| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 1,149,900 | 2,358,587 | +1,208,687 | 0.03 | 0.06 | +0.03 | buy |
| ARK Investment Management LLC | 2,669,456 | 3,805,228 | +1,135,772 | 0.19 | 0.21 | +0.01 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 789,471 | 1,677,951 | +888,480 | 0.01 | 0.01 | +0.00 | buy |
| Nikko Asset Management Americas, Inc. | 789,471 | 1,677,951 | +888,480 | 0.10 | 0.16 | +0.06 | buy |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | 78,164 | 378,437 | +300,273 | 0.06 | 0.20 | +0.14 | buy |
| JPMORGAN CHASE & CO | 37,357 | 305,171 | +267,814 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 506,840 | 756,494 | +249,654 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 538,924 | 778,965 | +240,041 | 0.00 | 0.00 | -0.00 | buy |
| Caption Management, LLC | 0 | 206,270 | +206,270 | 0.00 | 0.01 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 430,479 | 585,429 | +154,950 | 0.12 | 0.09 | -0.03 | buy |
| Intrinsic Edge Capital Management LLC | 0 | 140,000 | +140,000 | 0.00 | 0.18 | +0.18 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,213,179 | 1,341,563 | +128,384 | 0.00 | 0.00 | -0.00 | buy |
| DnB Asset Management AS | 0 | 92,627 | +92,627 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 88,648 | +88,648 | 0.00 | 0.16 | +0.16 | buy |
| LMR Partners LLP | 2,908,454 | 2,988,962 | +80,508 | 0.04 | 0.03 | -0.01 | buy |
| DRW Securities, LLC | 0 | 64,518 | +64,518 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 412,572 | 473,494 | +60,922 | 0.00 | 0.00 | -0.00 | buy |
| TPG GP A, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 40,112 | +40,112 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 36,134 | +36,134 | 0.00 | 0.00 | +0.00 | buy |
| Daiwa Securities Group Inc. | 0 | 33,900 | +33,900 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 1,772,775 | 1,806,073 | +33,298 | 0.00 | 0.00 | -0.00 | buy |
| CSS LLC/IL | 0 | 32,132 | +32,132 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 0 | 24,689 | +24,689 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 18,060 | +18,060 | 0.00 | 0.00 | +0.00 | buy |
| Cannon Global Investment Management, LLC | 0 | 17,200 | +17,200 | 0.00 | 0.29 | +0.29 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 17,059 | +17,059 | 0.00 | 0.01 | +0.01 | buy |
| Bank of New York Mellon Corp | 10,589 | 25,779 | +15,190 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 25,808 | 40,431 | +14,623 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 12,121 | 23,999 | +11,878 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 826,071 | 837,612 | +11,541 | 0.04 | 0.02 | -0.01 | buy |
| Ionic Capital Management LLC | 101,015 | 111,015 | +10,000 | 0.15 | 0.10 | -0.05 | buy |
| Walleye Capital LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 83,940 | 89,799 | +5,859 | 0.04 | 0.09 | +0.06 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 625,584 | 630,258 | +4,674 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 4,294 | +4,294 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 3,817 | +3,817 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Trading LLC | 0 | 3,495 | +3,495 | 0.00 | 0.00 | +0.00 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 0 | 1,820 | +1,820 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 7,178 | 8,833 | +1,655 | 0.00 | 0.00 | -0.00 | buy |
| Ancora Advisors LLC | 0 | 550 | +550 | 0.00 | 0.00 | +0.00 | buy |
| Clearstead Advisors, LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 10,537 | 10,907 | +370 | 0.00 | 0.00 | -0.00 | buy |
| SBI Securities Co., Ltd. | 165 | 504 | +339 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 100 | 120 | +20 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 96 | 96 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DUPONT CAPITAL MANAGEMENT CORP | 62,500 | 62,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,755,761 | 1,755,761 | 0 | 0.02 | 0.01 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Alberta Investment Management Corp | 850,000 | 850,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Battery Management Corp. | 11,356,669 | 11,356,669 | 0 | 19.91 | 18.51 | -1.40 | hold |
| Boussard & Gavaudan Investment Management LLP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Lightspeed Management Company, L.L.C. | 7,340,475 | 7,340,475 | 0 | 5.74 | 5.16 | -0.58 | hold |
| FNY Investment Advisers, LLC | 9,000 | 9,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Curated Wealth Partners LLC | 59,432 | 59,432 | 0 | 0.07 | 0.05 | -0.02 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARCLAYS PLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 409 | 409 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.03 | 0.12 | +0.09 | hold |
| StepStone Group LP | 1,412,928 | 1,412,702 | -226 | 8.26 | 4.73 | -3.53 | sell |
| NORTHERN TRUST CORP | 232,922 | 231,443 | -1,479 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 21,400 | 19,179 | -2,221 | 0.00 | 0.00 | -0.00 | sell |
| GREAT VALLEY ADVISOR GROUP, INC. | 18,300 | 14,600 | -3,700 | 0.00 | 0.00 | -0.00 | sell |
| Parkside Financial Bank & Trust | 4,000 | 0 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 29,597 | 23,291 | -6,306 | 0.00 | 0.00 | -0.00 | sell |
| TrueMark Investments, LLC | 10,085 | 0 | -10,085 | 0.00 | 0.00 | -0.00 | sell |
| Mitsubishi UFJ Asset Management Co., Ltd. | 246,059 | 234,775 | -11,284 | 0.00 | 0.00 | -0.00 | sell |
| Focus Partners Wealth | 11,800 | 0 | -11,800 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 16,236 | 0 | -16,236 | 0.00 | 0.00 | -0.00 | sell |
| IEQ CAPITAL, LLC | 17,052 | 0 | -17,052 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 17,189 | 0 | -17,189 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 17,500 | 0 | -17,500 | 0.01 | 0.00 | -0.01 | sell |
| SIMPLEX TRADING, LLC | 22,779 | 0 | -22,779 | 0.01 | 0.00 | -0.01 | sell |
| IMC-Chicago, LLC | 30,941 | 0 | -30,941 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 454,884 | 423,565 | -31,319 | 0.01 | 0.01 | -0.00 | sell |
| Sculptor Capital LP | 103,400 | 68,900 | -34,500 | 0.00 | 0.00 | -0.00 | sell |
| Connective Capital Management, LLC | 39,841 | 0 | -39,841 | 0.26 | 0.00 | -0.26 | sell |
| Shaolin Capital Management LLC | 200,000 | 125,000 | -75,000 | 0.01 | 0.01 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 173,851 | 41,764 | -132,087 | 0.03 | 0.00 | -0.02 | sell |
| SOROS FUND MANAGEMENT LLC | 9,967,978 | 9,767,037 | -200,941 | 1.46 | 0.93 | -0.53 | sell |
| UBS Group AG | 702,058 | 488,099 | -213,959 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 367,930 | 0 | -367,930 | 0.03 | 0.00 | -0.03 | sell |
| AQR Arbitrage LLC | 373,784 | 0 | -373,784 | 0.01 | 0.00 | -0.01 | sell |
| CSS LLC/IL | 744,914 | 150,760 | -594,154 | 0.07 | 0.01 | -0.06 | sell |
| METEORA CAPITAL, LLC | 2,979,478 | 1,367,771 | -1,611,707 | 0.38 | 0.11 | -0.27 | sell |