| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 577,271 | +577,271 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 538,808 | +538,808 | 0.00 | 0.26 | +0.26 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 538,808 | +538,808 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 464,603 | +464,603 | 0.00 | 0.08 | +0.08 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 185,246 | +185,246 | 0.00 | 0.02 | +0.02 | buy |
| Bulldog Investors, LLP | 137,500 | 275,000 | +137,500 | 0.01 | 0.01 | +0.00 | buy |
| Karpus Management, Inc. | 810,950 | 900,221 | +89,271 | 0.23 | 0.27 | +0.04 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 78,706 | +78,706 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 0 | 54,000 | +54,000 | 0.00 | 0.01 | +0.01 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 12,751 | +12,751 | 0.00 | 0.05 | +0.05 | buy |
| Tidal Investments LLC | 0 | 12,751 | +12,751 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 7,520 | +7,520 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 251 | 5,645 | +5,394 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 244,730 | 244,825 | +95 | 0.18 | 0.14 | -0.03 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 314,000 | 314,000 | 0 | 2.34 | 1.59 | -0.75 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 314,000 | 314,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 377,000 | 377,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 377,000 | 377,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 67,830 | 67,830 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 67,830 | 67,830 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 313,955 | 313,955 | 0 | 1.23 | 1.28 | +0.05 | hold |
| Warberg Asset Management LLC | 10,000 | 10,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First Trust Capital Management L.P. | 612,750 | 612,750 | 0 | 0.41 | 0.48 | +0.07 | hold |
| First Trust Capital Management L.P. | 506,475 | 506,475 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Dakota Wealth Management | 10,300 | 10,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cable Car Capital, LP | 138,000 | 138,000 | 0 | 1.50 | 0.11 | -1.39 | hold |
| HGC Investment Management Inc. | 27,000 | 27,000 | 0 | 0.11 | 0.12 | +0.01 | hold |
| ATW SPAC MANAGEMENT LLC | 67,830 | 67,830 | 0 | 0.71 | 0.93 | +0.22 | hold |
| ATW SPAC MANAGEMENT LLC | 67,830 | 67,830 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Quarry LP | 183,500 | 183,500 | 0 | 0.56 | 0.37 | -0.20 | hold |
| GOLDMAN SACHS GROUP INC | 86,443 | 86,443 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 457,948 | 457,948 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CLEAR STREET LLC | 422,501 | 422,072 | -429 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 306,247 | 301,070 | -5,177 | 0.18 | 0.21 | +0.03 | sell |
| AQR Arbitrage LLC | 290,557 | 284,591 | -5,966 | 0.07 | 0.07 | +0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,520 | 0 | -7,520 | 0.02 | 0.00 | -0.02 | sell |
| Virtu Financial LLC | 17,762 | 0 | -17,762 | 0.01 | 0.00 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 20,000 | 0 | -20,000 | 0.07 | 0.00 | -0.07 | sell |
| Tidal Investments LLC | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 30,880 | 0 | -30,880 | 0.00 | 0.00 | -0.00 | sell |
| FIR TREE CAPITAL MANAGEMENT LP | 150,000 | 89,761 | -60,239 | 1.07 | 2.14 | +1.07 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 78,706 | 0 | -78,706 | 0.01 | 0.00 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 306,247 | 197,072 | -109,175 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 137,500 | 0 | -137,500 | 0.46 | 0.00 | -0.46 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 577,000 | 38,192 | -538,808 | 0.28 | 0.02 | -0.26 | sell |