| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Tidal Investments LLC | 8,364,543 | 18,662,686 | +10,298,143 | 0.04 | 0.07 | +0.03 | buy |
| TWO SIGMA INVESTMENTS, LP | 4,930,270 | 11,095,670 | +6,165,400 | 0.01 | 0.01 | +0.01 | buy |
| Legal & General Group Plc | 655,263 | 3,334,470 | +2,679,207 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 1,001,220 | 3,641,741 | +2,640,521 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 980,040 | 3,254,131 | +2,274,091 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 902,854 | 3,042,567 | +2,139,713 | 0.00 | 0.00 | +0.00 | buy |
| GENERAL AMERICAN INVESTORS CO INC | 1,500,000 | 3,361,767 | +1,861,767 | 0.15 | 0.29 | +0.14 | buy |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 0 | 856,678 | +856,678 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 485 | 838,752 | +838,267 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 700,000 | +700,000 | 0.04 | 0.02 | -0.02 | buy |
| MML INVESTORS SERVICES, LLC | 0 | 667,441 | +667,441 | 0.00 | 0.00 | +0.00 | buy |
| Trek Financial, LLC | 11,718,501 | 12,292,390 | +573,889 | 0.95 | 0.88 | -0.07 | buy |
| BARCLAYS PLC | 1,457,421 | 1,960,943 | +503,522 | 0.00 | 0.00 | +0.00 | buy |
| Numerai GP LLC | 19,658 | 492,242 | +472,584 | 0.00 | 0.06 | +0.05 | buy |
| Pekin Hardy Strauss, Inc. | 225,000 | 605,000 | +380,000 | 0.04 | 0.08 | +0.04 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 709,937 | 1,060,382 | +350,445 | 0.01 | 0.01 | +0.00 | buy |
| Virtu Financial LLC | 66,622 | 408,204 | +341,582 | 0.00 | 0.02 | +0.01 | buy |
| TD ASSET MANAGEMENT INC | 5,048,593 | 5,362,381 | +313,788 | 0.01 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 232,536 | 529,162 | +296,626 | 0.00 | 0.00 | +0.00 | buy |
| INTACT INVESTMENT MANAGEMENT INC. | 0 | 258,900 | +258,900 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 81,511 | 320,102 | +238,591 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 112,949 | 325,359 | +212,410 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 211,014 | +211,014 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 324,072 | 522,123 | +198,051 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 3,433,497 | 3,627,909 | +194,412 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 169,800 | +169,800 | 0.00 | 0.00 | +0.00 | buy |
| Castleview Partners, LLC | 956,500 | 1,107,300 | +150,800 | 0.75 | 0.70 | -0.04 | buy |
| NATIONAL BANK OF CANADA /FI/ | 758,286 | 895,664 | +137,378 | 0.00 | 0.00 | -0.00 | buy |
| Swiss National Bank | 1,434,900 | 1,563,900 | +129,000 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 22,550 | 151,085 | +128,535 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 931,900 | 1,059,300 | +127,400 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 412,000 | 535,000 | +123,000 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 777,563 | 877,845 | +100,282 | 0.00 | 0.00 | -0.00 | buy |
| Groupe la Francaise | 5,500,000 | 5,600,000 | +100,000 | 0.12 | 0.10 | -0.02 | buy |
| State of Wyoming | 38,573 | 131,677 | +93,104 | 0.01 | 0.02 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 21,921 | 114,464 | +92,543 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 78,532 | 167,203 | +88,671 | 0.00 | 0.00 | +0.00 | buy |
| Warberg Asset Management LLC | 291,753 | 367,824 | +76,071 | 0.09 | 0.08 | -0.00 | buy |
| Mesirow Financial Investment Management, Inc. | 0 | 65,000 | +65,000 | 0.00 | 0.00 | +0.00 | buy |
| Condire Management, LP | 41,541,599 | 41,602,399 | +60,800 | 4.01 | 3.44 | -0.57 | buy |
| Engineers Gate Manager LP | 0 | 55,731 | +55,731 | 0.00 | 0.00 | +0.00 | buy |
| HB Wealth Management, LLC | 0 | 50,250 | +50,250 | 0.00 | 0.00 | +0.00 | buy |
| MOON CAPITAL MANAGEMENT LP | 2,957,322 | 3,000,000 | +42,678 | 2.70 | 3.00 | +0.30 | buy |
| Granite Bay Wealth Management, LLC | 0 | 40,000 | +40,000 | 0.00 | 0.01 | +0.01 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 747,168 | 784,704 | +37,536 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 552,060 | 588,204 | +36,144 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 58,612 | 89,664 | +31,052 | 0.00 | 0.00 | +0.00 | buy |
