| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Equinox Partners Investment Management LLC | 5,108,000 | 7,739,954 | +2,631,954 | 5.68 | 9.82 | +4.14 | buy |
| Eschler Asset Management LLP | 0 | 1,500,000 | +1,500,000 | 0.00 | 2.09 | +2.09 | buy |
| Invesco Ltd. | 2,826,384 | 4,228,047 | +1,401,663 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 0 | 1,079,933 | +1,079,933 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 10,073,073 | 10,901,905 | +828,832 | 0.03 | 0.03 | +0.00 | buy |
| CITADEL ADVISORS LLC | 43,760 | 557,654 | +513,894 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 2,386,114 | 2,831,989 | +445,875 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 287,896 | +287,896 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 65,627 | 343,579 | +277,952 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,502,513 | 1,765,804 | +263,291 | 0.00 | 0.00 | +0.00 | buy |
| Aristides Capital LLC | 0 | 160,782 | +160,782 | 0.00 | 0.14 | +0.14 | buy |
| Bleakley Financial Group, LLC | 32,180 | 182,321 | +150,141 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,971,707 | 2,110,014 | +138,307 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 123,635 | +123,635 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 172,853 | 294,437 | +121,584 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 948,609 | 1,021,341 | +72,732 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 354,459 | 410,439 | +55,980 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 42,699 | +42,699 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 0 | 32,567 | +32,567 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 8,059 | 36,373 | +28,314 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 478 | 28,565 | +28,087 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 1,219,893 | 1,247,189 | +27,296 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 0 | 26,660 | +26,660 | 0.00 | 0.00 | +0.00 | buy |
| Amundi | 100,000 | 125,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 103,820 | 122,280 | +18,460 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 370,878 | 389,195 | +18,317 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 21,492 | 37,412 | +15,920 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 48,774 | 60,420 | +11,646 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 10,520 | +10,520 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 10,413 | +10,413 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 209,162 | 217,362 | +8,200 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 90,826 | 98,295 | +7,469 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 25,097 | 31,976 | +6,879 | 0.00 | 0.00 | +0.00 | buy |
| Rathbones Group PLC | 23,540 | 29,540 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Wealth Management Group, Inc. | 15,000 | 20,000 | +5,000 | 0.02 | 0.03 | +0.01 | buy |
| US BANCORP \DE\ | 0 | 3,796 | +3,796 | 0.00 | 0.00 | +0.00 | buy |
| Euro Pacific Asset Management, LLC | 5,571,905 | 5,575,386 | +3,481 | 1.97 | 2.09 | +0.12 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 42,147 | 45,276 | +3,129 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 441,666 | 444,218 | +2,552 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 41,862 | 42,227 | +365 | 0.00 | 0.00 | -0.00 | buy |
| XPONANCE, INC. | 11,380 | 11,725 | +345 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 309 | +309 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 64,041 | 64,041 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INGALLS & SNYDER LLC | 170,190 | 170,190 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 15,953 | 15,953 | 0 | 0.00 | 0.00 | +0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 83,429 | 83,429 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AEGIS FINANCIAL CORP | 1,126,838 | 1,126,838 | 0 | 1.04 | 1.21 | +0.16 | hold |
| MetLife Investment Management, LLC | 104,658 | 104,658 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 297,800 | 297,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prospera Financial Services Inc | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Integrated Investment Consultants, LLC | 18,000 | 18,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Kite Lake Capital Management (UK) LLP | 4,183,500 | 4,183,500 | 0 | 0.68 | 25.41 | +24.73 | hold |
| RITHOLTZ WEALTH MANAGEMENT | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Western Wealth Management, LLC | 24,120 | 24,120 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARS Wealth Advisors Group, LLC | 24,359 | 24,359 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Pictet Asset Management Holding SA | 15,873 | 15,873 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NWF Advisory Services Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SEI INVESTMENTS CO | 10,115 | 10,115 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FRANKLIN RESOURCES INC | 3,829,900 | 3,829,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| U S GLOBAL INVESTORS INC | 200,000 | 200,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HSBC HOLDINGS PLC | 110,409 | 110,409 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TUDOR INVESTMENT CORP ET AL | 12,000 | 12,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 78,046 | 78,046 | 0 | 0.00 | 0.00 | +0.00 | hold |
| 1832 Asset Management L.P. | 2,760 | 2,760 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ORG Partners LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Coppell Advisory Solutions LLC | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| Stonebridge Capital Advisors LLC | 80 | 0 | -80 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 96,415 | 96,026 | -389 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Advisors Network LLC | 18,720 | 18,000 | -720 | 0.00 | 0.00 | +0.00 | sell |
| Federation des caisses Desjardins du Quebec | 3,765 | 2,965 | -800 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 246,079 | 244,640 | -1,439 | 0.00 | 0.00 | +0.00 | sell |
| AMALGAMATED BANK | 19,473 | 17,535 | -1,938 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 26,812 | 24,241 | -2,571 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 15,158 | 12,124 | -3,034 | 0.00 | 0.00 | +0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 10,845 | 6,744 | -4,101 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 5,085 | 0 | -5,085 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 504,310 | 499,082 | -5,228 | 0.00 | 0.00 | +0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 50,668 | 45,149 | -5,519 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 12,790 | 5,435 | -7,355 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 42,628 | 31,798 | -10,830 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 345,596 | 334,596 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 11,538 | 0 | -11,538 | 0.00 | 0.00 | -0.00 | sell |
| GILDER GAGNON HOWE & CO LLC | 716,171 | 703,253 | -12,918 | 0.02 | 0.02 | +0.00 | sell |
| Blue Trust, Inc. | 13,239 | 0 | -13,239 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 14,032 | 0 | -14,032 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 281,471 | 266,947 | -14,524 | 0.00 | 0.00 | -0.00 | sell |
| GTS SECURITIES LLC | 14,561 | 0 | -14,561 | 0.00 | 0.00 | -0.00 | sell |
| Vident Advisory, LLC | 14,846 | 0 | -14,846 | 0.00 | 0.00 | -0.00 | sell |
| FLOW TRADERS U.S. LLC | 16,934 | 0 | -16,934 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 430,100 | 404,800 | -25,300 | 0.00 | 0.00 | +0.00 | sell |
| GOLDMAN SACHS GROUP INC | 2,977,366 | 2,952,006 | -25,360 | 0.00 | 0.00 | +0.00 | sell |
| SG Americas Securities, LLC | 82,855 | 55,885 | -26,970 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 45,971 | 17,539 | -28,432 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 31,041 | 1,600 | -29,441 | 0.00 | 0.00 | -0.00 | sell |
| WMS Partners, LLC | 36,834 | 0 | -36,834 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 52,066 | 13,916 | -38,150 | 0.01 | 0.00 | -0.01 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 79,390 | 41,200 | -38,190 | 0.00 | 0.00 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 64,934 | 25,934 | -39,000 | 0.00 | 0.00 | -0.00 | sell |