| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VK Services, LLC | 0 | 2,632,784 | +2,632,784 | 0.00 | 7.82 | +7.82 | buy |
| Invesco Ltd. | 1,199,191 | 1,836,582 | +637,391 | 0.00 | 0.00 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 48,612 | +48,612 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 21,434 | 69,854 | +48,420 | 0.01 | 0.02 | +0.01 | buy |
| Squarepoint Ops LLC | 10,368 | 46,678 | +36,310 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,123,096 | 1,149,404 | +26,308 | 0.00 | 0.00 | -0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 181,843 | 207,940 | +26,097 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 16,694 | +16,694 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 12,600 | +12,600 | 0.00 | 0.01 | +0.01 | buy |
| Skandinaviska Enskilda Banken AB (publ) | 14,620 | 26,248 | +11,628 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 0 | 10,722 | +10,722 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 60,944 | 68,253 | +7,309 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 15,732 | 22,265 | +6,533 | 0.00 | 0.00 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 325 | 5,254 | +4,929 | 0.00 | 0.00 | +0.00 | buy |
| Green Alpha Advisors, LLC | 115,872 | 119,559 | +3,687 | 0.42 | 0.27 | -0.15 | buy |
| NORTHERN TRUST CORP | 288,770 | 292,093 | +3,323 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 3,712 | 6,013 | +2,301 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 11,346 | 13,432 | +2,086 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 2,993 | 3,459 | +466 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 17,346 | 17,729 | +383 | 0.00 | 0.00 | -0.00 | buy |
| GAMMA Investing LLC | 296 | 452 | +156 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 0 | 6 | +6 | 0.00 | 0.00 | 0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 1,704 | 1,704 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 18,640 | 18,640 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 74,250 | 74,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 97,700 | 97,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 235,341 | 235,341 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Novo Holdings A/S | 15,814,845 | 15,814,845 | 0 | 4.91 | 3.38 | -1.54 | hold |
| Walleye Trading LLC | 43,688 | 43,688 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 66,083 | 66,083 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 374,999 | 374,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIMON QUICK ADVISORS, LLC | 40,348 | 40,348 | 0 | 0.02 | 0.01 | -0.01 | hold |
| CLEAR STREET LLC | 4,549 | 4,549 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 873,731 | 873,731 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 837 | 837 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 2,398 | 2,398 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 425 | 425 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 478 | 478 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.05 | 0.02 | -0.03 | hold |
| STATE STREET CORP | 604,628 | 604,628 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 1,687 | 1,687 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Covestor Ltd | 20 | 19 | -1 | 0.00 | 0.00 | 0.00 | sell |
| Prime Capital Investment Advisors, LLC | 14,947 | 14,861 | -86 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 10,255 | 10,168 | -87 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL SECURITIES, INC. | 516 | 404 | -112 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 70,056 | 69,890 | -166 | 0.00 | 0.00 | -0.00 | sell |
| STRS OHIO | 4,300 | 4,000 | -300 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 812 | 82 | -730 | 0.00 | 0.00 | -0.00 | sell |
| Daiwa Securities Group Inc. | 12,580 | 11,809 | -771 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,396 | 2,074 | -1,322 | 0.00 | 0.00 | -0.00 | sell |
| Mitsubishi UFJ Asset Management Co., Ltd. | 43,594 | 41,685 | -1,909 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 2,921 | 696 | -2,225 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 514,603 | 511,227 | -3,376 | 0.00 | 0.00 | -0.00 | sell |
| Itau Unibanco Holding S.A. | 3,615 | 0 | -3,615 | 0.00 | 0.00 | -0.00 | sell |
| Q Global Advisors, LLC | 111,440 | 106,974 | -4,466 | 0.04 | 0.01 | -0.03 | sell |
| ROYAL BANK OF CANADA | 46,688 | 40,138 | -6,550 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 54,500 | 46,270 | -8,230 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 82,027 | 72,961 | -9,066 | 0.00 | 0.00 | -0.00 | sell |
| Rafferty Asset Management, LLC | 90,133 | 80,669 | -9,464 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 12,547 | 0 | -12,547 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 28,331 | 14,467 | -13,864 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 40,913 | 26,834 | -14,079 | 0.13 | 0.05 | -0.08 | sell |
| WELLS FARGO & COMPANY/MN | 28,054 | 13,888 | -14,166 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 35,020 | 20,459 | -14,561 | 0.00 | 0.00 | -0.00 | sell |
| EntryPoint Capital, LLC | 15,761 | 0 | -15,761 | 0.08 | 0.00 | -0.08 | sell |
| CITADEL ADVISORS LLC | 21,675 | 0 | -21,675 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 81,488 | 58,459 | -23,029 | 0.00 | 0.00 | -0.00 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 192,500 | 167,500 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 49,499 | 0 | -49,499 | 0.01 | 0.00 | -0.01 | sell |
| VANGUARD GROUP INC | 5,962,096 | 5,877,936 | -84,160 | 0.00 | 0.00 | -0.00 | sell |
| Amundi | 118,598 | 0 | -118,598 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 979,878 | 783,227 | -196,651 | 0.01 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 227,102 | 0 | -227,102 | 0.00 | 0.00 | -0.00 | sell |
| DUMAC, INC. | 1,048,956 | 557,120 | -491,836 | 16.28 | 6.26 | -10.03 | sell |
| VAN ECK ASSOCIATES CORP | 510,257 | 0 | -510,257 | 0.00 | 0.00 | -0.00 | sell |