| Connective Capital Management, LLC | 0 | 30,000 | +30,000 | 0.00 | 0.02 | +0.02 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 29,851 | +29,851 | 0.00 | 0.00 | +0.00 | buy |
| Pasadena Private Wealth, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 15,901 | 37,283 | +21,382 | 0.00 | 0.00 | +0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| BROWN ADVISORY INC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| PKS Advisory Services, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 975 | 20,797 | +19,822 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 893,823 | 913,485 | +19,662 | 0.00 | 0.00 | -0.00 | buy |
| Centiva Capital, LP | 59,245 | 78,215 | +18,970 | 0.00 | 0.00 | -0.00 | buy |
| Aster Capital Management (DIFC) Ltd | 0 | 17,353 | +17,353 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 17,304 | +17,304 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 13,766 | 30,766 | +17,000 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 0 | 16,910 | +16,910 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 0 | 15,265 | +15,265 | 0.00 | 0.00 | +0.00 | buy |
| SIH Partners, LLLP | 99,435 | 114,467 | +15,032 | 0.00 | 0.01 | +0.00 | buy |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 308,500 | 322,500 | +14,000 | 0.00 | 0.00 | -0.00 | buy |
| Jefferies Financial Group Inc. | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 15,000 | 22,420 | +7,420 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 500,320 | 506,183 | +5,863 | 0.00 | 0.00 | -0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 2,140,581 | 2,145,949 | +5,368 | 0.01 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 25,000 | 30,000 | +5,000 | 0.00 | 0.00 | -0.00 | buy |
| Investment Management Corp of Ontario | 118,300 | 122,900 | +4,600 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 23,959 | 25,959 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| CALTON & ASSOCIATES, INC. | 25,500 | 26,500 | +1,000 | 0.01 | 0.01 | +0.00 | buy |
| Empowered Funds, LLC | 28,077 | 29,038 | +961 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 22,206 | 23,088 | +882 | 0.00 | 0.00 | -0.00 | buy |
| Global Retirement Partners, LLC | 0 | 761 | +761 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 35,118 | 35,775 | +657 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 57,613 | 57,673 | +60 | 0.00 | 0.00 | -0.00 | buy |
| ZAZOVE ASSOCIATES LLC | 38,466 | 38,466 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INGALLS & SNYDER LLC | 130,000 | 130,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TD ASSET MANAGEMENT INC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BECK MACK & OLIVER LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 899,875 | 899,875 | 0 | 0.03 | 0.02 | -0.00 | hold |
| AEGIS FINANCIAL CORP | 1,126,349 | 1,126,349 | 0 | 0.29 | 0.26 | -0.04 | hold |
| RAFFLES ASSOCIATES LP | 195,000 | 195,000 | 0 | 0.26 | 0.24 | -0.02 | hold |
| WHITEBOX ADVISORS LLC | 1,117,500 | 1,117,500 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.01 | hold |
| SCOTIA CAPITAL INC. | 71,500 | 71,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 14,486 | 14,486 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 96,740 | 96,740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 172,336 | 172,336 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cannell & Spears LLC | 130,000 | 130,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 1,350,000 | 1,350,000 | 0 | 0.14 | 0.09 | -0.06 | hold |
| K2 PRINCIPAL FUND, L.P. | 0 | 0 | 0 | 1.18 | 1.13 | -0.06 | hold |
| Alberta Investment Management Corp | 222,703 | 222,703 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anson Funds Management LP | 843,750 | 843,750 | 0 | 0.23 | 0.11 | -0.11 | hold |
| SPROTT INC. | 11,300,000 | 11,300,000 | 0 | 0.34 | 0.29 | -0.05 | hold |
| Capital Investment Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Brookstone Capital Management | 30,800 | 30,800 | 0 | 0.00 | 0.00 | -0.00 | hold |