Stock Transactions

NEUBERGER NEXT GENERATION

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Quantedge Capital Pte Ltd106,962193,662+86,7000.741.36+0.63buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD965,9541,036,638+70,6841.050.97-0.08buy
Shaker Financial Services, LLC37,08686,744+49,6580.170.39+0.22buy
Altium Capital Management LLC169,873204,562+34,6899.706.27-3.43buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC360,641391,481+30,8400.760.72-0.04buy
Cornerstone Wealth Management, LLC134,527136,858+2,3310.100.09-0.01buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors24,63826,536+1,8980.040.04-0.00buy
Bulldog Investors, LLP1,168,1261,169,731+1,6053.763.38-0.37buy
Dakota Wealth Management63,97564,195+2200.020.02+0.00buy
Estabrook Capital Management9851,122+1370.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC58,28458,001-2830.040.03-0.01sell
Claro Advisors LLC53,00447,700-5,3040.100.07-0.03sell
Karpus Management, Inc.3,075,8443,069,100-6,7441.361.23-0.13sell
READYSTATE ASSET MANAGEMENT LP21,41511,379-10,0360.010.01-0.01sell
CORRADO ADVISORS, LLC168,155107,614-60,5411.220.72-0.50sell
Saba Capital Management, L.P.7,695,2357,548,223-147,0123.733.11-0.61sell
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