| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,669,823 | 1,669,823 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Karpus Management, Inc. | 787,825 | 738,600 | -49,225 | 0.26 | 0.25 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 577,000 | 577,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 674,359 | 498,950 | -175,409 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 459,248 | 456,720 | -2,528 | 0.00 | 0.00 | +0.00 | sell |
| MIZUHO SECURITIES USA LLC | 718,470 | 450,500 | -267,970 | 0.16 | 0.10 | -0.06 | sell |
| BERKLEY W R CORP | 658,831 | 400,938 | -257,893 | 0.42 | 0.27 | -0.15 | sell |
| Polar Asset Management Partners Inc. | 377,000 | 377,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 0 | 313,955 | +313,955 | 0.00 | 0.02 | +0.02 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 314,000 | 308,447 | -5,553 | 1.03 | 1.04 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 313,695 | 281,123 | -32,572 | 0.01 | 0.02 | +0.00 | sell |
| Bulldog Investors, LLP | 275,000 | 275,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 184,625 | 182,371 | -2,254 | 0.02 | 0.03 | +0.01 | sell |
| Polar Asset Management Partners Inc. | 377,000 | 150,000 | -227,000 | 0.10 | 0.03 | -0.07 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 494,117 | 147,420 | -346,697 | 0.09 | 0.02 | -0.06 | sell |
| Cable Car Capital, LP | 138,000 | 138,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 0 | 133,000 | +133,000 | 0.00 | 0.72 | +0.72 | buy |
| Quarry LP | 188,688 | 130,000 | -58,688 | 0.46 | 0.34 | -0.12 | sell |
| AQR Arbitrage LLC | 284,591 | 125,200 | -159,391 | 0.07 | 0.03 | -0.04 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 67,830 | 67,830 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 67,830 | 67,830 | 0 | 0.01 | 0.02 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 78,706 | 58,906 | -19,800 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 0 | 52,702 | +52,702 | 0.00 | 0.03 | +0.03 | buy |
| GOLDMAN SACHS GROUP INC | 86,443 | 38,434 | -48,009 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 0 | 27,000 | +27,000 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,520 | 7,520 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 293,297 | 0 | -293,297 | 0.11 | 0.00 | -0.11 | sell |
| GLAZER CAPITAL, LLC | 173,567 | 0 | -173,567 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 577,000 | 0 | -577,000 | 0.33 | 0.00 | -0.33 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 67,830 | 0 | -67,830 | 0.02 | 0.00 | -0.02 | sell |
| Yakira Capital Management, Inc. | 313,955 | 0 | -313,955 | 1.22 | 0.00 | -1.22 | sell |
| Warberg Asset Management LLC | 10,001 | 0 | -10,001 | 0.03 | 0.00 | -0.03 | sell |
| First Trust Capital Management L.P. | 612,750 | 0 | -612,750 | 0.43 | 0.00 | -0.43 | sell |
| Dakota Wealth Management | 10,300 | 0 | -10,300 | 0.00 | 0.00 | -0.00 | sell |
| Cable Car Capital, LP | 138,000 | 0 | -138,000 | 0.62 | 0.00 | -0.62 | sell |
| HGC Investment Management Inc. | 27,000 | 0 | -27,000 | 0.08 | 0.00 | -0.08 | sell |
| ATW SPAC MANAGEMENT LLC | 67,830 | 0 | -67,830 | 1.08 | 0.00 | -1.08 | sell |
| MIZUHO SECURITIES USA LLC | 105,684 | 0 | -105,684 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 406,548 | 0 | -406,548 | 0.01 | 0.00 | -0.01 | sell |