Stock Transactions — SOLID POWER INC

Total Bought
24,417,180
90 transactions
Total Sold
3,176,625
67 transactions
Net
+21,240,555
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BANK OF AMERICA CORP /DE/159,4076,495,146+6,335,7390.000.00+0.00buy
D. E. Shaw & Co., Inc.507,0125,398,827+4,891,8150.000.02+0.01buy
GOLDMAN SACHS GROUP INC1,305,0283,603,915+2,298,8870.000.00+0.00buy
JANE STREET GROUP, LLC317,6762,491,141+2,173,4650.000.01+0.01buy
Nuveen, LLC533,0662,071,507+1,538,4410.000.00+0.00buy
VANGUARD GROUP INC8,162,6079,440,931+1,278,3240.000.00+0.00buy
CITADEL ADVISORS LLC01,087,016+1,087,0160.000.00+0.00buy
BlackRock, Inc.10,203,22711,111,935+908,7080.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL0492,426+492,4260.000.01+0.01buy
Harvest Investment Services, LLC0333,665+333,6650.000.23+0.23buy
RAYMOND JAMES FINANCIAL INC0323,085+323,0850.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC3,552,8303,843,377+290,5470.000.00+0.00buy
Gotham Asset Management, LLC0286,806+286,8060.000.00+0.00buy
RIVERSTONE HOLDINGS LLC4,545,1074,714,816+169,7091.8246.23+44.41buy
STATE OF WISCONSIN INVESTMENT BOARD0167,324+167,3240.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC12,411175,557+163,1460.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC258,536420,170+161,6340.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,211,7841,363,173+151,3890.000.00+0.00buy
BBR PARTNERS, LLC0147,657+147,6570.000.03+0.03buy
GSA CAPITAL PARTNERS LLP41,302149,549+108,2470.010.04+0.04buy
SG Americas Securities, LLC19,501118,439+98,9380.000.00+0.00buy
NORTHERN TRUST CORP1,114,9681,202,199+87,2310.000.00+0.00buy
TWO SIGMA SECURITIES, LLC26,46890,592+64,1240.010.05+0.04buy
CAPSTONE INVESTMENT ADVISORS, LLC057,559+57,5590.000.00+0.00buy
LMR Partners LLP560,466615,626+55,1600.000.00+0.00buy
MORGAN STANLEY777,765829,496+51,7310.000.00+0.00buy
AXQ CAPITAL, LP046,679+46,6790.000.06+0.06buy
BALYASNY ASSET MANAGEMENT L.P.10,73655,016+44,2800.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND3,20746,007+42,8000.000.00+0.00buy
Bank of New York Mellon Corp391,068432,464+41,3960.000.00+0.00buy
FORA Capital, LLC040,509+40,5090.000.02+0.02buy
BNP PARIBAS FINANCIAL MARKETS13,99753,191+39,1940.000.00+0.00buy
BANK OF MONTREAL /CAN/033,257+33,2570.000.00+0.00buy
Bryce Point Capital, LLC030,935+30,9350.000.13+0.13buy
PRELUDE CAPITAL MANAGEMENT, LLC029,400+29,4000.000.01+0.01buy
GROUP ONE TRADING LLC15,19040,586+25,3960.000.00+0.00buy
GTS SECURITIES LLC025,229+25,2290.000.00+0.00buy
Hudson Bay Capital Management LP024,040+24,0400.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC46,71269,589+22,8770.000.00+0.00buy
Rockefeller Capital Management L.P.019,000+19,0000.000.00+0.00buy
WELLS FARGO & COMPANY/MN97,065115,534+18,4690.000.00+0.00buy
DEUTSCHE BANK AG\106,326122,678+16,3520.000.00+0.00buy
Lido Advisors, LLC016,000+16,0000.000.00+0.00buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC014,220+14,2200.000.00+0.00buy
Russell Investments Group, Ltd.012,850+12,8500.000.00+0.00buy
STIFEL FINANCIAL CORP012,000+12,0000.000.00+0.00buy
Ground Swell Capital, LLC011,100+11,1000.000.08+0.08buy
Police & Firemen's Retirement System of New Jersey34,21845,315+11,0970.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC010,703+10,7030.000.00+0.00buy
Carlson Capital, L.P.010,000+10,0000.000.02+0.02buy
AlphaCore Capital LLC010,000+10,0000.000.00+0.00buy
RHUMBLINE ADVISERS196,777206,452+9,6750.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM09,075+9,0750.000.00+0.00buy
Creative Planning11,91319,508+7,5950.000.00+0.00buy
BANK OF MONTREAL /CAN/06,149+6,1490.000.00+0.00buy
Sterling Capital Management LLC3,5989,627+6,0290.000.00+0.00buy
SBI Securities Co., Ltd.32,15737,683+5,5260.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC04,837+4,8370.000.01+0.01buy
Virtu Financial LLC10,36915,073+4,7040.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC9,97314,569+4,5960.000.00+0.00buy
Arax Advisory Partners03,302+3,3020.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/78,26080,450+2,1900.000.00+0.00buy
Triumph Capital Management02,100+2,1000.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC02,047+2,0470.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC3172,317+2,0000.000.00+0.00buy
Tower Research Capital LLC (TRC)25,67927,573+1,8940.000.00+0.00buy
FEDERATED HERMES, INC.01,525+1,5250.000.00+0.00buy
PRUDENTIAL FINANCIAL INC17,48018,980+1,5000.000.00+0.00buy
TSFG, LLC5002,000+1,5000.000.00+0.00buy
FMR LLC11,46712,933+1,4660.000.00+0.00buy
Wilmington Savings Fund Society, FSB01,363+1,3630.000.00+0.00buy
Optiver Holding B.V.01,164+1,1640.000.00+0.00buy
McIlrath & Eck, LLC01,060+1,0600.000.00+0.00buy
Aster Capital Management (DIFC) Ltd0913+9130.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC15,98116,685+7040.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC32,33832,990+6520.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC0553+5530.000.00+0.00buy
XPONANCE, INC.11,29411,807+5130.000.00+0.00buy
Center for Financial Planning, Inc.5001,000+5000.000.00+0.00buy
CoreCap Advisors, LLC0349+3490.000.00+0.00buy
Fortitude Family Office, LLC0219+2190.000.00+0.00buy
Avion Wealth0203+2030.000.000.00buy
N.E.W. Advisory Services LLC0166+1660.000.00+0.00buy
Strategic Advocates LLC0160+1600.000.00+0.00buy
Pure Financial Advisors, LLC2,131,7032,131,812+1090.080.12+0.04buy
Kozak & Associates, Inc.0100+1000.000.00+0.00buy
GAMMA Investing LLC086+860.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP3,0003,061+610.000.00+0.00buy
Cerity Partners LLC15,85915,894+350.000.00+0.00buy
Allworth Financial LP6,1556,159+40.000.00+0.00buy
D. E. Shaw & Co., Inc.604,873604,87300.000.00-0.00hold
MAI Capital Management60060000.000.00+0.00hold
&PARTNERS22,50022,50000.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO50050000.000.00+0.00hold
HOLLENCREST CAPITAL MANAGEMENT60560500.000.00+0.00hold
RIVERSTONE HOLDINGS LLC6,051,0316,051,03100.377.35+6.99hold
BROWN ADVISORY INC15,00015,00000.000.00+0.00hold
Indiana Trust & Investment Management Co8,3508,35000.010.01+0.00hold
Taconic Capital Advisors LP147,808147,80800.010.02+0.01hold
SIGNATUREFD, LLC10,60010,60000.000.00+0.00hold
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