| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,669,823 | 1,669,823 | 0 | 0.03 | 0.01 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 577,000 | 577,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 499,200 | 494,571 | -4,629 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 434,420 | 449,489 | +15,069 | 0.26 | 0.24 | -0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 446,481 | 446,481 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 450,500 | 400,000 | -50,500 | 0.11 | 0.07 | -0.04 | sell |
| Polar Asset Management Partners Inc. | 377,000 | 377,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 308,807 | 304,599 | -4,208 | 0.01 | 0.01 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 302,347 | 296,443 | -5,904 | 0.93 | 0.76 | -0.17 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 279,226 | 260,383 | -18,843 | 0.01 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 182,371 | 182,271 | -100 | 0.02 | 0.01 | -0.00 | sell |
| Bulldog Investors, LLP | 275,000 | 167,816 | -107,184 | 0.01 | 0.00 | -0.01 | sell |
| Cable Car Capital, LP | 138,000 | 138,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 125,000 | -25,000 | 0.04 | 0.03 | -0.01 | sell |
| AQR Arbitrage LLC | 120,326 | 120,931 | +605 | 0.02 | 0.02 | -0.00 | buy |
| Crossingbridge Advisors, LLC | 93,552 | 93,552 | 0 | 0.19 | 0.18 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 86,443 | 86,443 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 130,000 | 80,000 | -50,000 | 0.29 | 0.14 | -0.15 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 67,830 | 67,830 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 52,702 | 52,702 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 57,151 | 45,149 | -12,002 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 38,434 | 38,434 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 27,000 | 27,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,520 | 7,520 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 4,430 | 4,430 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Karpus Management, Inc. | 727,825 | 0 | -727,825 | 0.25 | 0.00 | -0.25 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 136,233 | 0 | -136,233 | 0.02 | 0.00 | -0.02 | sell |
| TORONTO DOMINION BANK | 33,480 | 0 | -33,480 | 0.00 | 0.00 | -0.00 | sell |