Stock Transactions — SOLID POWER INC

Total Bought
23,424,237
90 transactions
Total Sold
9,697,722
74 transactions
Net
+13,726,515
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
HEIGHTS CAPITAL MANAGEMENT, INC012,395,558+12,395,5580.0010.41+10.41buy
DIMENSIONAL FUND ADVISORS LP1,934,6533,618,519+1,683,8660.000.00+0.00buy
BlackRock, Inc.12,237,01213,742,605+1,505,5930.000.00-0.00buy
CITADEL ADVISORS LLC326,9011,638,675+1,311,7740.000.00+0.00buy
GOLDMAN SACHS GROUP INC3,505,9404,563,634+1,057,6940.000.00-0.00buy
JPMORGAN CHASE & CO63,701999,105+935,4040.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC662,0721,459,581+797,5090.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC4,111,9164,559,566+447,6500.000.00-0.00buy
TUDOR INVESTMENT CORP ET AL0424,094+424,0940.000.01+0.01buy
Voleon Capital Management LP231,558490,125+258,5670.020.03+0.01buy
MARSHALL WACE, LLP0257,935+257,9350.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0216,580+216,5800.000.00+0.00buy
NORTHERN TRUST CORP1,266,8541,470,727+203,8730.000.00-0.00buy
CITIGROUP INC40,339212,206+171,8670.000.00+0.00buy
STATE STREET CORP4,077,2394,243,782+166,5430.000.00-0.00buy
TWO SIGMA INVESTMENTS, LP0147,200+147,2000.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC234,765364,565+129,8000.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,411,7491,533,095+121,3460.000.00-0.00buy
BARCLAYS PLC381,605463,592+81,9870.000.00-0.00buy
Numerai GP LLC081,692+81,6920.000.02+0.02buy
IMC-Chicago, LLC078,999+78,9990.000.00+0.00buy
VIRGINIA RETIREMENT SYSTEMS ET Al076,600+76,6000.000.00+0.00buy
ARISTEIA CAPITAL, L.L.C.140,191215,076+74,8850.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC115,821177,968+62,1470.000.00-0.00buy
DRW Securities, LLC28,71483,572+54,8580.010.01+0.00buy
CAPITAL FUND MANAGEMENT S.A.65,866119,791+53,9250.000.00+0.00buy
EntryPoint Capital, LLC037,783+37,7830.000.03+0.03buy
Walleye Capital LLC30,72067,190+36,4700.000.00+0.00buy
Brevan Howard Capital Management LP036,182+36,1820.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/119,730154,786+35,0560.000.00-0.00buy
AMERICAN CENTURY COMPANIES INC245,819278,956+33,1370.000.00-0.00buy
RHUMBLINE ADVISERS175,450205,734+30,2840.000.00-0.00buy
PRUDENTIAL FINANCIAL INC026,925+26,9250.000.00+0.00buy
XTX Topco Ltd83,349108,827+25,4780.010.01-0.00buy
SG Americas Securities, LLC024,444+24,4440.000.00+0.00buy
MetLife Investment Management, LLC71,38594,904+23,5190.000.00-0.00buy
Caitong International Asset Management Co., Ltd021,999+21,9990.000.01+0.01buy
Bank of New York Mellon Corp429,749450,866+21,1170.000.00-0.00buy
Headlands Technologies LLC020,490+20,4900.000.01+0.01buy
Ground Swell Capital, LLC016,927+16,9270.000.10+0.10buy
Optiver Holding B.V.016,650+16,6500.000.00+0.00buy
TWO SIGMA SECURITIES, LLC13,80229,033+15,2310.000.00-0.00buy
Universal- Beteiligungs- und Servicegesellschaft mbH015,098+15,0980.000.00+0.00buy
DEUTSCHE BANK AG\157,176170,806+13,6300.000.00-0.00buy
Abel Hall, LLC012,068+12,0680.000.01+0.01buy
LexAurum Advisors, LLC011,050+11,0500.000.00+0.00buy
Resurgent Financial Advisors LLC011,050+11,0500.000.01+0.01buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.71,64382,659+11,0160.000.00-0.00buy
