| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PenderFund Capital Management Ltd. | 100,600 | 409,753 | +309,153 | 0.58 | 1.77 | +1.19 | buy |
| CITADEL ADVISORS LLC | 11,575 | 63,737 | +52,162 | 0.00 | 0.00 | +0.00 | buy |
| Vestcor Inc | 125,000 | 175,000 | +50,000 | 0.09 | 0.14 | +0.05 | buy |
| Polar Asset Management Partners Inc. | 57,500 | 105,225 | +47,725 | 0.04 | 0.06 | +0.02 | buy |
| Senvest Management, LLC | 0 | 37,257 | +37,257 | 0.00 | 0.03 | +0.03 | buy |
| K.J. Harrison & Partners Inc | 25,400 | 58,000 | +32,600 | 0.10 | 0.23 | +0.13 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 88,038 | 117,553 | +29,515 | 0.01 | 0.01 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 26,740 | +26,740 | 0.00 | 0.02 | +0.02 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 342 | 18,570 | +18,228 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 17,919 | +17,919 | 0.00 | 0.18 | +0.18 | buy |
| D. E. Shaw & Co., Inc. | 0 | 13,694 | +13,694 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 0 | 13,601 | +13,601 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 5,504 | 15,932 | +10,428 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 9,716 | +9,716 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 8,121 | +8,121 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 8,000 | +8,000 | 0.00 | 0.05 | +0.05 | buy |
| STIFEL FINANCIAL CORP | 0 | 7,982 | +7,982 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 9,857 | 16,776 | +6,919 | 0.01 | 0.01 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 10,000 | 15,981 | +5,981 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 266 | 3,818 | +3,552 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 28,715 | 29,995 | +1,280 | 0.01 | 0.01 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 709 | +709 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Covestor Ltd | 0 | 37 | +37 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 28 | +28 | 0.00 | 0.00 | +0.00 | buy |
| Guerra Advisors Inc | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 13,885 | 13,885 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MHR FUND MANAGEMENT LLC | 18,035,092 | 18,035,092 | 0 | 48.89 | 46.81 | -2.08 | hold |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 18,211,203 | 18,211,203 | 0 | 1.89 | 1.75 | -0.14 | hold |
| Ancora Advisors LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rubric Capital Management LP | 843,781 | 843,781 | 0 | 0.33 | 0.30 | -0.03 | hold |
| Steward Partners Investment Advisory, LLC | 45 | 45 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 54 | 54 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 9 | 9 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Central Pacific Bank - Trust Division | 4,486 | 4,486 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Wilmington Savings Fund Society, FSB | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARCLAYS PLC | 25 | 0 | -25 | 0.00 | 0.00 | -0.00 | sell |
| Beacon Capital Management, LLC | 95 | 0 | -95 | 0.00 | 0.00 | -0.00 | sell |
| PDT Partners, LLC | 10,709 | 10,613 | -96 | 0.01 | 0.02 | +0.00 | sell |
| WHITTIER TRUST CO | 165 | 0 | -165 | 0.00 | 0.00 | -0.00 | sell |
| Painted Porch Advisors LLC | 491 | 0 | -491 | 0.00 | 0.00 | -0.00 | sell |
| Asset Management One Co., Ltd. | 7,723 | 7,171 | -552 | 0.00 | 0.00 | -0.00 | sell |
| Platform Technology Partners | 15,444 | 14,624 | -820 | 0.10 | 0.09 | -0.01 | sell |
| PCJ Investment Counsel Ltd. | 113,850 | 112,180 | -1,670 | 0.95 | 0.81 | -0.13 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,390 | 14,921 | -6,469 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 68,500 | 61,646 | -6,854 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 44,390 | 37,200 | -7,190 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 31,161 | 23,796 | -7,365 | 0.00 | 0.00 | -0.00 | sell |
| Jump Financial, LLC | 18,370 | 9,438 | -8,932 | 0.01 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 725,129 | 715,279 | -9,850 | 0.13 | 0.13 | +0.00 | sell |
| Federation des caisses Desjardins du Quebec | 30,608 | 20,668 | -9,940 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 10,307 | 0 | -10,307 | 0.01 | 0.00 | -0.01 | sell |
| ARS Investment Partners, LLC | 10,368 | 0 | -10,368 | 0.02 | 0.00 | -0.02 | sell |
| GROUP ONE TRADING LLC | 63,866 | 53,214 | -10,652 | 0.05 | 0.04 | -0.01 | sell |
| Pathstone Holdings, LLC | 23,985 | 11,992 | -11,993 | 0.00 | 0.00 | -0.00 | sell |
| LM Asset (IM) Inc. | 466,450 | 452,450 | -14,000 | 10.53 | 9.39 | -1.14 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 79,161 | 64,011 | -15,150 | 0.30 | 0.27 | -0.03 | sell |
| Militia Capital Partners, LP | 33,475 | 15,475 | -18,000 | 0.39 | 0.19 | -0.19 | sell |
| Caption Management, LLC | 113,604 | 86,835 | -26,769 | 0.25 | 0.13 | -0.12 | sell |
| BANK OF AMERICA CORP /DE/ | 56,401 | 22,645 | -33,756 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 74,208 | 28,893 | -45,315 | 0.02 | 0.01 | -0.01 | sell |
| Heard Capital LLC | 1,517,710 | 1,472,335 | -45,375 | 1.94 | 1.89 | -0.04 | sell |
| JANE STREET GROUP, LLC | 85,884 | 36,445 | -49,439 | 0.00 | 0.00 | -0.00 | sell |
| GAMCO INVESTORS, INC. ET AL | 1,859,965 | 1,786,908 | -73,057 | 0.45 | 0.46 | +0.01 | sell |
| NEXPOINT ASSET MANAGEMENT, L.P. | 534,306 | 396,623 | -137,683 | 1.24 | 0.93 | -0.31 | sell |