Stock Transactions — INDIE SEMICONDUCTOR INC

Total Bought
25,883,646
83 transactions
Total Sold
11,520,865
74 transactions
Net
+14,362,781
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Granahan Investment Management, LLC13,194,58819,379,926+6,185,3383.534.82+1.28buy
BAMCO INC /NY/11,164,64114,285,896+3,121,2550.240.27+0.03buy
PRIMECAP MANAGEMENT CO/CA/5,060,4808,154,322+3,093,8420.030.04+0.01buy
STATE STREET CORP8,065,7039,811,386+1,745,6830.000.00-0.00buy
MORGAN STANLEY2,020,1173,751,863+1,731,7460.000.00+0.00buy
FRED ALGER MANAGEMENT, LLC1,216,1442,906,433+1,690,2890.050.10+0.05buy
Neuberger Berman Group LLC2,641,5114,075,448+1,433,9370.020.02+0.01buy
FRONTIER CAPITAL MANAGEMENT CO LLC3,138,4494,277,710+1,139,2610.260.28+0.03buy
Meros Investment Management, LP0808,393+808,3930.002.56+2.56buy
BARCLAYS PLC232,824797,944+565,1200.000.00+0.00buy
BANK OF MONTREAL /CAN/0395,001+395,0010.000.00+0.00buy
VANGUARD GROUP INC10,267,39010,599,890+332,5000.000.00-0.00buy
Corient Private Wealth LLC0321,898+321,8980.000.00+0.00buy
COMERICA BANK1,309314,813+313,5040.000.01+0.01buy
MOODY NATIONAL BANK TRUST DIVISION274,057544,034+269,9770.170.30+0.13buy
Mirae Asset Global Investments Co., Ltd.1,031,7641,300,540+268,7760.020.03+0.01buy
FIRST TRUST ADVISORS LP37,969298,277+260,3080.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND190,186423,358+233,1720.000.00+0.00buy
Russell Investments Group, Ltd.0207,741+207,7410.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.0206,857+206,8570.000.19+0.19buy
GEODE CAPITAL MANAGEMENT, LLC3,157,2953,309,432+152,1370.000.00-0.00buy
Bouvel Investment Partners, LLC0139,656+139,6560.000.43+0.43buy
AMERIPRISE FINANCIAL INC2,319,4572,443,244+123,7870.010.00-0.00buy
IRONWOOD INVESTMENT MANAGEMENT LLC0108,325+108,3250.000.37+0.37buy
SIMPLEX TRADING, LLC085,201+85,2010.000.02+0.02buy
EMERALD ADVISERS, LLC2,709,4032,772,023+62,6200.940.79-0.15buy
Cresset Asset Management, LLC061,668+61,6680.000.00+0.00buy
LIGHT STREET CAPITAL MANAGEMENT, LLC1,738,6641,793,125+54,4614.223.18-1.04buy
SALEM INVESTMENT COUNSELORS INC65051,294+50,6440.000.01+0.01buy
SEI INVESTMENTS CO76,747124,862+48,1150.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,061,5811,104,060+42,4790.000.00-0.00buy
Truvestments Capital LLC80042,399+41,5990.000.12+0.11buy
Invesco Ltd.49,14288,924+39,7820.000.00+0.00buy
GROUP ONE TRADING LLC28,04167,795+39,7540.010.02+0.01buy
IMC-Chicago, LLC038,762+38,7620.000.01+0.01buy
ROYAL BANK OF CANADA80,597118,916+38,3190.000.00+0.00buy
Clearbridge Investments, LLC1,612,6711,649,907+37,2360.010.01-0.00buy
MYDA Advisors LLC242,000275,000+33,0000.840.68-0.16buy
ENVESTNET ASSET MANAGEMENT INC11,26943,867+32,5980.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC49,43880,638+31,2000.000.00+0.00buy
MARSHALL WACE, LLP027,377+27,3770.000.00+0.00buy
LPL Financial LLC84,072109,645+25,5730.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.131,360155,530+24,1700.000.00-0.00buy
Register Financial Advisors LLC110,140133,440+23,3000.600.49-0.11buy
Valmark Advisers, Inc.023,065+23,0650.000.00+0.00buy
