| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Caldwell Investment Management Ltd. | 0 | 398,000 | +398,000 | 0.00 | 1.59 | +1.59 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 304,724 | +304,724 | 0.00 | 0.00 | +0.00 | buy |
| Hillsdale Investment Management Inc. | 0 | 284,700 | +284,700 | 0.00 | 0.05 | +0.05 | buy |
| Walleye Capital LLC | 0 | 220,421 | +220,421 | 0.00 | 0.01 | +0.01 | buy |
| MARSHALL WACE, LLP | 0 | 193,544 | +193,544 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 150,648 | +150,648 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 85,254 | +85,254 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 0 | 79,467 | +79,467 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 0 | 78,257 | +78,257 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 0 | 76,230 | +76,230 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Advisors LLC | 0 | 71,172 | +71,172 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 67,536 | +67,536 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 10,898 | 33,552 | +22,654 | 0.00 | 0.01 | +0.01 | buy |
| Wilmington Savings Fund Society, FSB | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 16,225 | +16,225 | 0.00 | 0.01 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 16,047 | +16,047 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 14,867 | +14,867 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 0 | 12,324 | +12,324 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 7,818 | +7,818 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 5,349 | +5,349 | 0.00 | 0.00 | +0.00 | buy |
| Solstein Capital, LLC | 0 | 5,000 | +5,000 | 0.00 | 0.01 | +0.01 | buy |
| Federation des caisses Desjardins du Quebec | 1,390 | 5,590 | +4,200 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 17,386 | 18,858 | +1,472 | 0.00 | 0.00 | +0.00 | buy |
| AMH Equity Ltd | 200,000 | 200,718 | +718 | 1.00 | 1.48 | +0.48 | buy |
| Avion Wealth | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 14,709 | 14,709 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Herald Investment Management Ltd | 1,265,000 | 1,265,000 | 0 | 0.64 | 0.99 | +0.35 | hold |
| Allworth Financial LP | 80 | 80 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TD Waterhouse Canada Inc. | 1,085 | 1,085 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NBT BANK N A /NY | 3,696 | 3,696 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 23,600 | 23,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 11,348 | 11,267 | -81 | 0.00 | 0.00 | +0.00 | sell |
| Penbrook Management LLC | 308,111 | 307,911 | -200 | 0.79 | 1.27 | +0.48 | sell |
| Byrne Asset Management LLC | 500 | 300 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Pacifica Partners Inc. | 800 | 400 | -400 | 0.00 | 0.00 | -0.00 | sell |
| WealthTrust Axiom LLC | 415,604 | 410,904 | -4,700 | 0.42 | 0.65 | +0.23 | sell |
| Mink Brook Asset Management LLC | 395,101 | 346,467 | -48,634 | 1.17 | 1.37 | +0.21 | sell |
| Manatuck Hill Partners, LLC | 175,000 | 0 | -175,000 | 0.22 | 0.00 | -0.22 | sell |
| Polar Asset Management Partners Inc. | 1,677,309 | 478,480 | -1,198,829 | 0.14 | 0.06 | -0.09 | sell |
| AIGH Capital Management LLC | 2,155,836 | 192,100 | -1,963,736 | 3.45 | 0.40 | -3.05 | sell |