Stock Transactions — NEUBERGER NEXT GENERATION

Total Bought
3,304,601
41 transactions
Total Sold
1,607,397
31 transactions
Net
+1,697,204
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY3,286,2064,290,272+1,004,0660.000.00+0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC0467,748+467,7480.000.06+0.06buy
SIT INVESTMENT ASSOCIATES INC1,044,4041,352,512+308,1080.300.39+0.09buy
Bulldog Investors, LLP334,573591,231+256,6581.441.97+0.52buy
WOLVERINE ASSET MANAGEMENT LLC0251,949+251,9490.000.06+0.06buy
Saba Capital Management, L.P.6,618,6596,853,330+234,6711.872.20+0.33buy
WELLS FARGO & COMPANY/MN1,356,5661,483,359+126,7930.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP0115,742+115,7420.000.06+0.06buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC160,456260,177+99,7210.000.01+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC175,626257,672+82,0460.430.63+0.19buy
HighTower Advisors, LLC053,428+53,4280.000.00+0.00buy
UBS Group AG1,240,9331,286,437+45,5040.000.00-0.00buy
KINGSWOOD WEALTH ADVISORS, LLC036,340+36,3400.000.03+0.03buy
KAVAR CAPITAL PARTNERS GROUP, LLC031,647+31,6470.000.07+0.07buy
Quantedge Capital Pte Ltd153,662181,562+27,9000.590.84+0.26buy
Walleye Capital LLC44,92069,793+24,8730.010.01+0.00buy
Penserra Capital Management LLC336,480360,782+24,3020.090.08-0.01buy
MILLENNIUM MANAGEMENT LLC20,12139,365+19,2440.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.018,451+18,4510.000.02+0.02buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC80,58995,321+14,7320.320.35+0.04buy
HRT FINANCIAL LP011,784+11,7840.000.00+0.00buy
BECK MACK & OLIVER LLC010,000+10,0000.000.00+0.00buy
OSAIC HOLDINGS, INC.6,21913,267+7,0480.000.00+0.00buy
Cornerstone Wealth Management, LLC103,782109,978+6,1960.090.09+0.00buy
AlphaStar Capital Management, LLC31,65335,925+4,2720.030.05+0.02buy
OPPENHEIMER & CO INC73,50077,607+4,1070.010.01+0.00buy
WEDBUSH SECURITIES INC10,61914,028+3,4090.010.01+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC24,78227,115+2,3330.020.02+0.00buy
LPL Financial LLC68,00670,306+2,3000.000.00-0.00buy
Elequin Capital, LP01,845+1,8450.000.00+0.00buy
BESSEMER GROUP INC01,656+1,6560.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC22,09423,319+1,2250.000.00+0.00buy
Synergy Asset Management, LLC01,044+1,0440.000.00+0.00buy
HARBOUR INVESTMENTS, INC.10,69511,570+8750.000.00+0.00buy
NewEdge Advisors, LLC22,40223,202+8000.000.00-0.00buy
Allworth Financial LP0550+5500.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors20,19420,609+4150.040.04-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.100,372100,772+4000.000.00+0.00buy
IEQ CAPITAL, LLC11,08911,349+2600.000.00-0.00buy
FMR LLC0138+1380.000.00+0.00buy
Estabrook Capital Management879900+210.000.00+0.00buy
COHEN & STEERS, INC.80,00080,00000.000.00+0.00hold
CWM, LLC49749700.000.00-0.00hold
Matisse Capital129,790129,79000.810.84+0.03hold
GABLES CAPITAL MANAGEMENT INC.1,4731,47300.010.01-0.00hold
CAROLINAS WEALTH CONSULTING LLC10,29510,29500.020.03+0.00hold
Activest Wealth Management0000.000.000.00hold
Allie Family Office LLC10,00010,00000.070.07+0.00hold
JFS WEALTH ADVISORS, LLC390-390.000.00-0.00sell
Steward Partners Investment Advisory, LLC14,35014,200-1500.000.00-0.00sell
Ignite Planners, LLC11,56911,069-5000.030.03-0.00sell
World Investment Advisors28,50027,850-6500.010.01-0.00sell
STIFEL FINANCIAL CORP131,751130,865-8860.000.00-0.00sell
NBC SECURITIES, INC.1,1701-1,1690.000.00+0.00sell
Hilltop Holdings Inc.27,18025,930-1,2500.020.02-0.00sell
COMERICA BANK9,3678,067-1,3000.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.360,412359,056-1,3561.541.47-0.07sell
Farther Finance Advisors, LLC3,0000-3,0000.000.00-0.00sell
TRUIST FINANCIAL CORP31,19928,011-3,1880.000.00-0.00sell
ROYAL BANK OF CANADA586,578583,342-3,2360.000.00-0.00sell
CoreCap Advisors, LLC8,1504,650-3,5000.000.00-0.00sell
Corient Private Wealth LLC17,37313,402-3,9710.000.00-0.00sell
Claro Advisors LLC70,53266,435-4,0970.120.11-0.00sell
Dakota Wealth Management86,62382,396-4,2270.030.02-0.00sell
Beverly Hills Private Wealth, LLC115,056109,482-5,5740.300.28-0.02sell
Shaker Financial Services, LLC25,43218,418-7,0140.120.09-0.03sell
Advisors Asset Management, Inc.194,090186,542-7,5480.050.04-0.00sell
Onyx Bridge Wealth Group LLC10,1630-10,1630.020.00-0.02sell
Wealthspire Advisors, LLC12,0000-12,0000.000.00-0.00sell
Rockefeller Capital Management L.P.15,8670-15,8670.000.00-0.00sell
Private Advisor Group, LLC100,76681,866-18,9000.010.01-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP23,2130-23,2130.000.00-0.00sell
BANK OF AMERICA CORP /DE/646,049619,645-26,4040.000.00-0.00sell
CORRADO ADVISORS, LLC194,300164,822-29,4781.561.37-0.19sell
Allspring Global Investments Holdings, LLC178,679126,979-51,7000.000.00-0.00sell
Karpus Management, Inc.3,864,6283,808,155-56,4731.381.43+0.06sell
1607 Capital Partners, LLC276,69139,288-237,4030.320.04-0.28sell
LAZARD ASSET MANAGEMENT LLC2,479,3682,203,610-275,7580.040.04-0.00sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD1,885,7801,088,397-797,3832.101.38-0.72sell
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