CITIGROUP INC71,94289,157+17,2150.000.00-0.00buy
Tempus Wealth Planning, LLC017,115+17,1150.000.05+0.05buy
Swiss National Bank257,000270,800+13,8000.000.00-0.00buy
HSBC HOLDINGS PLC013,637+13,6370.000.00+0.00buy
WOLVERINE TRADING, LLC013,606+13,6060.000.00+0.00buy
Jump Financial, LLC013,192+13,1920.000.00+0.00buy
Gainplan LLC013,157+13,1570.000.05+0.05buy
Legal & General Group Plc126,493135,581+9,0880.000.00-0.00buy
JOHNSON INVESTMENT COUNSEL INC43,51651,394+7,8780.000.00-0.00buy
Financial Management Professionals, Inc.07,449+7,4490.000.01+0.01buy
WELLS FARGO & COMPANY/MN53,86860,900+7,0320.000.00-0.00buy
Oak Grove Capital LLC1,264,0551,269,879+5,8243.272.53-0.75buy
RHUMBLINE ADVISERS188,231193,965+5,7340.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/37,71443,108+5,3940.000.00-0.00buy
Quent Capital, LLC6,00010,000+4,0000.010.01+0.00buy
Migdal Insurance & Financial Holdings Ltd.9,64213,253+3,6110.000.00-0.00buy
PRINCIPAL FINANCIAL GROUP INC17,48820,162+2,6740.000.00-0.00buy
DEUTSCHE BANK AG\72,30274,449+2,1470.000.00-0.00buy
ProShare Advisors LLC24,94027,071+2,1310.000.00-0.00buy
Palisade Asset Management, LLC01,800+1,8000.000.00+0.00buy
Advisors Asset Management, Inc.24,05825,611+1,5530.000.00-0.00buy
OSAIC HOLDINGS, INC.35,65637,071+1,4150.000.00+0.00buy
Arizona State Retirement System36,44737,681+1,2340.000.00-0.00buy
FMR LLC1,7642,931+1,1670.000.00+0.00buy
CWM, LLC342852+5100.000.00+0.00buy
PRIVATE TRUST CO NA8841,384+5000.000.00+0.00buy
Global X Japan Co., Ltd.1,6052,082+4770.010.00-0.00buy
NBC SECURITIES, INC.0200+2000.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC6,1306,289+1590.000.00-0.00buy
JANUS HENDERSON GROUP PLC63,75363,859+1060.000.00-0.00buy
CIBC Private Wealth Group LLC0100+1000.000.00+0.00buy
PRINCIPAL SECURITIES, INC.083+830.000.00+0.00buy
CoreCap Advisors, LLC072+720.000.00+0.00buy
Larson Financial Group LLC1,5001,550+500.000.00-0.00buy
Allworth Financial LP3365+320.000.00+0.00buy
Covestor Ltd1242+300.000.000.00buy
Avior Wealth Management, LLC028+280.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC020+200.000.00+0.00buy
Ameritas Investment Partners, Inc.15,59715,59700.000.00-0.00hold
RBF Capital, LLC25,50025,50000.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,0131,01300.000.00-0.00hold
JUPITER ASSET MANAGEMENT LTD42,04742,04700.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)21,84521,84500.000.00-0.00hold
Penbrook Management LLC19,00019,00000.100.08-0.02hold
Handelsbanken Fonder AB29,65329,65300.000.00-0.00hold
SIGNATUREFD, LLC1,5001,50000.000.00-0.00hold
Manatuck Hill Partners, LLC100,000100,00000.350.31-0.04hold
MetLife Investment Management, LLC80,00080,00000.000.00-0.00hold
Glaxis Capital Management, LLC30,00030,00000.870.40-0.47hold
JNBA Financial Advisors39339300.000.00-0.00hold
Tradewinds Capital Management, LLC25025000.000.00-0.00hold
IFP Advisors, Inc33033000.000.00-0.00hold
Global Retirement Partners, LLC28828800.000.00-0.00hold
Your Advocates Ltd., LLP54054000.000.00-0.00hold
TSFG, LLC12512500.000.00-0.00hold
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