| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 168,681 | +168,681 | 0.00 | 0.29 | +0.29 | buy |
| Cetera Investment Advisers | 17,970 | 99,225 | +81,255 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,380,710 | 1,456,430 | +75,720 | 0.42 | 0.42 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 15,678 | 57,555 | +41,877 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 21,480 | 54,198 | +32,718 | 0.06 | 0.14 | +0.08 | buy |
| Saba Capital Management, L.P. | 4,720,658 | 4,748,806 | +28,148 | 1.43 | 1.30 | -0.13 | buy |
| Alpine Global Management, LLC | 125,000 | 146,000 | +21,000 | 0.42 | 0.35 | -0.07 | buy |
| Cerity Partners LLC | 0 | 16,632 | +16,632 | 0.00 | 0.00 | +0.00 | buy |
| Sigma Planning Corp | 0 | 16,572 | +16,572 | 0.00 | 0.01 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 16,089 | +16,089 | 0.00 | 0.02 | +0.02 | buy |
| Koshinski Asset Management, Inc. | 0 | 14,441 | +14,441 | 0.00 | 0.02 | +0.02 | buy |
| Walleye Capital LLC | 0 | 14,170 | +14,170 | 0.00 | 0.00 | +0.00 | buy |
| Fisher Asset Management, LLC | 0 | 11,341 | +11,341 | 0.00 | 0.00 | +0.00 | buy |
| Advisor OS, LLC | 0 | 10,389 | +10,389 | 0.00 | 0.01 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 0 | 9,894 | +9,894 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 8,832 | +8,832 | 0.00 | 0.01 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 37,611 | 43,323 | +5,712 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 3,000 | +3,000 | 0.00 | 0.02 | +0.02 | buy |
| Rockefeller Capital Management L.P. | 72,502 | 74,818 | +2,316 | 0.00 | 0.00 | -0.00 | buy |
| ASSETMARK, INC | 0 | 1,406 | +1,406 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 1,100 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| TD Capital Management LLC | 0 | 747 | +747 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 12,669 | 13,376 | +707 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 144,161 | 144,867 | +706 | 0.00 | 0.00 | +0.00 | buy |
| ORG Partners LLC | 0 | 568 | +568 | 0.00 | 0.01 | +0.01 | buy |
| D.A. DAVIDSON & CO. | 23,445 | 23,845 | +400 | 0.00 | 0.00 | -0.00 | buy |
| Heron Bay Capital Management | 372,776 | 372,964 | +188 | 1.06 | 0.98 | -0.08 | buy |
| Cambridge Investment Research Advisors, Inc. | 24,784 | 24,965 | +181 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 36,767 | 36,900 | +133 | 0.00 | 0.00 | -0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 131 | +131 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 367 | 422 | +55 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 12,779 | 12,779 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Sunbelt Securities, Inc. | 345 | 345 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 659 | 659 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 1,905 | 1,905 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 381 | 381 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gladstone Institutional Advisory LLC | 30,000 | 30,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 7,264 | 7,264 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WOLFF WIESE MAGANA LLC | 1,200 | 1,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Spire Wealth Management | 7,248 | 7,248 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 16,830 | 16,830 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Glass Jacobson Investment Advisors llc | 445 | 445 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 4,410 | 4,410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MML INVESTORS SERVICES, LLC | 17,405 | 17,405 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTA ASSET MANAGEMENT LLC/TN | 468 | 468 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 46,717 | 46,579 | -138 | 0.00 | 0.00 | -0.00 | sell |
| Focused Wealth Management, Inc | 353 | 0 | -353 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 25,601 | 24,231 | -1,370 | 0.01 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,587 | 0 | -1,587 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 28,876 | 27,006 | -1,870 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 30,252 | 26,959 | -3,293 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 18,107 | 13,772 | -4,335 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 27,904 | 23,230 | -4,674 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 37,961 | 33,270 | -4,691 | 0.09 | 0.07 | -0.02 | sell |
| Advisory Services Network, LLC | 5,642 | 0 | -5,642 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 37,199 | 29,535 | -7,664 | 0.00 | 0.00 | -0.00 | sell |
| Advisor Resource Council | 10,712 | 0 | -10,712 | 0.02 | 0.00 | -0.02 | sell |
| SILVERLAKE WEALTH MANAGEMENT LLC | 53,891 | 42,970 | -10,921 | 0.37 | 0.27 | -0.09 | sell |
| Virtu Financial LLC | 11,681 | 0 | -11,681 | 0.01 | 0.00 | -0.01 | sell |
| JPMORGAN CHASE & CO | 14,682 | 0 | -14,682 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 71,738 | 49,952 | -21,786 | 0.00 | 0.00 | -0.00 | sell |
| Quantedge Capital Pte Ltd | 24,738 | 0 | -24,738 | 0.15 | 0.00 | -0.15 | sell |
| LPL Financial LLC | 272,378 | 246,912 | -25,466 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 86,966 | 61,412 | -25,554 | 0.54 | 0.31 | -0.23 | sell |
| Advisors Asset Management, Inc. | 124,499 | 95,187 | -29,312 | 0.03 | 0.02 | -0.01 | sell |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 32,100 | 0 | -32,100 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 566,670 | 532,352 | -34,318 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 54,923 | 0 | -54,923 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 65,350 | 0 | -65,350 | 0.07 | 0.00 | -0.07 | sell |
| MORGAN STANLEY | 1,380,271 | 1,200,926 | -179,345 | 0.00 | 0.00 | -0.00 | sell |
| CLOUGH CAPITAL PARTNERS L P | 251,150 | 0 | -251,150 | 0.34 | 0.00 | -0.34 | sell |