| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AYAL Capital Advisors Ltd | 0 | 148,000 | +148,000 | 0.00 | 2.74 | +2.74 | buy |
| OSAIC HOLDINGS, INC. | 0 | 137,035 | +137,035 | 0.00 | 0.01 | +0.01 | buy |
| MORGAN STANLEY | 64,323 | 163,304 | +98,981 | 0.00 | 0.00 | +0.00 | buy |
| Pembroke Management, LTD | 0 | 92,829 | +92,829 | 0.00 | 0.49 | +0.49 | buy |
| INTACT INVESTMENT MANAGEMENT INC. | 0 | 73,700 | +73,700 | 0.00 | 0.08 | +0.08 | buy |
| CITADEL ADVISORS LLC | 68,233 | 136,582 | +68,349 | 0.00 | 0.00 | +0.00 | buy |
| LM Asset (IM) Inc. | 329,450 | 382,650 | +53,200 | 7.62 | 8.32 | +0.71 | buy |
| Vestcor Inc | 200,000 | 250,000 | +50,000 | 0.17 | 0.25 | +0.08 | buy |
| Jump Financial, LLC | 0 | 45,196 | +45,196 | 0.00 | 0.02 | +0.02 | buy |
| Walleye Capital LLC | 18,387 | 57,017 | +38,630 | 0.00 | 0.01 | +0.01 | buy |
| Penserra Capital Management LLC | 42,462 | 73,650 | +31,188 | 0.01 | 0.03 | +0.02 | buy |
| Verition Fund Management LLC | 0 | 30,000 | +30,000 | 0.00 | 0.01 | +0.01 | buy |
| Van Berkom & Associates Inc. | 0 | 27,492 | +27,492 | 0.00 | 0.03 | +0.03 | buy |
| D. E. Shaw & Co., Inc. | 0 | 24,406 | +24,406 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 128,472 | 151,743 | +23,271 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 20,743 | +20,743 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 26,048 | 42,435 | +16,387 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 20,168 | 34,794 | +14,626 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 11,538 | +11,538 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 112,515 | 123,267 | +10,752 | 0.01 | 0.01 | +0.00 | buy |
| Dynamic Technology Lab Private Ltd | 0 | 9,608 | +9,608 | 0.00 | 0.06 | +0.06 | buy |
| AXQ CAPITAL, LP | 0 | 9,217 | +9,217 | 0.00 | 0.04 | +0.04 | buy |
| STIFEL FINANCIAL CORP | 7,922 | 16,831 | +8,909 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 8,043 | +8,043 | 0.00 | 0.00 | +0.00 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 7,743 | +7,743 | 0.00 | 0.02 | +0.02 | buy |
| SIMPLEX TRADING, LLC | 758 | 5,360 | +4,602 | 0.00 | 0.01 | +0.01 | buy |
| JPMORGAN CHASE & CO | 7,117 | 11,204 | +4,087 | 0.00 | 0.00 | +0.00 | buy |
| Senvest Management, LLC | 134,668 | 137,668 | +3,000 | 0.12 | 0.17 | +0.04 | buy |
| ROYAL BANK OF CANADA | 2,922 | 5,850 | +2,928 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,175 | 4,066 | +2,891 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 20,882 | 23,632 | +2,750 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 0 | 1,800 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 8,121 | 9,674 | +1,553 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 712,879 | 714,129 | +1,250 | 0.14 | 0.17 | +0.03 | buy |
| Elequin Capital, LP | 0 | 450 | +450 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 7,045 | 7,345 | +300 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1,042 | 1,269 | +227 | 0.00 | 0.00 | +0.00 | buy |
| Cassaday & Co Wealth Management LLC | 0 | 205 | +205 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 140 | +140 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 28 | +28 | 0.00 | 0.00 | +0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 13,885 | 13,885 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MHR FUND MANAGEMENT LLC | 18,035,092 | 18,035,092 | 0 | 45.17 | 47.72 | +2.55 | hold |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 18,211,203 | 18,211,203 | 0 | 1.79 | 2.05 | +0.27 | hold |
| K.J. Harrison & Partners Inc | 70,000 | 70,000 | 0 | 0.27 | 0.41 | +0.15 | hold |
| Ancora Advisors LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEXPOINT ASSET MANAGEMENT, L.P. | 396,623 | 396,623 | 0 | 0.80 | 1.00 | +0.20 | hold |
| PDT Partners, LLC | 10,613 | 10,613 | 0 | 0.02 | 0.02 | +0.00 | hold |
| IFP Advisors, Inc | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rubric Capital Management LP | 843,781 | 843,781 | 0 | 0.29 | 0.37 | +0.08 | hold |
| Steward Partners Investment Advisory, LLC | 45 | 45 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Platform Technology Partners | 8,551 | 8,551 | 0 | 0.05 | 0.06 | +0.01 | hold |
| SBI Securities Co., Ltd. | 46 | 46 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Covestor Ltd | 37 | 37 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Smartleaf Asset Management LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Central Pacific Bank - Trust Division | 4,486 | 4,486 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Wilmington Savings Fund Society, FSB | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Concord Wealth Partners | 15 | 0 | -15 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 15 | 0 | -15 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 1,072 | 872 | -200 | 0.00 | 0.00 | +0.00 | sell |
| Asset Management One Co., Ltd. | 7,063 | 6,855 | -208 | 0.00 | 0.00 | +0.00 | sell |
| XTX Topco Ltd | 9,841 | 9,595 | -246 | 0.01 | 0.01 | -0.00 | sell |
| Trexquant Investment LP | 12,588 | 11,845 | -743 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,333 | 25,393 | -1,940 | 0.00 | 0.00 | +0.00 | sell |
| Quantbot Technologies LP | 1,966 | 0 | -1,966 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 24,668 | 21,418 | -3,250 | 0.00 | 0.00 | +0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 16,670 | 12,637 | -4,033 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 57,711 | 53,311 | -4,400 | 0.25 | 0.29 | +0.03 | sell |
| SageView Advisory Group, LLC | 4,500 | 0 | -4,500 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 7,262 | 0 | -7,262 | 0.01 | 0.00 | -0.01 | sell |
| Quadrature Capital Ltd | 20,692 | 12,471 | -8,221 | 0.01 | 0.01 | -0.00 | sell |
| Diametric Capital, LP | 19,719 | 0 | -19,719 | 0.15 | 0.00 | -0.15 | sell |
| Polar Asset Management Partners Inc. | 25,000 | 0 | -25,000 | 0.01 | 0.00 | -0.01 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 55,800 | 25,763 | -30,037 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 409,753 | 371,153 | -38,600 | 2.51 | 2.06 | -0.45 | sell |
| LAZARD ASSET MANAGEMENT LLC | 41,504 | 0 | -41,504 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 43,235 | 0 | -43,235 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 56,992 | 11,019 | -45,973 | 0.01 | 0.00 | -0.00 | sell |
| GAMCO INVESTORS, INC. ET AL | 1,831,693 | 1,769,149 | -62,544 | 0.51 | 0.63 | +0.12 | sell |
| PCJ Investment Counsel Ltd. | 117,498 | 0 | -117,498 | 0.84 | 0.00 | -0.84 | sell |
| Heard Capital LLC | 1,227,343 | 610,570 | -616,773 | 1.68 | 1.14 | -0.53 | sell |