| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,669,823 | 1,669,823 | 0 | 0.07 | 0.03 | -0.04 | hold |
| Karpus Management, Inc. | 736,350 | 727,825 | -8,525 | 0.21 | 0.25 | +0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 577,000 | 577,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 499,500 | 499,200 | -300 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 450,500 | 450,500 | 0 | 0.08 | 0.11 | +0.04 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 451,449 | 446,481 | -4,968 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 400,938 | 434,420 | +33,482 | 0.24 | 0.26 | +0.01 | buy |
| Polar Asset Management Partners Inc. | 377,000 | 377,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 313,955 | 308,807 | -5,148 | 0.02 | 0.01 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 306,569 | 302,347 | -4,222 | 1.25 | 0.93 | -0.32 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 279,915 | 279,226 | -689 | 0.02 | 0.01 | -0.01 | sell |
| Bulldog Investors, LLP | 275,000 | 275,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 182,371 | 182,371 | 0 | 0.04 | 0.02 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Cable Car Capital, LP | 138,000 | 138,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 145,636 | 136,233 | -9,403 | 0.02 | 0.02 | +0.00 | sell |
| Quarry LP | 130,000 | 130,000 | 0 | 0.23 | 0.29 | +0.06 | hold |
| AQR Arbitrage LLC | 125,200 | 120,326 | -4,874 | 0.03 | 0.02 | -0.01 | sell |
| Crossingbridge Advisors, LLC | 128,552 | 93,552 | -35,000 | 0.39 | 0.19 | -0.20 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 86,443 | 86,443 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 67,830 | 67,830 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 57,192 | 57,151 | -41 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 52,702 | 52,702 | 0 | 0.03 | 0.03 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 38,434 | 38,434 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 3,480 | 33,480 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 27,000 | 27,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,520 | 7,520 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 4,430 | +4,430 | 0.00 | 0.00 | +0.00 | buy |