| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Murchinson Ltd. | 0 | 1,000,000 | +1,000,000 | 0.00 | 1.73 | +1.73 | buy |
| MACQUARIE GROUP LTD | 3,485,597 | 4,323,100 | +837,503 | 0.01 | 0.02 | +0.00 | buy |
| ADAR1 Capital Management, LLC | 712,560 | 1,337,302 | +624,742 | 0.54 | 0.95 | +0.41 | buy |
| VANGUARD GROUP INC | 4,585,402 | 5,191,685 | +606,283 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 375,000 | +375,000 | 0.00 | 0.05 | +0.05 | buy |
| BANK OF AMERICA CORP /DE/ | 455,071 | 722,666 | +267,595 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 439,555 | 692,921 | +253,366 | 0.01 | 0.01 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 253,365 | +253,365 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 55,409 | 274,855 | +219,446 | 0.00 | 0.00 | +0.00 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 2,559,283 | 2,722,321 | +163,038 | 0.58 | 0.62 | +0.05 | buy |
| GOLDMAN SACHS GROUP INC | 176,104 | 328,139 | +152,035 | 0.00 | 0.00 | +0.00 | buy |
| Antara Capital LP | 0 | 148,499 | +148,499 | 0.00 | 0.28 | +0.28 | buy |
| MORGAN STANLEY | 341,135 | 456,189 | +115,054 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 33,979 | 143,215 | +109,236 | 0.00 | 0.00 | +0.00 | buy |
| BBR PARTNERS, LLC | 20,000 | 70,000 | +50,000 | 0.01 | 0.02 | +0.02 | buy |
| WOODSTOCK CORP | 750,543 | 792,853 | +42,310 | 0.29 | 0.32 | +0.04 | buy |
| Gallagher Fiduciary Advisors, LLC | 0 | 35,095 | +35,095 | 0.00 | 0.03 | +0.03 | buy |
| Atria Investments, Inc | 0 | 35,081 | +35,081 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,997,022 | 2,031,676 | +34,654 | 0.00 | 0.00 | +0.00 | buy |
| Knott David M Jr | 1,118,505 | 1,148,505 | +30,000 | 1.67 | 1.71 | +0.03 | buy |
| PDT Partners, LLC | 0 | 29,011 | +29,011 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 29,656 | 54,656 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| CONNORS INVESTOR SERVICES INC | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| AMERICAN CENTURY COMPANIES INC | 110,036 | 134,887 | +24,851 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 48,518 | 70,004 | +21,486 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 16,957 | 34,858 | +17,901 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 16,437 | +16,437 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 771,303 | 787,522 | +16,219 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 58,630 | 74,752 | +16,122 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 15,201 | +15,201 | 0.00 | 0.00 | +0.00 | buy |
| TOWERVIEW LLC | 535,000 | 550,000 | +15,000 | 1.31 | 1.50 | +0.19 | buy |
| UBS Group AG | 47,379 | 61,721 | +14,342 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 14,320 | +14,320 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 580,126 | 594,313 | +14,187 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 29,024 | 42,880 | +13,856 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 125,489 | 138,813 | +13,324 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 161,185 | 173,641 | +12,456 | 0.00 | 0.00 | +0.00 | buy |
| SHERBROOKE PARK ADVISERS LLC | 0 | 11,225 | +11,225 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 0 | 10,104 | +10,104 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 13,818 | 22,727 | +8,909 | 0.01 | 0.01 | +0.00 | buy |
| ProShare Advisors LLC | 19,749 | 24,422 | +4,673 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 164 | 3,916 | +3,752 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 4,881 | 8,493 | +3,612 | 0.00 | 0.00 | +0.00 | buy |
| Smartleaf Asset Management LLC | 0 | 3,433 | +3,433 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 47,183 | 50,517 | +3,334 | 0.00 | 0.00 | +0.00 | buy |
| JANUS HENDERSON GROUP PLC | 7,868,224 | 7,871,328 | +3,104 | 0.02 | 0.02 | +0.00 | buy |
| Palumbo Wealth Management LLC | 21,896 | 24,640 | +2,744 | 0.03 | 0.04 | +0.01 | buy |
| Larson Financial Group LLC | 0 | 1,470 | +1,470 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 34,931 | 35,929 | +998 | 0.00 | 0.00 | +0.00 | buy |
| Arizona State Retirement System | 24,592 | 25,400 | +808 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 3,511 | 4,274 | +763 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 29,551 | 30,267 | +716 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 50,020 | 50,581 | +561 | 0.00 | 0.00 | +0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 16,171 | 16,557 | +386 | 0.01 | 0.01 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 1,943 | 2,317 | +374 | 0.00 | 0.00 | +0.00 | buy |
| Golden State Equity Partners | 0 | 264 | +264 | 0.00 | 0.00 | +0.00 | buy |
| CLARIS ADVISORS, LLC / MO / | 0 | 168 | +168 | 0.00 | 0.00 | +0.00 | buy |
| Blue Trust, Inc. | 0 | 116 | +116 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 100 | +100 | 0.00 | 0.00 | 0.00 | buy |
| US BANCORP \DE\ | 0 | 58 | +58 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 426 | 471 | +45 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 90 | 100 | +10 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 0 | 4 | +4 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 176 | 180 | +4 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 2,661 | 2,662 | +1 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sculptor Capital LP | 397,780 | 397,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 9,652 | 9,652 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 120,715 | 120,715 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 896 | 896 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 4,341 | 4,341 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TANG CAPITAL MANAGEMENT LLC | 300,000 | 300,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| FARMERS & MERCHANTS INVESTMENTS INC | 53 | 53 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 59,584 | 59,584 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 158,333 | 158,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Calamos Advisors LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 550 | 550 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 21,584 | 21,584 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Walleye Trading LLC | 22,512 | 22,512 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legato Capital Management LLC | 30,284 | 30,284 | 0 | 0.02 | 0.02 | +0.00 | hold |
| SIGNATUREFD, LLC | 361 | 361 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HighTower Advisors, LLC | 21,382 | 21,382 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daiwa Securities Group Inc. | 475 | 475 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NJ State Employees Deferred Compensation Plan | 24,500 | 24,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Anson Funds Management LP | 11,833 | 11,833 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MetLife Investment Management, LLC | 55,676 | 55,676 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 2,127 | 2,127 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Swiss National Bank | 171,703 | 171,703 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avior Wealth Management, LLC | 3,135 | 3,135 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 189 | 189 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Jackson, Grant Investment Advisers, Inc. | 2,450 | 2,450 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bellevue Group AG | 11,456 | 11,456 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rubric Capital Management LP | 2,850,588 | 2,850,588 | 0 | 0.28 | 0.20 | -0.08 | hold |
| Parallel Advisors, LLC | 4 | 4 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BFSG, LLC | 20,480 | 20,480 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Impax Asset Management Group plc | 761,387 | 761,387 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TLS Advisors LLC | 250,185 | 250,185 | 0 | 2.35 | 2.24 | -0.11 | hold |
| HighMark Wealth Management LLC | 5,000 | 5,000 | 0 | 0.01 | 0.01 | +0.00 | hold |