Hudson Bay Capital Management LP010,832+10,8320.000.00+0.00buy
Amundi010,658+10,6580.000.00+0.00buy
Vestmark Advisory Solutions, Inc.010,559+10,5590.000.00+0.00buy
ELEVATION POINT WEALTH PARTNERS, LLC010,559+10,5590.000.00+0.00buy
Russell Investments Group, Ltd.13,22923,706+10,4770.000.00+0.00buy
GUGGENHEIM CAPITAL LLC010,054+10,0540.000.00+0.00buy
AXQ CAPITAL, LP25,41735,273+9,8560.020.01-0.01buy
BNP PARIBAS FINANCIAL MARKETS51,05260,777+9,7250.000.00-0.00buy
AlphaCore Capital LLC10,00018,677+8,6770.000.00+0.00buy
FIRST TRUST ADVISORS LP37,09542,448+5,3530.000.00-0.00buy
SUMMIT SECURITIES GROUP LLC05,333+5,3330.000.01+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC60,77164,390+3,6190.000.00-0.00buy
XPONANCE, INC.11,89715,244+3,3470.000.00-0.00buy
VICTORY CAPITAL MANAGEMENT INC17,29520,486+3,1910.000.00-0.00buy
VOYA INVESTMENT MANAGEMENT LLC27,85129,335+1,4840.000.00-0.00buy
Gainplan LLC17,77219,170+1,3980.030.04+0.01buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM155,241156,625+1,3840.000.00-0.00buy
Allworth Financial LP11,24612,628+1,3820.000.00-0.00buy
FEDERATED HERMES, INC.8181,984+1,1660.000.00+0.00buy
Creative Planning20,65321,813+1,1600.000.00-0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE46,23847,341+1,1030.000.00-0.00buy
Krane Funds Advisors LLC30,04531,136+1,0910.000.00-0.00buy
Janney Montgomery Scott LLC22,10023,100+1,0000.000.00-0.00buy
Center for Financial Planning, Inc.1,0002,000+1,0000.000.00+0.00buy
Spire Wealth Management10,87911,879+1,0000.000.00-0.00buy
BNP Paribas Asset Management Holding S.A.2,2093,194+9850.000.00+0.00buy
SBI Securities Co., Ltd.36,00836,884+8760.000.00-0.00buy
SIMPLEX TRADING, LLC1,0001,633+6330.000.00+0.00buy
US BANCORP \DE\6521,252+6000.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC200,000200,576+5760.020.01-0.01buy
MAI Capital Management6001,107+5070.000.00+0.00buy
Golden State Equity Partners0411+4110.000.00+0.00buy
Kestra Advisory Services, LLC9,87110,121+2500.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC710880+1700.000.00-0.00buy
TORONTO DOMINION BANK189,000189,100+1000.000.00-0.00buy
CWM, LLC3,5373,589+520.000.00-0.00buy
EverSource Wealth Advisors, LLC932966+340.000.00-0.00buy
Rockefeller Capital Management L.P.028+280.000.00+0.00buy
Advisory Services Network, LLC025+250.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB020+200.000.00+0.00buy
Waverly Advisors, LLC20,25520,266+110.000.00-0.00buy
Freestone Grove Partners LP01+10.000.00+0.00buy
D. E. Shaw & Co., Inc.604,873604,87300.000.00-0.00hold
Ameritas Investment Partners, Inc.12,74812,74800.000.00-0.00hold
&PARTNERS13,47513,47500.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT60560500.000.00-0.00hold
RIVERSTONE HOLDINGS LLC4,695,0494,695,049052.7338.17-14.56hold
JANUS HENDERSON GROUP PLC77,80077,80000.000.00-0.00hold
Janney Montgomery Scott LLC25,50025,50000.000.00-0.00hold
ASSETMARK, INC494900.000.00-0.00hold
BBR PARTNERS, LLC75,15775,15700.020.01-0.00hold
Indiana Trust & Investment Management Co8,3508,35000.010.01-0.00hold
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