| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 86,443 | +86,443 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 3,480 | +3,480 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 498,950 | 499,500 | +550 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 400,938 | 400,938 | 0 | 0.27 | 0.24 | -0.03 | hold |
| AQR Arbitrage LLC | 125,200 | 125,200 | 0 | 0.03 | 0.03 | -0.01 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,520 | 7,520 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 377,000 | 377,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 577,000 | 577,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 275,000 | 275,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 52,702 | 52,702 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 67,830 | 67,830 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 313,955 | 313,955 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Cable Car Capital, LP | 138,000 | 138,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| HGC Investment Management Inc. | 27,000 | 27,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,669,823 | 1,669,823 | 0 | 0.06 | 0.07 | +0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 182,371 | 182,371 | 0 | 0.03 | 0.04 | +0.00 | hold |
| Quarry LP | 130,000 | 130,000 | 0 | 0.34 | 0.23 | -0.11 | hold |
| MIZUHO SECURITIES USA LLC | 450,500 | 450,500 | 0 | 0.10 | 0.08 | -0.02 | hold |
| GOLDMAN SACHS GROUP INC | 38,434 | 38,434 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 281,123 | 279,915 | -1,208 | 0.02 | 0.02 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 58,906 | 57,192 | -1,714 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 147,420 | 145,636 | -1,784 | 0.02 | 0.02 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 308,447 | 306,569 | -1,878 | 1.04 | 1.25 | +0.21 | sell |
| Karpus Management, Inc. | 738,600 | 736,350 | -2,250 | 0.25 | 0.21 | -0.04 | sell |
| Crossingbridge Advisors, LLC | 133,000 | 128,552 | -4,448 | 0.72 | 0.39 | -0.33 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 456,720 | 451,449 | -5,271 | 0.00 | 0.00 | -0.00 | sell |