Stock TransactionsNEUBERGER NEXT GENERATION

Total Bought
1,829,623
48 transactions
Total Sold
1,500,680
31 transactions
Net
+328,943
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Atlas Wealth LLC01,102,724+1,102,7240.002.60+2.60buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD1,036,6381,188,521+151,8830.971.18+0.21buy
Allspring Global Investments Holdings, LLC230,879283,289+52,4100.000.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC265,483313,549+48,0660.010.01+0.00buy
ROYAL BANK OF CANADA486,809531,087+44,2780.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC391,481433,728+42,2470.720.89+0.17buy
XTX Topco Ltd038,293+38,2930.000.01+0.01buy
1607 Capital Partners, LLC34,36166,408+32,0470.030.10+0.06buy
Almitas Capital LLC10,45742,297+31,8400.030.17+0.14buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.024,579+24,5790.000.03+0.03buy
Calamos Advisors LLC022,716+22,7160.000.00+0.00buy
Penserra Capital Management LLC518,677539,246+20,5690.080.07-0.01buy
LPL Financial LLC80,286100,388+20,1020.000.00+0.00buy
Arax Advisory Partners019,251+19,2510.000.00+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC48,37466,653+18,2790.030.04+0.01buy
JANE STREET GROUP, LLC016,533+16,5330.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.014,811+14,8110.000.00+0.00buy
Steward Partners Investment Advisory, LLC6,16318,440+12,2770.000.00+0.00buy
Advisors Asset Management, Inc.163,246175,399+12,1530.030.04+0.01buy
J.W. COLE ADVISORS, INC.011,322+11,3220.000.00+0.00buy
Merit Financial Group, LLC010,458+10,4580.000.00+0.00buy
AlphaStar Capital Management, LLC010,394+10,3940.000.01+0.01buy
Advisor Resource Council010,033+10,0330.000.05+0.05buy
OPPENHEIMER & CO INC65,15773,251+8,0940.010.01+0.00buy
Ameritas Advisory Services, LLC07,530+7,5300.000.00+0.00buy
NewEdge Advisors, LLC117,358123,850+6,4920.010.01+0.00buy
READYSTATE ASSET MANAGEMENT LP11,37916,563+5,1840.010.01+0.00buy
Global Retirement Partners, LLC4,2739,219+4,9460.000.00+0.00buy
Cornerstone Wealth Management, LLC136,858141,404+4,5460.090.10+0.01buy
Focus Financial Network, Inc.14,66918,472+3,8030.010.01+0.00buy
CAPTRUST FINANCIAL ADVISORS10,29514,029+3,7340.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO03,563+3,5630.000.00+0.00buy
Bulldog Investors, LLP1,169,7311,171,931+2,2003.384.26+0.88buy
STIFEL FINANCIAL CORP144,383146,507+2,1240.000.00+0.00buy
Integrated Wealth Concepts LLC02,000+2,0000.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors26,53628,080+1,5440.040.05+0.01buy
MERCER GLOBAL ADVISORS INC /ADV01,330+1,3300.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.47,04548,245+1,2000.000.00+0.00buy
IFG Advisory, LLC01,061+1,0610.000.00+0.00buy
&PARTNERS62,45263,269+8170.000.00+0.00buy
Estabrook Capital Management1,1221,826+7040.000.00+0.00buy
MB, LEVIS & ASSOCIATES, LLC0440+4400.000.00+0.00buy
ACCREDITED INVESTOR SERVICES, LLC17,64818,069+4210.150.17+0.02buy
IEQ CAPITAL, LLC12,75313,049+2960.000.00+0.00buy
Kennebec Savings Bank0200+2000.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC150200+500.000.00+0.00buy
