Stock Transactions — NYLI CBRE GBL INFR MEGTRNDS

Total Bought
1,271,309
38 transactions
Total Sold
1,596,777
24 transactions
Net
-325,468
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MORGAN STANLEY4,830,8795,185,246+354,3670.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.14,304171,242+156,9380.070.86+0.79buy
RAYMOND JAMES FINANCIAL INC2,345,3772,465,902+120,5250.010.01+0.00buy
OPPENHEIMER & CO INC50,414123,418+73,0040.010.02+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP070,367+70,3670.000.00+0.00buy
Stolper Co064,764+64,7640.000.29+0.29buy
BANK OF AMERICA CORP /DE/671,168724,116+52,9480.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC050,000+50,0000.000.00+0.00buy
ROYAL BANK OF CANADA859,449899,678+40,2290.000.00-0.00buy
JANE STREET GROUP, LLC036,253+36,2530.000.00+0.00buy
Rockefeller Capital Management L.P.305,106339,500+34,3940.010.01+0.00buy
TWO SIGMA INVESTMENTS, LP79,398110,516+31,1180.000.00+0.00buy
Steward Partners Investment Advisory, LLC140,301170,636+30,3350.020.01-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC134,999156,671+21,6720.320.35+0.03buy
FLAGSHIP HARBOR ADVISORS, LLC015,730+15,7300.000.01+0.01buy
Opal Wealth Advisors, LLC18,65032,471+13,8210.070.13+0.06buy
DAYMARK WEALTH PARTNERS, LLC24,44936,625+12,1760.010.02+0.01buy
PARK AVENUE SECURITIES LLC011,635+11,6350.000.00+0.00buy
Walleye Capital LLC011,613+11,6130.000.00+0.00buy
OSAIC HOLDINGS, INC.28,68038,950+10,2700.000.00+0.00buy
NWF Advisory Services Inc.18,50028,500+10,0000.030.05+0.01buy
NewEdge Advisors, LLC11,57721,099+9,5220.000.00+0.00buy
Mariner, LLC15,37021,499+6,1290.000.00+0.00buy
CHOREO, LLC19,08424,979+5,8950.000.00+0.00buy
Cetera Investment Advisers10,35216,190+5,8380.000.00+0.00buy
MATHER GROUP, LLC.05,000+5,0000.000.00+0.00buy
LPL Financial LLC27,97032,852+4,8820.000.00+0.00buy
FCA CORP /TX107,336111,692+4,3560.460.46-0.00buy
ACCREDITED INVESTOR SERVICES, LLC14,33416,348+2,0140.150.16+0.01buy
Merit Financial Group, LLC20,37322,100+1,7270.000.00-0.00buy
1620 INVESTMENT ADVISORS, INC.01,600+1,6000.000.02+0.02buy
CHAPIN DAVIS, INC.39,65040,150+5000.160.14-0.01buy
CORRADO ADVISORS, LLC173,171173,651+4801.501.37-0.13buy
WPG Advisers, LLC2,0722,530+4580.020.03+0.00buy
NBC SECURITIES, INC.0350+3500.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.24,11424,322+2080.000.00-0.00buy
COMERICA BANK274,525274,715+1900.020.02+0.00buy
Sound Income Strategies, LLC2223+10.000.00+0.00buy
CIBC Private Wealth Group LLC2,7002,70000.000.00-0.00hold
ASSETMARK, INC141400.000.00-0.00hold
Saba Capital Management, L.P.6,259,9696,259,96902.423.04+0.61hold
CWM, LLC43143100.000.00-0.00hold
Cerity Partners LLC27,59927,59900.000.00-0.00hold
Capital Investment Advisors, LLC12,47512,47500.000.00-0.00hold
Aptus Capital Advisors, LLC15,00015,00000.000.00-0.00hold
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.10,41410,41400.100.06-0.04hold
Integrated Wealth Concepts LLC15,00015,00000.000.00-0.00hold
WFA of San Diego, LLC25025000.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
US BANCORP \DE\23523500.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.5,6905,69000.000.00-0.00hold
VISTA INVESTMENT PARTNERS II, LLC10,95310,924-290.080.07-0.00sell
Focus Financial Network, Inc.23,56723,214-3530.010.01-0.00sell
Sovereign Financial Group, Inc.15,42914,595-8340.050.04-0.01sell
Sovran Advisors, LLC82,80281,593-1,2090.120.10-0.02sell
Savant Capital, LLC11,87510,573-1,3020.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC63,42862,028-1,4000.000.00-0.00sell
Bramshill Investments, LLC70,33468,710-1,6240.100.07-0.04sell
Dakota Wealth Management17,87513,265-4,6100.010.00-0.00sell
COHEN & STEERS, INC.147,391137,391-10,0000.000.00-0.00sell
STIFEL FINANCIAL CORP47,56035,876-11,6840.000.00-0.00sell
Geneos Wealth Management Inc.11,7590-11,7590.000.00-0.00sell
Quantedge Capital Pte Ltd12,1310-12,1310.160.00-0.16sell
Private Advisor Group, LLC15,3120-15,3120.000.00-0.00sell
Elequin Capital, LP16,3090-16,3090.030.00-0.03sell
M Holdings Securities, Inc.20,6870-20,6870.050.00-0.05sell
Pathstone Holdings, LLC361,436333,758-27,6780.020.02-0.00sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD33,1520-33,1520.040.00-0.04sell
Almitas Capital LLC39,6120-39,6120.140.00-0.14sell
WELLS FARGO & COMPANY/MN796,710743,183-53,5270.000.00-0.00sell
Advisors Asset Management, Inc.333,086274,622-58,4640.080.07-0.02sell
Karpus Management, Inc.689,551630,869-58,6820.320.29-0.02sell
Quarry LP92,8870-92,8870.300.00-0.30sell
ABSOLUTE INVESTMENT ADVISERS, LLC234,7170-234,7170.410.00-0.41sell
Penserra Capital Management LLC1,322,582433,767-888,8150.260.08-0.19sell
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