,354 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 521,824 | 541,729 | +19,905 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 17,146 | +17,146 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 0 | 10,025 | +10,025 | 0.00 | 0.00 | +0.00 | buy |
| WOLFF WIESE MAGANA LLC | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 248 | +248 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 113,431 | 113,431 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 23,333 | 23,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sculptor Capital LP | 182,142 | 182,142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,143,978 | 1,143,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DUPONT CAPITAL MANAGEMENT CORP | 100,000 | 100,000 | 0 | 0.00 | 0.21 | +0.21 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 283,333 | 283,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 4,599 | 4,599 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 174,000 | 174,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 54,190 | 54,190 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Empyrean Capital Partners, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Oasis Management Co Ltd. | 100,000 | 100,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 297,100 | 297,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bracebridge Capital, LLC | 262,156 | 262,156 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ancora Advisors LLC | 24,522 | 24,522 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Q Global Advisors, LLC | 129,120 | 129,120 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Nantahala Capital Management, LLC | 7,650,000 | 7,650,000 | 0 | 0.32 | 0.36 | +0.04 | hold |
| Vestcor Inc | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marathon Trading Investment Management LLC | 32,888 | 32,888 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arcus Capital Partners, LLC | 187,573 | 187,573 | 0 | 0.04 | 0.06 | +0.02 | hold |
| Silver Rock Financial LP | 81,975 | 81,975 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Athos Capital Ltd | 28,588 | 28,588 | 0 | 0.01 | 0.01 | +0.00 | hold |
| AE Wealth Management LLC | 15,152 | 15,152 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Diametric Capital, LP | 236,254 | 236,254 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ballew Advisors, Inc | 10,121 | 10,121 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 2,800 | 2,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 933 | 933 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bleichroeder LP | 6,250,000 | 6,250,000 | 0 | 0.72 | 0.89 | +0.17 | hold |
| METEORA CAPITAL, LLC | 28,051 | 28,051 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP | 12,000 | 12,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| BlueStem Wealth Partners, LLC | 10,454 | 10,454 | 0 | 0.00 | 0.00 | +0.00 | hold |
| American Capital Advisory, LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DSG Capital Advisors, LLC | 625,000 | 625,000 | 0 | 0.07 | 0.07 | +0.00 | hold |
| Limestone Investment Advisors LP | 23,467 | 23,467 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 23,872 | 23,872 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 534,728 | 534,600 | -128 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 215 | 0 | -215 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 111,050 | 109,466 | -1,584 | 0.00 | 0.00 | +0.00 | sell |
| Farther Finance Advisors, LLC | 3,000 | 0 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 5,665 | 0 | -5,665 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 12,629 | 0 | -12,629 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 15,968 | 0 | -15,968 | 0.00 | 0.00 | -0.00 | sell |
| Hunting Hill Global Capital, LLC | 18,395 | 0 | -18,395 | 0.00 | 0.00 | -0.00 | sell |
| SummitTX Capital, L.P. | 243,374 | 222,671 | -20,703 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 23,121 | 0 | -23,121 | 0.00 | 0.00 | -0.00 | sell |
| Lantern Wealth Advisors, LLC | 30,000 | 0 | -30,000 | 0.01 | 0.00 | -0.01 | sell |