Stock Transactions — NUVEEN MULTI ASSET INCOME FU

Total Bought
740,084
45 transactions
Total Sold
1,229,673
25 transactions
Net
-489,589
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Advisors Asset Management, Inc.64,087235,038+170,9510.010.05+0.03buy
MORGAN STANLEY893,107987,703+94,5960.000.00+0.00buy
ROYAL BANK OF CANADA195,116240,191+45,0750.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC044,447+44,4470.000.00+0.00buy
HUB Investment Partners, LLC043,952+43,9520.000.01+0.01buy
Cetera Investment Advisers97,245138,811+41,5660.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC21,40958,809+37,4000.000.00+0.00buy
LPL Financial LLC393,127423,921+30,7940.000.00-0.00buy
HRT FINANCIAL LP026,210+26,2100.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.28,48150,441+21,9600.010.02+0.01buy
Advisory Services Network, LLC17,99538,774+20,7790.000.01+0.00buy
BANK OF AMERICA CORP /DE/69,75587,162+17,4070.000.00+0.00buy
STIFEL FINANCIAL CORP201,156217,083+15,9270.000.00+0.00buy
OSAIC HOLDINGS, INC.65,59479,840+14,2460.000.00+0.00buy
Invesco Ltd.14,43628,274+13,8380.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC013,604+13,6040.000.00+0.00buy
Kestra Advisory Services, LLC5,24117,128+11,8870.000.00+0.00buy
Waverly Advisors, LLC010,723+10,7230.000.00+0.00buy
NewEdge Advisors, LLC29,39539,447+10,0520.000.00+0.00buy
Private Advisor Group, LLC32,52540,756+8,2310.000.00+0.00buy
Calamos Advisors LLC51,01957,914+6,8950.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC23,76729,597+5,8300.000.00+0.00buy
FIRST TRUST ADVISORS LP107,113112,821+5,7080.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC79,64283,905+4,2630.000.00-0.00buy
Integrated Wealth Concepts LLC18,13821,780+3,6420.000.00-0.00buy
FIFTH THIRD BANCORP03,286+3,2860.000.00+0.00buy
NWF Advisory Services Inc.40,36143,561+3,2000.060.06+0.00buy
JPMORGAN CHASE & CO49,22251,877+2,6550.000.00-0.00buy
MAI Capital Management2,6385,175+2,5370.000.00+0.00buy
Cassaday & Co Wealth Management LLC02,504+2,5040.000.00+0.00buy
FNY Investment Advisers, LLC01,000+1,0000.000.01+0.01buy
N.E.W. Advisory Services LLC7281,638+9100.000.00+0.00buy
D.A. DAVIDSON & CO.130,500131,230+7300.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO164800+6360.000.00+0.00buy
Golden State Equity Partners0568+5680.000.00+0.00buy
CWM, LLC0500+5000.000.00+0.00buy
Farther Finance Advisors, LLC9961,408+4120.000.00+0.00buy
POM Investment Strategies, LLC0345+3450.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.53,90554,229+3240.000.00-0.00buy
HARBOUR INVESTMENTS, INC.0225+2250.000.00+0.00buy
Steward Partners Investment Advisory, LLC2,5152,684+1690.000.00-0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.051+510.000.00+0.00buy
Root Financial Partners, LLC033+330.000.00+0.00buy
Allworth Financial LP1,0431,051+80.000.00-0.00buy
WPG Advisers, LLC227235+80.000.00-0.00buy
OLD POINT TRUST & FINANCIAL SERVICES N A4,1004,10000.020.02-0.00hold
SIGNATUREFD, LLC646400.000.00-0.00hold
HighTower Advisors, LLC25,82825,82800.000.00-0.00hold
Koshinski Asset Management, Inc.16,20916,20900.010.01-0.00hold
Measured Wealth Private Client Group, LLC36436400.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.53553500.000.00-0.00hold
Sound Income Strategies, LLC1,9051,90500.000.00-0.00hold
Geneos Wealth Management Inc.38138100.000.00-0.00hold
Gladstone Institutional Advisory LLC30,00030,00000.010.01-0.00hold
Advisor OS, LLC10,38910,38900.010.01-0.00hold
CoreCap Advisors, LLC45545500.000.00-0.00hold
Fortitude Advisory Group L.L.C.22,61822,61800.130.13+0.00hold
MELFA WEALTH MANAGEMENT, INC.27,30527,30500.210.19-0.01hold
SILVERLAKE WEALTH MANAGEMENT LLC27,47927,47900.080.07-0.01hold
MML INVESTORS SERVICES, LLC17,16417,16400.000.00+0.00hold
CITIGROUP INC2200.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN40040000.000.00+0.00hold
Atlantic Union Bankshares Corp3,0513,05100.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC228225-30.000.00-0.00sell
Heron Bay Capital Management287,775287,763-120.720.33-0.39sell
Merit Financial Group, LLC12,70812,679-290.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20,50720,469-380.020.02-0.00sell
Thomas J. Herzfeld Advisors, Inc.1,096898-1980.000.00-0.00sell
SageView Advisory Group, LLC4370-4370.000.00-0.00sell
MassMutual Private Wealth & Trust, FSB5000-5000.000.00-0.00sell
Janney Montgomery Scott LLC40,14239,406-7360.000.00+0.00sell
PNC FINANCIAL SERVICES GROUP, INC.1,1720-1,1720.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC1,1730-1,1730.000.00-0.00sell
Rockefeller Capital Management L.P.64,10658,757-5,3490.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC37,78131,501-6,2800.070.06-0.02sell
J.W. COLE ADVISORS, INC.10,0560-10,0560.000.00-0.00sell
UBS Group AG681,504671,354-10,1500.000.00-0.00sell
Avior Wealth Management, LLC13,2490-13,2490.010.00-0.01sell
XTX Topco Ltd13,4150-13,4150.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,9380-13,9380.000.00-0.00sell
SFG Wealth Management, LLC.29,1500-29,1500.150.00-0.15sell
READYSTATE ASSET MANAGEMENT LP56,1740-56,1740.030.00-0.03sell
Saba Capital Management, L.P.75,2790-75,2790.030.00-0.03sell
Shaker Financial Services, LLC151,41042,232-109,1780.630.18-0.44sell
ABSOLUTE INVESTMENT ADVISERS, LLC116,7940-116,7940.180.00-0.18sell
WOLVERINE ASSET MANAGEMENT LLC182,61025,897-156,7130.030.01-0.03sell
Pathstone Holdings, LLC1,224,0231,061,064-162,9590.060.05-0.01sell
Penserra Capital Management LLC986,984540,293-446,6910.150.08-0.07sell
Page 1 of 1