Stock TransactionsNUVEEN MULTI ASSET INCOME FU

Total Bought
498,703
32 transactions
Total Sold
1,265,728
31 transactions
Net
-767,025
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Navis Wealth Advisors, LLC0213,038+213,0380.001.14+1.14buy
Hennion & Walsh Asset Management, Inc.50,44196,340+45,8990.020.04+0.02buy
LPL Financial LLC423,921451,617+27,6960.000.00+0.00buy
Virtu Financial LLC024,457+24,4570.000.01+0.01buy
Penserra Capital Management LLC540,293561,723+21,4300.080.06-0.02buy
Advisors Asset Management, Inc.235,038255,802+20,7640.050.06+0.01buy
XTX Topco Ltd019,562+19,5620.000.00+0.00buy
UBS Group AG671,354690,881+19,5270.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP016,989+16,9890.000.01+0.01buy
D.A. DAVIDSON & CO.131,230144,737+13,5070.010.01+0.00buy
Kovack Advisors, Inc.012,755+12,7550.000.01+0.01buy
STIFEL FINANCIAL CORP217,083228,667+11,5840.000.00+0.00buy
Advisory Services Network, LLC38,77444,391+5,6170.010.01+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20,46924,984+4,5150.020.02+0.00buy
MERCER GLOBAL ADVISORS INC /ADV04,407+4,4070.000.00+0.00buy
Calamos Advisors LLC57,91462,051+4,1370.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.54,22958,270+4,0410.000.00+0.00buy
Janney Montgomery Scott LLC39,40643,283+3,8770.000.00-0.00buy
BANK OF AMERICA CORP /DE/87,16290,907+3,7450.000.00+0.00buy
OSAIC HOLDINGS, INC.79,84083,518+3,6780.000.00-0.00buy
FIRST TRUST ADVISORS LP112,821116,430+3,6090.000.00-0.00buy
Allworth Financial LP1,0514,510+3,4590.000.00+0.00buy
Fortitude Advisory Group L.L.C.22,61825,658+3,0400.130.14+0.01buy
RAYMOND JAMES FINANCIAL INC83,90586,036+2,1310.000.00+0.00buy
NWF Advisory Services Inc.43,56145,411+1,8500.060.06-0.00buy
JPMORGAN CHASE & CO51,87753,041+1,1640.000.00+0.00buy
HARBOUR INVESTMENTS, INC.2251,000+7750.000.00+0.00buy
HUB Investment Partners, LLC43,95244,542+5900.010.01-0.00buy
Invesco Ltd.28,27428,773+4990.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC29,59729,785+1880.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.8981,013+1150.000.00+0.00buy
SIGNATUREFD, LLC64122+580.000.00+0.00buy
OLD POINT TRUST & FINANCIAL SERVICES N A4,1004,10000.020.02+0.00hold
HighTower Advisors, LLC25,82825,82800.000.00+0.00hold
Koshinski Asset Management, Inc.16,20916,20900.010.01-0.00hold
Measured Wealth Private Client Group, LLC36436400.000.00+0.00hold
Steward Partners Investment Advisory, LLC2,6842,68400.000.00+0.00hold
Rockefeller Capital Management L.P.58,75758,75700.000.00-0.00hold
FNY Investment Advisers, LLC1,0001,00000.010.01-0.00hold
Geneos Wealth Management Inc.38138100.000.00+0.00hold
Gladstone Institutional Advisory LLC30,00030,00000.010.01-0.00hold
Advisor OS, LLC10,38910,38900.010.01+0.00hold
CoreCap Advisors, LLC45545500.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.27,30527,30500.190.21+0.01hold
Cassaday & Co Wealth Management LLC2,5042,50400.000.00+0.00hold
SILVERLAKE WEALTH MANAGEMENT LLC27,47927,47900.070.07+0.00hold
Farther Finance Advisors, LLC1,4081,40800.000.00-0.00hold
MML INVESTORS SERVICES, LLC17,16417,16400.000.00-0.00hold
CITIGROUP INC2200.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN40040000.000.00+0.00hold
Atlantic Union Bankshares Corp3,0513,05100.000.00-0.00hold
Root Financial Partners, LLC330-330.000.00-0.00sell
HIGHLINE WEALTH PARTNERS LLC225178-470.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.510-510.000.00-0.00sell
WPG Advisers, LLC235140-950.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.535222-3130.000.00-0.00sell
POM Investment Strategies, LLC3450-3450.010.00-0.01sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC31,50131,001-5000.060.05-0.00sell
Golden State Equity Partners5680-5680.000.00-0.00sell
Kestra Advisory Services, LLC17,12816,558-5700.000.00-0.00sell
Global Retirement Partners, LLC1,394764-6300.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO8000-8000.000.00-0.00sell
N.E.W. Advisory Services LLC1,638728-9100.000.00-0.00sell
Merit Financial Group, LLC12,67911,338-1,3410.000.00-0.00sell
Sound Income Strategies, LLC1,9050-1,9050.000.00-0.00sell
KESTRA PRIVATE WEALTH SERVICES, LLC13,60411,314-2,2900.000.00-0.00sell
NewEdge Advisors, LLC39,44736,814-2,6330.000.00-0.00sell
FIFTH THIRD BANCORP3,28622-3,2640.000.00-0.00sell
MAI Capital Management5,1750-5,1750.000.00-0.00sell
Waverly Advisors, LLC10,7230-10,7230.000.00-0.00sell
Integrated Wealth Concepts LLC21,78011,000-10,7800.000.00-0.00sell
Private Advisor Group, LLC40,75619,139-21,6170.000.00-0.00sell
Cetera Investment Advisers138,811116,910-21,9010.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC25,8970-25,8970.010.00-0.01sell
HRT FINANCIAL LP26,2100-26,2100.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC58,80932,523-26,2860.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC44,44710,515-33,9320.000.00-0.00sell
Shaker Financial Services, LLC42,2320-42,2320.180.00-0.18sell
ROYAL BANK OF CANADA240,191185,846-54,3450.000.00-0.00sell
MORGAN STANLEY987,703863,331-124,3720.000.00-0.00sell
Heron Bay Capital Management287,7630-287,7630.330.00-0.33sell
Pathstone Holdings, LLC1,061,064502,864-558,2000.050.02-0.03sell
Page 1 of 1