| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| M&G Plc | 2,960,017 | 4,248,429 | +1,288,412 | 0.16 | 0.06 | -0.10 | buy |
| Alyeska Investment Group, L.P. | 0 | 1,159,750 | +1,159,750 | 0.00 | 0.01 | +0.01 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 899,917 | +899,917 | 0.00 | 1.15 | +1.15 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 532,372 | +532,372 | 0.00 | 0.06 | +0.06 | buy |
| MILLENNIUM MANAGEMENT LLC | 157,495 | 331,612 | +174,117 | 0.00 | 0.00 | -0.00 | buy |
| Cruiser Capital Advisors, LLC | 152,557 | 270,557 | +118,000 | 0.74 | 0.97 | +0.22 | buy |
| XTX Topco Ltd | 0 | 29,521 | +29,521 | 0.00 | 0.00 | +0.00 | buy |
| FULTON BREAKEFIELD BROENNIMAN LLC | 51,738 | 73,162 | +21,424 | 0.03 | 0.01 | -0.02 | buy |
| Patriot Financial Group Insurance Agency, LLC | 18,083 | 38,083 | +20,000 | 0.02 | 0.01 | -0.01 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 18,232 | +18,232 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 17,630 | +17,630 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 15,325 | +15,325 | 0.00 | 0.00 | +0.00 | buy |
| Graney & King, LLC | 0 | 165 | +165 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 23 | 24 | +1 | 0.00 | 0.00 | -0.00 | buy |
| CIBC Private Wealth Group LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clal Insurance Enterprises Holdings Ltd | 387,500 | 387,500 | 0 | 0.03 | 0.01 | -0.02 | hold |
| United Asset Strategies, Inc. | 13,333 | 13,333 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Tradewinds Capital Management, LLC | 167 | 167 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 545 | 545 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Darwin Wealth Management, LLC | 3 | 3 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Steward Partners Investment Advisory, LLC | 67 | 67 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 67 | 67 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Annandale Capital, LLC | 46,666 | 46,666 | 0 | 0.08 | 0.02 | -0.06 | hold |
| Federation des caisses Desjardins du Quebec | 171 | 171 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 1,926 | 1,926 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 6 | 0 | -6 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 17 | 0 | -17 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 165 | 0 | -165 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 461 | 0 | -461 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 69,577 | 66,677 | -2,900 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 6,413 | 1,364 | -5,049 | 0.00 | 0.00 | -0.00 | sell |
| Nordwand Advisors, LLC | 6,119 | 0 | -6,119 | 0.02 | 0.00 | -0.02 | sell |
| NORTHERN TRUST CORP | 144,434 | 135,167 | -9,267 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 9,648 | 75 | -9,573 | 0.00 | 0.00 | -0.00 | sell |
| Amundi | 22,842 | 0 | -22,842 | 0.00 | 0.00 | -0.00 | sell |
| MYDA Advisors LLC | 36,000 | 0 | -36,000 | 0.09 | 0.00 | -0.09 | sell |
| BANK OF AMERICA CORP /DE/ | 97,513 | 0 | -97,513 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 452,444 | 259,578 | -192,866 | 0.01 | 0.00 | -0.01 | sell |