TRUIST FINANCIAL CORP12,19512,245+500.000.00+0.00buy
NBC SECURITIES, INC.2,4432,472+290.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP90,76590,76500.000.00+0.00hold
LAZARD ASSET MANAGEMENT LLC2,165,1882,165,18800.050.05+0.01hold
WHITTIER TRUST CO OF NEVADA INC1,1261,12600.000.00+0.00hold
ASSETMARK, INC10,22210,22200.000.00+0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC488,681488,68100.050.06+0.00hold
SIGNATUREFD, LLC10010000.000.00+0.00hold
Saba Capital Management, L.P.7,548,2237,548,22303.113.82+0.70hold
Matisse Capital129,790129,79000.710.86+0.14hold
Stratos Wealth Advisors, LLC11,50011,50000.010.01+0.00hold
GABLES CAPITAL MANAGEMENT INC.1,4731,47300.010.01+0.00hold
Altium Capital Management LLC204,562204,56206.277.13+0.86hold
CoreCap Advisors, LLC1,1501,15000.000.00+0.00hold
Beverly Hills Private Wealth, LLC119,258119,25800.260.38+0.12hold
Sovran Advisors, LLC13,97513,97500.020.02-0.00hold
AMERIFLEX GROUP, INC.10,20010,20000.070.07+0.00hold
WPG Advisers, LLC1,4061,40600.010.01+0.00hold
Holos Integrated Wealth LLC65065000.000.00+0.00hold
HARBOUR INVESTMENTS, INC.10,69510,69500.000.00+0.00hold
Pinnacle Wealth Planning Services, Inc.3,1973,196-10.000.01+0.00sell
FIFTH THIRD BANCORP4,8864,761-1250.000.00+0.00sell
Rockefeller Capital Management L.P.4,6304,474-1560.000.00+0.00sell
Allworth Financial LP613212-4010.000.00-0.00sell
CHOREO, LLC11,99611,035-9610.000.00+0.00sell
Advisory Services Network, LLC1,0230-1,0230.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC170,316168,806-1,5100.000.00+0.00sell
OSAIC HOLDINGS, INC.101,22599,354-1,8710.000.00+0.00sell
FLAGSHIP HARBOR ADVISORS, LLC58,00155,748-2,2530.030.04+0.00sell
Dakota Wealth Management64,19561,730-2,4650.020.02+0.00sell
Invesco Ltd.40,04537,384-2,6610.000.00-0.00sell
Pathstone Holdings, LLC24,52820,315-4,2130.000.00-0.00sell
HighTower Advisors, LLC26,10920,386-5,7230.000.00-0.00sell
Activest Wealth Management7,5000-7,5000.020.00-0.02sell
BANK OF AMERICA CORP /DE/882,771872,955-9,8160.000.00+0.00sell
Creative Planning23,81313,514-10,2990.000.00-0.00sell
Wealthcare Advisory Partners LLC10,8020-10,8020.000.00-0.00sell
Quantedge Capital Pte Ltd193,662182,562-11,1001.362.29+0.93sell
Claro Advisors LLC47,70034,241-13,4590.070.06-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC13,8040-13,8040.000.00-0.00sell
WELLS FARGO & COMPANY/MN1,192,8641,178,014-14,8500.000.00+0.00sell
Kestra Advisory Services, LLC27,94611,936-16,0100.000.00-0.00sell
Tidal Investments LLC52,85533,865-18,9900.000.00-0.00sell
Shaker Financial Services, LLC86,7440-86,7440.390.00-0.39sell
Karpus Management, Inc.3,069,1002,981,177-87,9231.231.42+0.19sell
UBS Group AG928,770837,226-91,5440.000.00+0.00sell
CORRADO ADVISORS, LLC107,6140-107,6140.720.00-0.72sell
WOLVERINE ASSET MANAGEMENT LLC353,356202,139-151,2170.070.04-0.03sell
Private Advisor Group, LLC171,47511,812-159,6630.010.00-0.01sell
SIT INVESTMENT ASSOCIATES INC230,8740-230,8740.060.00-0.06sell
MORGAN STANLEY7,505,3037,070,195-435,1080.010.01+0.00sell
Page 1 of 1